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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COMCAST CORP 1500 MARKET STREET PHILADELPHIA, PA 19102 |
X |
/s/ Arthur R. Block Sr. VP and General Counsel of Comcast Corp | 08/16/2006 | |
**Signature of Reporting Person | Date | |
/s/ Arthur R. Block Sr. VP and General Counsel of Comcast Holdings Corp | 08/16/2006 | |
**Signature of Reporting Person | Date | |
/s/ James P. McCue President of Comcast QIH, Inc. | 08/16/2006 | |
**Signature of Reporting Person | Date | |
/s/ James P. McCue President of Comcast TKI Holdings, Inc. | 08/16/2006 | |
**Signature of Reporting Person | Date | |
/s/ William E. Dordelman Vice President of The Comcast Foundation | 08/16/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Joint Filer Information |
(2) | Of the 4,025,590 shares of common stock as having been disposed of, 3,621,508 were owned by Comcast TKI Holdings, Inc., an indirect, wholly-owned subsidiary of Comcast Corporation, and 404,082 were owned by The Comcast Foundation, a non-stock, non-profit charitable organization that is under common control with Comcast Corporation. Comcast TKI Holdings, Inc. is a direct, wholly-owned subsidiary of Comcast QIH, Inc.; Comcast QIH, Inc. is a direct, wholly-owned subsidiary of Comcast Holdings Corporation; Comcast Corporation owns, directly and indirectly, all of the outstanding capital stock of Comcast Holdings Corporation. Comcast TKI Holdings, Inc. acquired the shares owned by it from Comcast QIH, Inc. in an intra-company transfer on April 5, 2006. |
(3) | The Comcast Foundation acquired 139,587 and 131,303 shares from Comcast QIH, Inc. on March 21, 2006 and April 5, 2006, respectively, and 133,192 shares from Comcast TKI Holdings, Inc. on July 11, 2006, all of which were charitable gifts. |
(4) | Reflects the public offering price of $16 per share less the underwriting discounts and commissions. |