Common Stock, par value $0.01 per share | 595074105 | |
(Titles of classes of securities) | (CUSIP number of class of securities) |
Transaction Valuation* | Amount of Filing Fee** | ||||||
$14,075,973.45 |
$ | 1,634.22 | |||||
* | Estimated for purposes of calculating the filing fee only. This amount assumes the purchase of up to 10,426,647 shares of common stock, par value $0.01 per share, of Microfluidics at a purchase price of $1.35 per share. Such number of shares consists of 10,426,647 shares of common stock issued and outstanding as of January 10, 2011. | |
** | The amount of the filing fee, calculated in accordance with Rule 0-11 of the Securities Exchange Act of 1934, as amended (the Exchange Act), and Fee Rate Advisory #5 for fiscal year 2011, issued December 22, 2010, equals $116.10 per million of the transaction valuation. | |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: $1,634.22
|
Filing Party: IDEX Corporation, Nano Merger Sub, Inc. | |
Form or Registration No. Schedule TO
|
Date Filed: January 25, 2011 |
o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
þ | third-party tender offer subject to Rule 14d-1. | |
o | issuer tender offer subject to Rule 13e-4. | |
o | going-private transaction subject to Rule 13e-3. | |
þ | amendment to Schedule 13D under Rule 13d-2. |
(a)(1)(O)
|
Press Release issued by IDEX on March 11, 2011. |
NANO MERGER SUB, INC. |
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By: | /s/ Frank J. Notaro | |||
Name: | Frank J. Notaro | |||
Title: | President | |||
IDEX CORPORATION |
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By: | /s/ Frank J. Notaro | |||
Name: | Frank J. Notaro | |||
Title: | Vice President, General Counsel and Secretary | |||
(a)(1)(A)
|
Offer to Purchase, dated as of January 25, 2011.*+ | |
(a)(1)(B)
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Letter of Transmittal.*+ | |
(a)(1)(C)
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Notice of Guaranteed Delivery.*+ | |
(a)(1)(D)
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Letter to Brokers, Dealers, Banks, Trust Companies and other Nominees.* | |
(a)(1)(E)
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Letter to Clients for use by Brokers, Dealers, Banks, Trust Companies and other Nominees.* | |
(a)(1)(F)
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Joint Press Release issued by IDEX and Microfluidics on January 11, 2011 (incorporated by reference to Exhibit 99.1 to the Form 8-K filed by IDEX with the SEC on January 11, 2011). | |
(a)(1)(G)
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Summary Advertisement published on January 25, 2011.* | |
(a)(1)(H)
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Press Release issued by IDEX on January 25, 2011.* | |
(a)(1)(I)
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Complaint filed in the Court of Chancery of the State of Delaware, captioned Joseph P. Daly v. Michael Ferrara, George Uveges, Leo Roy, Eric Walters, Henry Kay, Stephen Robinson, Microfluidics International Corporation, IDEX Corporation, and Nano Merger Sub, Inc., C.A. No. 6126 (incorporated by reference to Exhibit (a)(1)(L) to the Solicitation/Recommendation Statement on Schedule 14D-9 filed by Microfluidics with the SEC on January 25, 2011). | |
(a)(1)(J)
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Amended Complaint filed in the Court of Chancery of the State of Delaware, captioned Joseph P. Daly v. Michael Ferrara, George Uveges, Leo Roy, Eric Walters, Henry Kay, Stephen Robinson, Microfluidics International Corporation, IDEX Corporation, and Nano Merger Sub, Inc., C.A. No. 6126-VCS.** | |
(a)(1)(K)
|
Complaint filed in the Superior Court of Middlesex County in the Commonwealth of Massachusetts, captioned Paul Shumsky v. Microfluidics International Corporation, Michael Ferrara, George Uveges, Leo Roy, Eric Walters and Henry Kay, C.A. No. 11-0186 (incorporated by reference to Exhibit (a)(1)(M) to the Solicitation/Recommendation Statement on Schedule 14D-9 filed by Microfluidics with the SEC on January 25, 2011). | |
(a)(1)(L)
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Amended Complaint filed in the Massachusetts Superior Court for Middlesex County, captioned Paul Shumsky v. Microfluidics International Corporation; IDEX Corporation; Nano Merger Sub, Inc.; George Uveges; Eric G. Walters; Henry Kay; Leo Pierre Roy; Michael C. Ferrara; and Stephen J. Robinson, C.A. No. 11-0186, dated February 1, 2011 (incorporated by reference to Exhibit (a)(1)(O) to Amendment No. 2 to the Solicitation/Recommendation Statement on Schedule 14D-9 filed by Microfluidics with the SEC on February 8, 2011). | |
(a)(1)(M)
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Press Release issued by IDEX on February 25, 2011.*** | |
(a)(1)(N)
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Press Release issued by IDEX on March 4, 2011.**** | |
(a)(1)(O)
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Press Release issued by IDEX on March 11, 2011. | |
(d)(1)
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Agreement and Plan of Merger, dated as of January 10, 2011, among IDEX, the Purchaser and Microfluidics (incorporated by reference to Exhibit 2.1 to the Current Report on Form 8-K filed by Microfluidics with the SEC on January 11, 2011). | |
(d)(2)
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Form of Tender and Support Agreement, dated as of January 10, 2011, among IDEX, the Purchaser, and each of Irwin J. Gruverman, Michael C. Ferrara, Peter F. Byczko, William J. Conroy, George Uveges, Leo Pierre Roy, Eric G. Walters, Henry Kay and Stephen J. Robinson (incorporated by reference to Exhibit 2.2 to the Current Report on Form 8-K filed by Microfluidics with the SEC on January 11, 2011). | |
(d)(3)
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Tender and Support Agreement, dated as of January 12, 2011, among IDEX, the Purchaser and Marjorie Gruverman (incorporated by reference to Exhibit (e)(19) to the Schedule 14D-9 filed by Microfluidics with the SEC on January 25, 2011). | |
(d)(4)
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Confidentiality Agreement, dated as of November 24, 2009, by and between Microfluidics and IDEX.* | |
(d)(5)
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Exclusivity Agreement, dated as of July 23, 2010, by and between Microfluidics and IDEX.* |
(d)(6)
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Agreement Concerning Debenture, dated as of January 10, 2011, among IDEX, the Purchaser, Global Strategic Partners, LLC, Abraxis BioScience, LLC and American Stock Transfer and Trust Company, LLC (incorporated by reference to Exhibit 10.1 to the Current Report on Form 8-K filed by Microfluidics with the SEC on January 11, 2011). |
* | Previously filed as exhibits to this Schedule TO on January 25, 2011 | |
** | Previously filed as exhibit to this Schedule TO on January 28, 2011 | |
*** | Previously filed as an exhibit to this Schedule TO on February 25, 2011 | |
**** | Previously filed as an exhibit to this Schedule TO on March 4, 2011 | |
+ | Included in mailing to stockholders commenced as of January 25, 2011 |