40_npx.htm
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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED |
MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act File Number : |
811-5133 |
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Name of Registrant: |
Putnam High Income Securities Fund |
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Address of Principal Executive Offices: |
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One Post Office Square |
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Boston, Massachusetts 02109 |
Name and address of agent of service: |
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James P. Pappas, Vice President |
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Putnam High Income Securities Fund |
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One Post Office Square |
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Boston, Massachusetts 02109 |
CC: |
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John W. Gerstmayr, Esq. |
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Ropes & Gray LLP |
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One International Place |
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Boston, Massachusetts 02110 |
Registrant's telephone number including area code: |
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(617) 292-1000 |
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Date of fiscal year end: |
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08/31/2007 |
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Date of reporting period: |
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07/01/2007 - 06/30/2008 |
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Item 1: Proxy Voting Record |
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Registrant : Putnam High Income Securities Fund |
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Cincinnati Bell Inc |
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Ticker |
Security ID: |
Meeting Date |
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Meeting Status |
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CBBPRB |
CUSIP9 171871403 |
04/25/2008 |
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Voted |
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Meeting Type |
Country of Trade |
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Annual |
United States |
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Issue No. |
Description |
Proponent |
Mgmt Rec |
Vote Cast |
For/Agnst Mgmt |
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1.1 |
Elect John Cassidy |
Mgmt |
For |
For |
For |
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1.2 |
Elect Robert Mahoney |
Mgmt |
For |
For |
For |
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1.3 |
Elect Daniel Meyer |
Mgmt |
For |
For |
For |
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1.4 |
Elect Bruce Byrnes |
Mgmt |
For |
For |
For |
|
2 |
Repeal of Classified Board |
Mgmt |
For |
For |
For |
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3 |
Amendment to Articles of |
Mgmt |
For |
For |
For |
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Incorporation Regarding Majority |
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Vote for Election of Directors |
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4 |
Ratification of Auditor |
Mgmt |
For |
For |
For |
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CINEMARK HOLDINGS, INC. |
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Ticker |
Security ID: |
Meeting Date |
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Meeting Status |
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CNK |
CUSIP9 17243V102 |
05/15/2008 |
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Take No Action |
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Meeting Type |
Country of Trade |
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Annual |
United States |
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Issue No. |
Description |
Proponent |
Mgmt Rec |
Vote Cast |
For/Agnst Mgmt |
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1.1 |
Elect Steven Rosenberg |
Mgmt |
For |
TNA |
N/A |
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1.2 |
Elect Enrique Senior |
Mgmt |
For |
TNA |
N/A |
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1.3 |
Elect Donald G. Soderquist |
Mgmt |
For |
TNA |
N/A |
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1.4 |
Elect Roger Staubach |
Mgmt |
For |
TNA |
N/A |
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2 |
APPROVE AND RATIFY THE |
Mgmt |
For |
TNA |
N/A |
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APPOINTMENT OF DELOITTE & |
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TOUCHE, LLP. |
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3 |
APPROVE THE CINEMARK |
Mgmt |
For |
TNA |
N/A |
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HOLDINGS, INC. PERFORMANCE |
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BONUS PLAN. |
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4 |
Amendment to the 2006 Long Term |
Mgmt |
For |
TNA |
N/A |
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Incentive Plan |
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El Paso Corp. |
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Ticker |
Security ID: |
Meeting Date |
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Meeting Status |
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EP |
CUSIP9 28336L109 |
05/14/2008 |
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Voted |
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Meeting Type
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Country of Trade
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Annual
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United States
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Issue No.
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Description
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Proponent
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Mgmt Rec
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Vote Cast
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For/Agnst Mgmt
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1
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ELECTION OF DIRECTOR: JUAN
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Mgmt
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For
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For
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For
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CARLOS BRANIFF
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2
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ELECTION OF DIRECTOR: JAMES
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Mgmt
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For
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For
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For
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L. DUNLAP
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3
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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DOUGLAS L. FOSHEE
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4
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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ROBERT W. GOLDMAN
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5
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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ANTHONY W. HALL, JR.
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6
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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THOMAS R. HIX
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7
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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WILLIAM H. JOYCE
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8
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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RONALD L KUEHN, JR.
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9
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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FERRELL P. MCCLEAN
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10
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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STEVEN J. SHAPIRO
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11
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ELECTION OF DIRECTOR: J.
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Mgmt
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For
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For
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For
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MICHAEL TALBERT
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12
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ELECTION OF DIRECTOR:
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Mgmt
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For
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For
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For
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ROBERT F. VAGT
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13
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ELECTION OF DIRECTOR: JOHN
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Mgmt
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For
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For
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For
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L. WHITMIRE
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14
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ELECTION OF DIRECTOR: JOE B.
