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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. )(1)
Active Voice Corp.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
004938106
--------------------------------------------------------------------------------
(CUSIP Number)
Allen B. Holeman, Bear, Stearns & Co. Inc.
115 South Jefferson Road, Whippany, NJ 07981
(973) 793-2202
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 06, 2001
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b)
for other parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of Pages)
----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(SC13D-07/98)
CUSIP No. 004938106 13D Page of Pages
________________________________________________________________________________
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Bear Stearns Companies Inc.**
IRS # 13-3286161
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC, OO
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 690,677
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
690,677
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
690,677
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.97%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
HC
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Bear, Stearns & Co. Inc.**
IRS # 13-3299429
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC, OO
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF
0
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 690,677
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
690,677
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
690,677
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.97%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON*
BD
________________________________________________________________________________
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 004938106 13D Page of Pages
________________________________________________________________________________
Item 1. Security and Issuer.
Common Stock Active Voice Corp.
2901 Third Avenue
Seattle, WA 98121
________________________________________________________________________________
Item 2. Identity and Background.
(a)Name: Bear, Stearns & Co. Inc. ("Bear Stearns")
(b)Place of Organization: Delaware
(c)(i)Principal Business: Securities Broker/Dealer
(ii) Address: 245 Park Avenue
New York, NY 10167
(d)None
(e)See Appendix II
(f)See Appendix I
________________________________________________________________________________
Item 3. Source and Amount of Funds or Other Consideration.
The aggregate purchase price of the 690,677 shares of Common Stock
was approximately $13,122,863.
________________________________________________________________________________
Item 4. Purpose of Transaction.
Bear Stearns has acquired the Common Stock of Active Voice Corp.
in the ordinary course of its business as a broker/dealer in connection with its
trading and investment activities. Bear Stearns may acquire additional
securities of the Issuer or dispose of securities of the Issuer in connection
with such trading and investment activities. Although the foregoing represents
the range of activities presently contemplated by Bear Stearns with respect to
the Issuer, it should be noted that the possible activities of Bear Stearns are
subject to change at any time.
Except as set forth above, Bear Stearns has no present plans or intentions
which relate to or would result in any of the actions described in
subparagraph (a) through (j) of item 4 of Schedule 13D.
________________________________________________________________________________
Item 5. Interest in Securities of the Issuer as of 2/06/2001.
(a)Number: 690,677
Percentage: 5.97%
(b)1.Sole power to vote or to direct the vote: 0
2.Shared power to vote or to direct the vote: 690,677
3.Sole power to dispose or to direct the disposition: 0
4.Shared power to dispose or to direct the disposition: 690,677
(c)Information concerning transactions in the common stock effected by
Bear Stearns is set forth on Appendix III hereto.
(d)Inapplicable.
(e)Inapplicable.
________________________________________________________________________________
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
None
________________________________________________________________________________
Item 7. Material to be Filed as Exhibits.
None
________________________________________________________________________________
**Bear Stearns & Co. is a subsidiary of The Bear Stearns Companies Inc.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 15, 2001
----------------------------------------
(Date)
/S/
----------------------------------------
(Signature)
Barry J. Cohen/Senior Managing Director
----------------------------------------
(Name/Title)
APPENDIX I
DIRECTORS AND EXECUTIVE OFFICERS OF BEAR, STEARNS & CO. INC.
Name Principal Occupation or Employment
Alan C. Greenberg Chairman of the Board and Director
James E. Cayne President, Chief Executive Officer and Director
Bruce E. Geismar Chief Operations Officer and Director
Kenneth L. Edlow Secretary
Michael Minikes Treasurer and Director
Mark E. Lehman Executive Vice President/General Counsel
Chief Legal Officer and Director
Alan D. Schwartz Executive Vice President and Director
Warren J. Spector Executive Vice President and Director
Samuel L. Molinaro Jr. Chief Financial Officer/Senior Vice President-Finance
and Director
E. John Rosenwald Jr. Vice-Chairman of the Board and Director
Michael L. Tarnopol Vice-Chairman of the Board and Director
Denis A. Bovin Director
Peter D. Cherasia Director
Ralph R. Cioffi Director
Barry J. Cohen Director
Wendy L. de Monchaux Director
John L. Knight Director
David A. Liebowitz Director
Richard R. Lindsey Director
Bruce M. Lisman Director
Roland N. Livney Director
Jeffrey Mayer Director
Donald R. Mullen Jr. Director
Fares D. Noujaim Director
Craig M. Overlander Director
Stephen E. Raphael Director
Robert M. Steinberg Director
Donald W. Tang Director
Michael J. Urfirer Director
Eli Wachtel Director
Uzi Zucker Director
John L. Knight's business address is One Canada Square London E16 5AD
England. Michael J. Abatemarco is a citizen of the United States and his
business address is One Metrotech Center North, Brooklyn, New York 11201.
