CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCF-IV, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 16,946,231 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
16,946,231 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
16,946,231 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
23.2% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
2
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCF-IV, G.P., LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 16,946,231 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
16,946,231 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
16,946,231 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
23.2% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
3
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCF-VI, L.P. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 681,432 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
681,432 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
681,432 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.9% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
4
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCF-VI, G.P., Limited Partnership |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 681,432 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
681,432 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
681,432 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.9% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
5
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L.E. Simmons & Associates, Incorporated |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 17,700,563 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
17,700,563 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
17,700,563 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
24.2% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
6
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON L.E. Simmons |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 1,390,530 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 18,864,762 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 1,390,530 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
18,864,762 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
20,255,292 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
27.7% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
7
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LESFP, Ltd. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 1,043,545 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
1,043,545 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,043,545 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.4% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
8
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LESGP, LLC |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Texas | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 1,043,545 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 1,043,545 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
1,043,545 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.4% | |||||
12 | TYPE OF REPORTING PERSON | ||||
OO |
9
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON David C. Baldwin |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 734,930 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 734,930 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
734,930 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.0% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
10
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Anthony F. DeLuca |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 478,220 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 478,220 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
478,220 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.7% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
11
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Andrew L. Waite |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 783,866 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 783,866 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
783,866 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.1% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
12
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JWG Management, Ltd. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Alberta, Canada |
|||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 348,555 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
348,555 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
348,555 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.5% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
13
CUSIP No. |
20453E-10-9 |
1 | NAMES OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John H.W. Geddes |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Canada | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 5,740 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 348,555 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 5,740 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
348,555 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
354,295 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.5% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
14
(a)
|
Name of Issuer: Complete Production Services, Inc. | |||
(b)
|
Address of Issuers Principal Executive Offices: | 11700 Old Katy Road, Suite 300 Houston, Texas 77079 |
(a) | o Broker or dealer registered under Section 15 of the Act. | ||
(b) | o Bank as defined in section 3(a)(6) of the Act. | ||
(c) | o Insurance company as defined in section 3(a)(19) of the Act. | ||
(d) | o Investment company registered under section 8 of the Investment Company Act of 1940. | ||
(e) | o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). | ||
(f) | o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F). | ||
(g) | o A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G). | ||
(h) | o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||
(i) | o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. | ||
(j) | o Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
15
A. | SCF-IV, L.P. |
(a) | Amount Beneficially Owned: 16,946,231 | ||
(b) | Percent of Class: 23.2%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 16,946,231 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 16,946,231 |
B. | SCF-IV, G.P., LLC2 |