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Mgmt
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For
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For
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For
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WYATT
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15
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Ratification of Auditor
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Mgmt
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For
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For
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For
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Jarden Corp.
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Ticker
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Security ID:
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Meeting Date
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Meeting Status
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JAH
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CUSIP9 471109108
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06/10/2008
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Voted
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Meeting Type
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Country of Trade
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Annual
|
United States
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Issue No.
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Description
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Proponent
|
Mgmt Rec
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Vote Cast
|
For/Agnst Mgmt
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1.1
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Elect Richard Heckmann
|
Mgmt
|
For
|
Withhold
|
Against
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1.2
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Elect Douglas Huemme
|
Mgmt
|
For
|
Withhold
|
Against
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1.3
|
Elect Irwin Simon
|
Mgmt
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For
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Withhold
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Against
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2
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Ratification of Auditor
|
Mgmt
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For
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For
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For
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NRG Energy Inc
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Ticker
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Security ID:
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Meeting Date
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Meeting Status
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NRG
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CUSIP9 629377508
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05/14/2008
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Voted
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Meeting Type
|
Country of Trade
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Annual
|
United States
|
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Issue No.
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Description
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Proponent
|
Mgmt Rec
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Vote Cast
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For/Agnst Mgmt
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1.1
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Elect Lawrence Coben
|
Mgmt
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For
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For
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For
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1.2
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Elect Paul Hobby
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Mgmt
|
For
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For
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For
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1.3
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Elect Herbert Tate
|
Mgmt
|
For
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For
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For
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1.4
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Elect Walter Young
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Mgmt
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For
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For
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For
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2
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APPROVAL OF NRG ENERGY,
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Mgmt
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For
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For
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For
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INC. EMPLOYEE STOCK
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PURCHASE PLAN
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3
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RATIFICATION OF INDEPENDENT
|
Mgmt
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For
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For
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For
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REGISTERED PUBLIC
|
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ACCOUNTING FIRM
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Pinnacle Entertainment Inc
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Ticker
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Security ID:
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Meeting Date
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Meeting Status
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PNK
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CUSIP9 723456109
|
05/20/2008
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Voted
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Meeting Type
|
Country of Trade
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Annual
|
United States
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Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1.1
|
Elect Daniel Lee
|
Mgmt
|
For
|
For
|
For
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1.2
|
Elect Stephen Comer
|
Mgmt
|
For
|
For
|
For
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1.3
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Elect John Giovenco
|
Mgmt
|
For
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For
|
For
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1.4
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Elect Richard Goeglein
|
Mgmt
|
For
|
For
|
For
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|
1.5
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Elect Ellis Landau
|
Mgmt
|
For
|
For
|
For
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1.6
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Elect Bruce Leslie
|
Mgmt
|
For
|
For
|
For
|
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1.7
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Elect James Martineau
|
Mgmt
|
For
|
For
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For
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1.8
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Elect Michael Ornest
|
Mgmt
|
For
|
For
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For
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1.9
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Elect Lynn Reitnouer
|
Mgmt
|
For
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For
|
For
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2
|
PROPOSAL TO AMEND THE
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Mgmt
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For
|
For
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For
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COMPANY'S 2005 EQUITY AND
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PERFORMANCE INCENTIVE
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PLAN.
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3
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Re-Approve Certain Terms of the
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Mgmt
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For
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For
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For
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2005 Equity and Performance
|
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|
|
Incentive Plan
|
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4
|
Amendment to the Directors
|
Mgmt
|
For
|
Against
|
Against
|
|
|
Deferred Compensation Plan
|
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|
|
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5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
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|
Qwest Communications
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International
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Ticker
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Security ID:
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Meeting Date
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Meeting Status
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|
Q
|
CUSIP9 749121109
|
05/22/2008
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|
Voted
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Meeting Type
|
Country of Trade
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Annual
|
United States
|
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Issue No.
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Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
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For
|
For
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EDWARD A. MUELLER
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2
|
ELECTION OF DIRECTOR: LINDA
|
Mgmt
|
For
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Against
|
Against
|
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|
G. ALVARADO
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3
|
ELECTION OF DIRECTOR:
|
Mgmt
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For
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Against
|
Against
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CHARLES L. BIGGS
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4
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ELECTION OF DIRECTOR: K.
|
Mgmt
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For
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For
|
For
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DANE BROOKSHER
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|
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5
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ELECTION OF DIRECTOR: PETER
|
Mgmt
|
For
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For
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For
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S. HELLMAN
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6
|
ELECTION OF DIRECTOR: R.