All other Directors and Executive Officers are citizens of the United States
and their business address is 245 Park Avenue, New York, New York 10167.
Bear Stearns & Co. Inc. is a wholly-owned subsidiary of the Bear Stearns
Companies Inc. and of the persons named, all but John L. Knight hold similar
office in the parent company.
APPENDIX II
Active Voice Corp.
Trading from 12/01/00 through 02/06/2001
(Various Firm's Accounts)
***** 02/06 *****
15,500 ACTIVE VOICE CORP 18.1200 280,860.00
33,600 ACTIVE VOICE CORP 18.4257 619,103.52
400 ACTIVE VOICE CORP 18 11/16 7,475.00
4,000 ACTIVE VOICE CORP 18 72,000.00
70 ACTIVE VOICE CORP 18 1,260.00
1,000 ACTIVE VOICE CORP 18 11/16 18,687.50
1,000 ACTIVE VOICE CORP 18 3/8 18,375.00
1,200 ACTIVE VOICE CORP 17 3/4 21,300.00
3,300 ACTIVE VOICE CORP 18 59,400.00
8,200 ACTIVE VOICE CORP 18 3/8 150,675.00
40,000 ACTIVE VOICE CORP 18 3/8 735,000.00
110,000 ACTIVE VOICE CORP 18.1200 1,993,200.00
20- ACTIVE VOICE CORP 18 3/4 374.98-
33,600- ACTIVE VOICE CORP 18.4257 619,103.52-
1,000- ACTIVE VOICE CORP 18.3950 18,394.38-
5,567- ACTIVE VOICE CORP 18 3/8 102,290.22-
15,000- ACTIVE VOICE CORP 18.1200 280,850.63-
***** 02/05 *****
100 ACTIVE VOICE CORP 17 5/8 1,762.50
1,000 ACTIVE VOICE CORP 17 7/8 17,875.00
1,000 ACTIVE VOICE CORP 18 1/8 18,125.00
1,000 ACTIVE VOICE CORP 17 1/2 17,500.00
1,000 ACTIVE VOICE CORP 17 7/8 17,875.00
1,000- ACTIVE VOICE CORP 17 15/16 17,936.90-
***** 02/02 *****
1,000 ACTIVE VOICE CORP 18 5/8 18,625.00
500 ACTIVE VOICE CORP 18 3/8 9,187.50
***** 01/31 *****
2,000- ACTIVE VOICE CORP 19 5/16 38,623.71-
***** 01/29 *****
2,800- ACTIVE VOICE CORP 19.0266 53,272.70-
4,200- ACTIVE VOICE CORP 19.0266 79,909.05-
7,000 ACTIVE VOICE CORP 19.0266 266,372.40
100- ACTIVE VOICE CORP 19 1/8 1,912.43-
100- ACTIVE VOICE CORP 19 1,899.93-
100- ACTIVE VOICE CORP 19 1,899.93-
100- ACTIVE VOICE CORP 19 1,899.93-
100- ACTIVE VOICE CORP 19 1,899.93-
100- ACTIVE VOICE CORP 19 1,899.93-
200- ACTIVE VOICE CORP 19 3,799.87-
1,000- ACTIVE VOICE CORP 19 18,999.36-
1,000- ACTIVE VOICE CORP 19 1/4 19,249.35-
1,000- ACTIVE VOICE CORP 19 18,999.36-
2,600- ACTIVE VOICE CORP 19 1/16 49,560.84-
4,600- ACTIVE VOICE CORP 19 87,397.08-
5,000- ACTIVE VOICE CORP 19 94,996.83-
***** 01/26 *****
6,300 ACTIVE VOICE CORP 19.1227 120,473.01
8,400 ACTIVE VOICE CORP 19.1227 160,630.68
100 ACTIVE VOICE CORP 19 1/8 1,912.50
100 ACTIVE VOICE CORP 19 1/8 1,912.50
700 ACTIVE VOICE CORP 19 1/4 13,475.00
1,000 ACTIVE VOICE CORP 19 1/8 19,125.00
1,000 ACTIVE VOICE CORP 19 19,000.00
1,000 ACTIVE VOICE CORP 19 1/4 19,250.00
2,000 ACTIVE VOICE CORP 19 1/16 38,125.00
3,000 ACTIVE VOICE CORP 19 1/16 57,187.50
4,000 ACTIVE VOICE CORP 19 1/16 76,250.00
100 ACTIVE VOICE CORP 19 1/16 1,906.25