(a) | Amount Beneficially Owned: 16,946,231 | ||
(b) | Percent of Class: 23.2%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 16,946,231 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 16,946,231 |
C. | SCF-VI, L.P. |
(a) | Amount Beneficially Owned: 681,432 | ||
(b) | Percent of Class: 0.9%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 681,432 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 681,432 |
D. | SCF-VI, G.P., Limited Partnership3 |
(a) | Amount Beneficially Owned: 681,432 | ||
(b) | Percent of Class: 0.9%1 | ||
(c) | Number of shares as to which the person has: |
16
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 681,432 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 681,432 |
E. | L.E. Simmons & Associates, Incorporated4 |
(a) | Amount Beneficially Owned: 17,700,563 | ||
(b) | Percent of Class: 24.2%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 17,700,563 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 17,700,563 |
F. | L.E. Simmons5 |
(a) | Amount Beneficially Owned: 20,255,292 | ||
(b) | Percent of Class: 27.7%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 1,390,530 | ||
(ii) | shared power to vote or to direct the vote: 18,864,762 | ||
(iii) | sole power to dispose or to direct the disposition of: 1,390,530 | ||
(iv) | shared power to dispose or to direct the disposition of: 18,864,762 |
G. | LESFP, Ltd.6 |
(a) | Amount Beneficially Owned: 1,043,545 | ||
(b) | Percent of Class: 1.4%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 1,043,545 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 1,043,545 |
17
H. | LESGP, LLC7 |
(a) | Amount Beneficially Owned: 1,043,545 | ||
(b) | Percent of Class: 1.4%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 1,043,545 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 1,043,545 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
I. | David C. Baldwin8 |
(a) | Amount Beneficially Owned: 734,930 | ||
(b) | Percent of Class: 1.0%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 734,930 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 734,930 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
J. | Anthony F. DeLuca9 |
(a) | Amount Beneficially Owned: 478,220 | ||
(b) | Percent of Class: 0.7%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 478,220 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 478,220 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
K. | Andrew L. Waite10 |
(a) | Amount Beneficially Owned: 783,866 | ||
(b) | Percent of Class: 1.1%1 | ||
(c) | Number of shares as to which the person has: |
18
(i) | sole power to vote or to direct the vote: 783,866 | ||
(ii) | shared power to vote or to direct the vote: 0 | ||
(iii) | sole power to dispose or to direct the disposition of: 783,866 | ||
(iv) | shared power to dispose or to direct the disposition of: 0 |
L. | JWG Management, Ltd.11 |
(a) | Amount Beneficially Owned: 348,555 | ||
(b) | Percent of Class: 0.5%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 0 | ||
(ii) | shared power to vote or to direct the vote: 348,555 | ||
(iii) | sole power to dispose or to direct the disposition of: 0 | ||
(iv) | shared power to dispose or to direct the disposition of: 348,555 |
M. | John H.W. Geddes12 |
(a) | Amount Beneficially Owned: 354,295 | ||
(b) | Percent of Class: 0.5%1 | ||
(c) | Number of shares as to which the person has: |
(i) | sole power to vote or to direct the vote: 5,740 | ||
(ii) | shared power to vote or to direct the vote: 348,555 | ||
(iii) | sole power to dispose or to direct the disposition of: 5,740 | ||
(iv) | shared power to dispose or to direct the disposition of: 348,555 |
1. | For purposes of calculating the percentage ownership of the class of Common Stock, the number of shares outstanding of the Issuers Common Stock is 73,000,074 as of November 1, 2007. | |
2. | Includes 16,946,231 shares of Common Stock owned directly by SCF-IV, L.P. SCF-IV, G.P., LLC is the sole member of SCF-IV, L.P. and has the power to direct the affairs of SCF-IV, L.P., including decisions respecting the voting and disposition of the shares of Common Stock of Complete Production Services, Inc. held by SCF-IV, L.P. | |
3. | Includes 681,432 shares of Common Stock owned directly by SCF-VI, L.P. SCF-VI, G.P., Limited Partnership is the general partner of SCF-VI, L.P. and has the power to direct the affairs of SCF-VI, L.P., including decisions respecting the voting and disposition of the shares of Common Stock of Complete Production Services, Inc. held by SCF-VI, L.P. | |
4. | Includes 16,946,231 shares of Common Stock owned directly by SCF-IV, L.P., 681,432 shares of Common Stock owned directly by SCF-VI, L.P. and 72,900 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated (of which 62,050 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF- |
19
IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership). L.E. Simmons & Associates, Incorporated, the sole member and general partner, respectively, of SCF-IV, G.P., LLC and SCF-VI, G.P., Limited Partnership, has the power to direct the affairs of such entities, including decisions respecting the voting and disposition of the shares of Common Stock of Complete Production Services, Inc. held by SCF-IV, L.P. and SCF-VI, L.P. 62,050 of the 72,900 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated are subject to an understanding pursuant to which L.E. Simmons & Associates, Incorporated has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | ||
5. | Includes 16,946,231 shares of Common Stock owned directly by SCF-IV, L.P., 681,432 shares of Common Stock owned directly by SCF-VI, L.P., 1,043,545 shares of Common Stock owned directly by LESFP, Ltd. (of which 890,105 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership), 72,900 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated (of which 62,050 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership) and 1,390,530 shares of Common Stock owned directly by L.E. Simmons (of which 1,190,813 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership). L.E. Simmons is the President and sole stockholder of L.E. Simmons & Associates, Incorporated and in that capacity may be deemed to beneficially own all of the securities of Complete Production Services, Inc. beneficially owned by L.E. Simmons & Associates, Incorporated. L.E. Simmons is the President and sole member of LESGP, LLC and in that capacity may be deemed to beneficially own all of the securities of Complete Production Services, Inc. beneficially owned by LESGP, LLC. 62,050 of the 72,900 shares of Common Stock owned directly by L.E. Simmons & Associates, Incorporated, 890,105 of the 1,043,545 shares of Common Stock owned directly by LESFP, Ltd. and 1,190,813 of the 1,390,530 shares of Common Stock owned directly by L.E. Simmons are subject to an understanding pursuant to which L.E. Simmons & Associates, Incorporated, LESFP, Ltd., and L.E. Simmons have agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