|
Mgmt
|
For
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For
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For
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DAVID HOOVER
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7
|
ELECTION OF DIRECTOR:
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Mgmt
|
For
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For
|
For
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PATRICK J. MARTIN
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8
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
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For
|
For
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CAROLINE MATTHEWS
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9
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
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|
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WAYNE W. MURDY
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10
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ELECTION OF DIRECTOR: JAN L.
|
Mgmt
|
For
|
For
|
For
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|
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MURLEY
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|
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11
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
Against
|
Against
|
|
|
FRANK P. POPOFF
|
|
|
|
|
|
12
|
ELECTION OF DIRECTOR: JAMES
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Mgmt
|
For
|
Against
|
Against
|
|
|
A. UNRUH
|
|
|
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|
13
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
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|
|
ANTHONY WELTERS
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|
|
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|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
15
|
Shareholder Proposal Regarding
|
ShrHoldr
|
Against
|
Against
|
For
|
|
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Approval of Certain Future
|
|
|
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|
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Severance Agreements with Senior
|
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Executives
|
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16
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Shareholder Proposal Regarding
|
ShrHoldr
|
Against
|
Against
|
For
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|
|
Separating the Roles of Chairman
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and CEO
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Samsonite Corp.
|
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Ticker
|
Security ID:
|
Meeting Date
|
|
Meeting Status
|
|
SAMC
|
CUSIP9 79604V105
|
07/11/2007
|
|
Voted
|
|
|
Meeting Type
|
Country of Trade
|
|
|
|
|
|
|
|
|
|
|
|
|
Annual
|
United States
|
|
|
|
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|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1.1
|
Elect John Allan
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.2
|
Elect Marcello Bottoli
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.3
|
Elect Charles Philippin
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.4
|
Elect Ferdinando Grimaldi Quartieri
|
Mgmt
|
For
|
Withhold
|
Against
|
|
|
1.5
|
Elect Antony Ressler
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.6
|
Elect Lee Sienna
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.7
|
Elect Donald Triggs
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.8
|
Elect Richard Warner
|
Mgmt
|
For
|
Withhold
|
Against
|
|
1.9
|
Elect Richard Wiley
|
Mgmt
|
For
|
Withhold
|
Against
|
|
|
United Rentals, Inc.
|
|
|
|
|
|
|
|
Ticker
|
Security ID:
|
Meeting Date
|
|
Meeting Status
|
|
URI
|
CUSIP9 911363109
|
06/11/2008
|
|
Voted
|
|
|
Meeting Type
|
Country of Trade
|
|
|
|
|
|
Annual
|
United States
|
|
|
|
|
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1.1
|
Elect Wayland Hicks
|
Mgmt
|
For
|
For
|
For
|
|
1.2
|
Elect John McKinney
|
Mgmt
|
For
|
For
|
For
|
|
1.3
|
Elect Singleton McAllister
|
Mgmt
|
For
|
For
|
For
|
|
1.4
|
Elect Jenne Britell
|
Mgmt
|
For
|
For
|
For
|
|
2
|
RATIFICATION OF APPOINTMENT
|
Mgmt
|
For
|
For
|
For
|
|
|
OF INDEPENDENT AUDITORS
|
|
|
|
|
|
|
|
Williams Companies Inc
|
|
|
|
|
|
|
|
Ticker
|
Security ID:
|
Meeting Date
|
|
Meeting Status
|
|
WMB
|
CUSIP9 969457100
|
05/15/2008
|
|
Voted
|
|
|
Meeting Type
|
Country of Trade
|
|
|
|
|
|
Annual
|
United States
|
|
|
|
|
|
Issue No.
|
Description
|
Proponent
|
Mgmt Rec
|
Vote Cast
|
For/Agnst Mgmt
|
|
1
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
|
|
|
JOSEPH R. CLEVELAND
|
|
|
|
|
|
2
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
|
|
|
JUANITA H. HINSHAW
|
|
|
|
|
|
3
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
|
|
|
FRANK T. MACINNIS
|
|
|
|
|
|
4
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
|
|
|
STEVEN J. MALCOLM
|
|
|
|
|
|
5
|
ELECTION OF DIRECTOR:
|
Mgmt
|
For
|
For
|
For
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JANICE D. STONEY
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RATIFICATION OF ERNST & |
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YOUNG LLP AS AUDITORS FOR |
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2008. |
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Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for managements recommendation if managements recommendation is Abstain. Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'NA' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Registrant: |
Putnam High Income Securities Fund |
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By: |
/s/ Charles E. Porter |
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Name: |
Charles E. Porter |
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Title: |
Executive Vice President, Associate Treasurer, Principal Executive Officer and |
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Compliance Liaison |
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Date: |
August 1, 2008 |