Harbor Capital Advisors to Migrate Three ETFs to NYSE from NYSE Arca

Harbor Capital Advisors, Inc. (“Harbor”), a premier multi-manager investment firm offering access to specialized expertise across a range of investment strategies and vehicles, today announced that they will be transferring the following ETFs to the NYSE, effective January 2, 2023.

• Harbor All-Weather Inflation Focus ETF (HGER)
• Harbor Dividend Growth Leaders ETF (GDIV)
• Harbor Long-Term Growers ETF (WINN)

The Funds will all keep the same ticker symbols. Additionally, the trading of the funds and the funds’ shareholders are not anticipated to be impacted during the transfer. Shareholders are not required to take any action in connection with the listing transfer.

HGER seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Quantix Inflation Index (QII). HGER is designed to provide investors with a dynamic, all-weather and diversified inflation hedge through exposure to the QII.

GDIV seeks long-term growth of capital, using a dividend growth approach. This approach offers access to companies that we believe have the potential for increasing dividend payments—reinvested dividends have historically driven a significant portion of stock market returns. Through its investment process, GDIV also seeks to deliver upside market participation with limited downside risk for investors.

WINN seeks long-term growth of capital by investing in large-and mid-capitalization companies, primarily in the U.S., that have compelling prospects for long-term growth and generate strong returns for shareholders. WINN’s investment strategy seeks to exploit market inefficiencies by investing in companies with underappreciated multi-year structural growth opportunities.

“We are absolutely thrilled to have HGER, GDIV, and WINN move to the NYSE in January,” Steve Cook, Head of ETFs at Harbor Capital Advisors stated. “This migration represents Harbor’s and NYSE’s unwavering commitment to an exceptional investment and execution experience. Harbor has a tradition of superior due diligence, and we believe the NYSE bringing more human intervention and oversight with the Designated Market Maker (DMM) system back into the experience is a tremendous step forward for ETF traders and shareholders,” added Cook.

“We’re excited to welcome three Harbor ETFs to the iconic New York Stock Exchange floor,” said Douglas Yones, Head of Exchange Traded Products at the NYSE. “The NYSE’s floor-based model combines industry-leading technology and human judgment to help reduce volatility and narrow spreads.”

To celebrate these ETFs migrating, Harbor will be participating in NYSE’s Closing Bell ceremony on January 3, 2023.

About Harbor

Harbor is dedicated to helping clients achieve investment objectives with an active, cost-aware investing approach. For more than 30 years, our investment team has served as a guide for clients, developing portfolio strategies based on rigorous research and market analysis; sourcing select specialists and deep insights in each asset class; and evaluating performance to ensure that decisions remain in the best interests of our clients. Headquartered in Chicago, Harbor Capital Advisors had total assets under management of approximately $38 billion as of September 30, 2022. For more information, visit harborcapital.com.

About NYSE Group

NYSE Group is a subsidiary of Intercontinental Exchange (NYSE: ICE), a leading global provider of data, technology and market infrastructure. NYSE Group’s equity exchanges -- the New York Stock Exchange, NYSE American, NYSE Arca, NYSE Chicago and NYSE National -- trade more U.S. equity volume than any other exchange group. The NYSE, an ICE exchange, is the premier global venue for capital raising. NYSE Arca Options and NYSE Amex Options are leading equity options exchanges. To learn more, visit nyse.com.

About Intercontinental Exchange

Intercontinental Exchange, Inc. (NYSE: ICE) is a Fortune 500 company that designs, builds and operates digital networks to connect people to opportunity. We provide financial technology and data services across major asset classes that offer our customers access to mission-critical workflow tools that increase transparency and operational efficiencies. We operate exchanges, including the New York Stock Exchange, and clearing houses that help people invest, raise capital and manage risk across multiple asset classes. Our comprehensive fixed income data services and execution capabilities provide information, analytics and platforms that help our customers capitalize on opportunities and operate more efficiently. At ICE Mortgage Technology, we are transforming and digitizing the U.S. residential mortgage process, from consumer engagement through loan registration. Together, we transform, streamline and automate industries to connect our customers to opportunity.

Trademarks of ICE and/or its affiliates include Intercontinental Exchange, ICE, ICE block design, NYSE and New York Stock Exchange. Information regarding additional trademarks and intellectual property rights of Intercontinental Exchange, Inc. and/or its affiliates is located here. Key Information Documents for certain products covered by the EU Packaged Retail and Insurance-based Investment Products Regulation can be accessed on the relevant exchange website under the heading “Key Information Documents (KIDS).”

Safe Harbor Statement under the Private Securities Litigation Reform Act of 1995 -- Statements in this press release regarding ICE's business that are not historical facts are "forward-looking statements" that involve risks and uncertainties. For a discussion of additional risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see ICE's Securities and Exchange Commission (SEC) filings, including, but not limited to, the risk factors in ICE's Annual Report on Form 10-K for the year ended December 31, 2021, as filed with the SEC on February 3, 2022.

For more information, please visit www.harborcapital.com/etfs or email prteam@harborcapital.com

Investors should carefully consider the investment objectives, risks, charges and expenses of a Harbor fund before investing. To obtain a summary prospectus or prospectus for this and other information, visit harborcapital.com or call 800-422-1050. Read it carefully before investing.

There is no guarantee that the investment objective of the Funds will be achieved. Stock markets are volatile and equity values can decline significantly in response to adverse issuer, political, regulatory, market and economic conditions. A nondiversified Fund may invest a greater percentage of its assets in securities of a single issuer, and/or invest in a relatively small number of issuers. It is more susceptible to risks associated with a single economic, political or regulatory occurrence than a more diversified portfolio.

Commodity Risk: HGER has exposure to commodities through its and/or the Subsidiary's investments in commodity linked derivative instruments. Authorized Participant Concentration/Trading Risk: Only authorized participants (“APs”) may engage in creation or redemption transactions directly with the Fund. Commodity- Linked Derivatives Risk: The Fund's investments in commodity-linked derivative instruments (either directly or through the Subsidiary) and the tracking of an Index comprised of commodity futures may subject the Fund to significantly greater volatility than investments in traditional securities.

The Quantix Inflation Index (“QII”) is designed to deliver superior inflation protection and outperformance to traditional commodity indices, particularly in inflationary environments.

Diversification does not assure a profit or protect against a loss in a declining market.

Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value.

Shares are bought and sold at market price not net asset value (NAV). Market price returns are based upon the closing composite market price and do not represent the returns you would receive if you traded shares at other times.

Foreside Fund Services, LLC. is the Distributor of the Harbor ETFs.

Quantix Commodities LP is a third-party subadvisor to the Harbor All-Weather Inflation Focus ETF

Westfield Capital Management is a third-party subadvisor to the Harbor Dividend Growth Leaders ETF

Jennison Associates, LLC is a third-party subadvisor to the Harbor Long-Term Growers ETF

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