CUSIP No. |
23282W 10 0 |
Page | 2 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Mayfield IX, a Delaware Limited Partnership |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,781,358 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,781,358 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,781,358 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.6% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
CUSIP No. |
23282W 10 0 |
Page | 3 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Mayfield IX Management, L.L.C. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,875,113 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,875,113 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,875,113 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.8% | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO |
CUSIP No. |
23282W 10 0 |
Page | 4 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Mayfield Associates Fund IV, a Delaware Limited Partnership |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 93,755 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
93,755 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
93,755 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.2% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
CUSIP No. |
23282W 10 0 |
Page | 5 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Yogen K. Dalal |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,031,713 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,031,713 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,031,713 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
CUSIP No. |
23282W 10 0 |
Page | 6 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) F. Gibson Myers, Jr. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,031,713 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,031,713 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,031,713 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
CUSIP No. |
23282W 10 0 |
Page | 7 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Kevin A. Fong |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,031,713 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,031,713 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,031,713 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
CUSIP No. |
23282W 10 0 |
Page | 8 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) William D. Unger |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,031,713 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,031,713 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,031,713 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
CUSIP No. |
23282W 10 0 |
Page | 9 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) Wendell G. Van Auken, III |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 2,031,713 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
2,031,713 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,031,713 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
CUSIP No. |
23282W 10 0 |
Page | 10 |
of | 16
pages. |
1 | NAME OF REPORTING PERSON I.R.S. Identification No. of Above Persons (Entities Only) A. Grant Heidrich, III |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 54,040 (includes options to purchase 25,000 shares exercisable within 60 days of the date hereof.) |
||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,875,113 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 54,040 (includes options to purchase 25,000 shares exercisable within 60 days of the date hereof.) |
||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,875,113 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,929,153 (includes options to purchase 25,000 shares exercisable within 60 days of the date hereof.) |
|||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
3.9% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
(a) | Name of Issuer: | ||
Cytokinetics, Inc. | |||
(b) | Address of Issuers Principal Executive Offices: | ||
280 East Grand Avenue South San Francisco, CA 94080 |
(a) | Name of Persons Filing: | ||
Mayfield IX, a Delaware Limited Partnership Mayfield IX Management, L.L.C. Mayfield Associates Fund IV, a Delaware Limited Partnership Yogen K. Dalal F. Gibson Myers, Jr. Kevin A. Fong William D. Unger Wendell G. Van Auken, III A. Grant Heidrich, III |
|||
(b) | Address of Principal Business Office: | ||
c/o Mayfield Fund 2800 Sand Hill Road, Suite 250 Menlo Park, CA 94025 |
|||
(c) | Citizenship: | ||
Mayfield IX, a Delaware Limited Partnership, and Mayfield Associates Fund IV, a
Delaware Limited Partnership, are Delaware limited partnerships.
Mayfield IX Management, L.L.C. is a Delaware limited liability company. The individuals listed in Item 2(a) are U.S. citizens. |
Page 11 of 16 pages.
(d) | Title of Class of Securities: | ||
Common Stock | |||
(e) | CUSIP Number: | ||
23282W 10 0 |
Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not applicable |
Item 4. | Ownership. |
The information regarding ownership as set forth in Items 5-9 of Pages 2-10 hereto, is hereby incorporated by reference. | |||
For a summary of total ownership by all Reporting Persons, see Exhibit 3 hereto. |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable. |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. |
Item 9. | Notice of Dissolution of Group. |
Not applicable. |
Item 10. | Certification. |
Not applicable. |
Page 12 of 16 pages.
MAYFIELD IX, A DELAWARE LIMITED PARTNERSHIP | ||||
By: | Mayfield IX Management, L.L.C. Its General Partner |
By: | /s/ James T. Beck | |||
James T. Beck, Authorized Signatory |
MAYFIELD IX MANAGEMENT, L.L.C. |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Authorized Signatory |
MAYFIELD ASSOCIATES FUND IV, A DELAWARE LIMITED PARTNERSHIP |
||||
By: | Mayfield IX Management, L.L.C. Its General Partner |
By: | /s/ James T. Beck | |||
James T. Beck, Authorized Signatory |
YOGEN K. DALAL |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact |
F. GIBSON MYERS, JR. |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact |
KEVIN A. FONG |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact | ||||
Page 13 of 16 pages.