6. | Includes 1,043,545 shares of Common Stock owned directly by LESFP, Ltd., of which 890,105 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. 890,105 of the 1,043,545 shares of Common Stock owned directly by LESFP, Ltd. are subject to an understanding pursuant to which LESFP, Ltd. has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
7. | Includes 1,043,545 shares of Common Stock owned directly by LESFP, Ltd., of which 890,105 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. LESGP, LLC is the general partner of LESFP, Ltd. and has the power to direct the affairs of LESFP, Ltd., including decisions respecting the voting and disposition of the shares of Common Stock of Complete Production Services, Inc. held by LESFP, Ltd. 890,105 of the 1,043,545 shares of Common Stock owned directly by LESFP, Ltd. are subject to an understanding pursuant to which LESFP, Ltd. has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
8. | Includes 734,930 shares of Common Stock owned directly by David C. Baldwin, of which 609,806 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. The 609,806 shares of Common Stock are subject to an understanding pursuant to which David C. Baldwin has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. |
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9. | Includes 478,220 shares of Common Stock owned directly by Anthony F. DeLuca, of which 406,540 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. The 406,540 shares of Common Stock are subject to an understanding pursuant to which Anthony F. DeLuca has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
10. | Includes 783,866 shares of Common Stock owned directly by Andrew L. Waite, of which 652,599 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. The 652,599 shares of Common Stock are subject to an understanding pursuant to which Andrew L. Waite has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
11. | Includes 348,555 shares of Common Stock owned directly by JWG Management, Ltd., or which 299,555 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. The 299,555 shares of Common Stock are subject to an understanding pursuant to which JWG Management, Ltd. has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. | |
12. | Includes 5,740 shares of Common Stock owned directly by John H.W. Geddes and 348,555 shares of Common Stock owned directly by JWG Management, Ltd., of which 299,555 were received on December 21, 2007 in connection with (1) the distribution of shares from SCF-IV, L.P. to SCF-IV G.P., Limited Partnership, the then-general partner of SCF-IV, L.P., to redeem SCF-IV, G.P., Limited Partnerships entire interest in SCF-IV, L.P. and (2) the subsequent distribution of shares from SCF-IV G.P., Limited Partnership to the partners in SCF-IV G.P., Limited Partnership. 299,555 of the 348,555 shares of Common Stock owned directly by JWG Management, Ltd. are subject to an understanding pursuant to which JWG Management, Ltd. has agreed not dispose of such shares at a faster rate than SCF-IV, L.P. disposes of the shares owned directly by it. The parties to the understanding described above disclaim that the understanding constitutes the formation of a group. John H.W. Geddes is President and sole stockholder of JWG Management, Ltd. and in that capacity may be deemed to beneficially own all of the securities of Complete Production Services, Inc. beneficially owned by JWG Management, Ltd. |
Item 5.
|
Ownership of Five Percent or Less of a Class |
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person | |
Not applicable. | ||
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | |
Not applicable. | ||
Item 8.
|
Identification and Classification of Members of the Group | |
Not applicable. | ||
Item 9.
|
Notice of Dissolution of Group | |
Not applicable. | ||
Item 10.
|
Certification | |
Not applicable. |
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SCF-IV, L.P. | ||||||||||
By: | SCF-IV, G.P., LLC | |||||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||||
By: | /s/ Anthony F. DeLuca | |||||||||
Anthony F. DeLuca, Managing Director |
SCF-IV, G.P., LLC | ||||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||
By: | /s/ Anthony F. DeLuca | |||||||
Anthony F. DeLuca, Managing Director |
SCF-VI, L.P. | ||||||||||
By: | SCF-VI, G.P., Limited Partnership | |||||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||||
By: | /s/ Anthony F. DeLuca | |||||||||
Anthony F. DeLuca, Managing Director |
SCF-VI, G.P., Limited Partnership | ||||||||
By: | L.E. Simmons & Associates, Incorporated | |||||||
By: | /s/ Anthony F. DeLuca | |||||||
Anthony F. DeLuca, Managing Director |
L.E. Simmons & Associates, Incorporated | ||||||
By: | /s/ Anthony F. DeLuca | |||||
Anthony F. DeLuca, Managing Director |
L.E. Simmons | ||||
/s/ L.E. Simmons | ||||
L.E. Simmons, individually |
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David C. Baldwin |
||||
/s/ David C. Baldwin | ||||
David C. Baldwin, individually | ||||
Anthony F. DeLuca |
||||
/s/ Anthony F. DeLuca | ||||
Anthony F. DeLuca, individually | ||||
Andrew L. Waite |
||||
/s/ Andrew L. Waite | ||||
Andrew L. Waite, individually |
John H.W. Geddes |
||||
/s/ John H.W. Geddes | ||||
John H. W. Geddes, individually |
JWG Management, Ltd. |
||||
By: | /s/ John H. W. Geddes | |||
John H.W. Geddes, President |
LESFP, Ltd. | ||||||||
By: | LESGP, LLC | |||||||
By: | /s/ L.E. Simmons | |||||||
L.E. Simmons, President |
LESGP, LLC |
||||
By: | /s/ L.E. Simmons | |||
L.E. Simmons, President | ||||
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1. | Joint Filing Agreement dated February 12, 2008 by and among SCF-IV, L.P., SCF-IV, G.P., LLC, SCF-VI, L.P., SCF-VI, G.P., Limited Partnership, L.E. Simmons and Associates, Incorporated, L.E. Simmons, David C. Baldwin, Anthony F. DeLuca, Andrew L. Waite, John H.W. Geddes, JWG Management, Ltd., LESGP, LLC and LESFP, Ltd. |
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