500 ACTIVE VOICE CORP 19 1/8 9,562.50
500 ACTIVE VOICE CORP 19 1/8 9,562.50
1,000 ACTIVE VOICE CORP 19 1/2 19,500.00
1,300 ACTIVE VOICE CORP 19 1/16 24,781.25
2,000 ACTIVE VOICE CORP 19 1/16 38,125.00
2,400 ACTIVE VOICE CORP 19 1/8 45,900.00
4,800 ACTIVE VOICE CORP 19 1/8 91,800.00
18,400 ACTIVE VOICE CORP 19.0965 351,375.60
14,700- ACTIVE VOICE CORP 19.1227 281,094.31-
***** 01/25 *****
200 ACTIVE VOICE CORP 19 3/4 3,950.00
***** 01/24 *****
500 ACTIVE VOICE CORP 19 25/32 9,890.63
4,000 ACTIVE VOICE CORP 19 25/32 79,125.00
4,500- ACTIVE VOICE CORP 19 13/16 89,153.27-
***** 01/23 *****
400 ACTIVE VOICE CORP 19 25/32 7,912.50
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
3,000 ACTIVE VOICE CORP 19 25/32 59,343.75
10,000- ACTIVE VOICE CORP 19 13/16 198,118.39-
***** 01/22 *****
600 ACTIVE VOICE CORP 19 25/32 11,868.75
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
2,200 ACTIVE VOICE CORP 19 25/32 43,518.75
50 ACTIVE VOICE CORP 19 11/16 984.38
***** 01/12 *****
30 ACTIVE VOICE CORP 19 5/8 588.75
160 ACTIVE VOICE CORP 19 3/4 3,160.00
***** 01/11 *****
1,000 ACTIVE VOICE CORP 19 3/4 19,750.00
500 ACTIVE VOICE CORP 19 25/32 9,890.63
900 ACTIVE VOICE CORP 19 25/32 17,803.13
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
1,000 ACTIVE VOICE CORP 19 25/32 19,781.25
1,200 ACTIVE VOICE CORP 19 25/32 23,737.50
1,900 ACTIVE VOICE CORP 19 25/32 37,584.38
2,500 ACTIVE VOICE CORP 19 25/32 49,453.13
3,100 ACTIVE VOICE CORP 19.7400 61,194.00
15,000- ACTIVE VOICE CORP 19.8125 297,177.59-
***** 01/10 *****
500 ACTIVE VOICE CORP 19.5500 9,775.00
***** 01/09 *****
900 ACTIVE VOICE CORP 19 11/16 17,718.75
1,600 ACTIVE VOICE CORP 19 11/16 31,500.00
1,000 ACTIVE VOICE CORP 19 11/16 19,687.50
1,900 ACTIVE VOICE CORP 19 11/16 37,406.25
200 ACTIVE VOICE CORP 19 11/16 3,937.50
2,500- ACTIVE VOICE CORP 19 11/16 49,217.10-
3,100- ACTIVE VOICE CORP 19.6975 61,060.21-
100 ACTIVE VOICE CORP 19 11/16 1,968.75
2,000 ACTIVE VOICE CORP 19 5/8 39,250.00
100 ACTIVE VOICE CORP 19 11/16 1,968.75
100 ACTIVE VOICE CORP 19 11/16 1,968.75
200 ACTIVE VOICE CORP 19 11/16 3,937.50
400 ACTIVE VOICE CORP 19 11/16 7,875.00
1,400 ACTIVE VOICE CORP 19 11/16 27,562.50
2,800 ACTIVE VOICE CORP 19 11/16 55,125.00
***** 12/29 *****
200- ACTIVE VOICE CORP 19 7/8 3,974.86-
1,000- ACTIVE VOICE CORP 19 7/8 19,874.33-
***** 12/28 *****
1,000- ACTIVE VOICE CORP 19 7/8 19,874.33-
1,000- ACTIVE VOICE CORP 19 7/8 19,874.33-
***** 12/19 *****
1,000- ACTIVE VOICE CORP 19 7/8 19,874.33-
1,000- ACTIVE VOICE CORP 19 7/8 19,874.33-
***** 12/14 *****
2,700 ACTIVE VOICE CORP 19 9/16 52,818.75
2,700- ACTIVE VOICE CORP 19 9/16 52,816.98-
***** 12/01 *****
1,000 ACTIVE VOICE CORP 19 7/16 19,437.50
Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).