WILLIAM D. UNGER |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact |
WENDELL G. VAN AUKEN, III |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact |
A. GRANT HEIDRICH, III |
||||
By: | /s/ James T. Beck | |||
James T. Beck, Attorney In Fact | ||||
Page 14 of 16 pages.
Exhibit 1 -
|
JOINT FILING AGREEMENT is hereby incorporated by reference to Exhibit 1 to the Statement on Schedule 13G dated February 14, 2005. | |
Exhibit 2 -
|
POWERS OF ATTORNEY are hereby incorporated by reference to Exhibit 2 to the Statement on Schedule 13G dated February 14, 2005. | |
Exhibit 3 -
|
OWNERSHIP SUMMARY |
Page 15 of 16 pages.
Number of | Percent of Class | |||||||||||
Shares | Number of Shares | Beneficially | ||||||||||
Name of Reporting Person | (Direct) (5) | (Indirect) | Owned (1) | |||||||||
Mayfield IX, a Delaware
Limited Partnership |
1,781,358 | (2) | -0- | 3.6 | % | |||||||
Mayfield IX Management, L.L.C. |
-0- | 1,875,113 | (2)(3) | 3.8 | % | |||||||
Mayfield Associates Fund IV,
a Delaware Limited
Partnership |
93,755 | (3) | -0- | 0.2 | % | |||||||
Yogen K. Dalal |
-0- | 2,031,713 | (4)(6) | 4.1 | % | |||||||
F. Gibson Myers, Jr. |
-0- | 2,031,713 | (4)(6) | 4.1 | % | |||||||
Kevin A. Fong |
-0- | 2,031,713 | (4)(6) | 4.1 | % | |||||||
William D. Unger |
-0- | 2,031,713 | (4)(6) | 4.1 | % | |||||||
Wendell G. Van Auken, III |
-0- | 2,031,713 | (4)(6) | 4.1 | % | |||||||
A. Grant Heidrich, III |
54,040 | (7) | 1,875,113 | (4) | 3.9 | % | ||||||
Cell Trust |
142,895 | 0.3 | % | |||||||||
Cell Trust II |
13,705 | 0.0 | % | |||||||||
Total |
2,085,753 | (7) | 4.2 | % |
(1) | The respective percentages set forth in this column were obtained by dividing the number of shares by the aggregate number of shares outstanding as reported in the Issuers Form 10-Q for the period ended September 30, 2007. The percentages for Mr. Heidrich and the total are calculated by dividing the number of shares (including 25,000 shares issuable upon exercise of options exercisable within 60 days after the date hereof) by the number of outstanding shares plus 25,000. | |
(2) | Represents shares held directly by Mayfield IX, a Delaware Limited Partnership (Mayfield IX) of which Mayfield IX Management, L.L.C. (Mayfield IX Management) is the sole General Partner. | |
(3) | Represents shares held directly by Mayfield Associates Fund IV, a Delaware Limited Partnership (Mayfield Associates IV) of which Mayfield IX Management is the sole General Partner. | |
(4) | Includes shares held directly by Mayfield IX and Mayfield Associates IV. The individual Reporting Persons listed are Managing Directors of Mayfield IX Management, which is the sole general partner of Mayfield IX and Mayfield Associates IV. The individual Reporting Persons may be deemed to have shared voting and dispositive power over the shares which are or may be deemed to be beneficially owned by Mayfield IX Management, Mayfield IX and Mayfield Associates IV, but disclaim such beneficial ownership. | |
(5) | Each individual Reporting Person expressly disclaims that he or she is the beneficial owner of any shares which are held by any other individual Reporting Person in his or her individual capacity. | |
(6) | Includes 142,895 shares held in Cell Trust and 13,705 shares held in Cell Trust II, each a trust for which the individual Reporting Persons, other than Mr. Heidrich, serve as trustees, and for each of which the individual Reporting Persons, other than Mr. Heidrich, or their family trusts are trustors and beneficiaries. The individual Reporting Persons, other than Mr. Heidrich, may be deemed to have shared voting and dispositive power over the shares held in Cell Trust and Cell Trust II, but disclaim such beneficial ownership. | |
(7) | Includes 29,040 shares held directly by the A. Grant and Jeanette Y. Heidrich Community Property Trust, of which Mr. Heidrich is a trustee and a beneficial owner. Also includes director options to purchase 25,000 shares held by Mr. Heidrich. |
Page 16 of 16 pages.