CUSIP No.: 86272T106 | Page 2 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS MASTER FUND I, LTD.
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Cayman
Islands
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 832,300
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 832,300
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
832,300
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
1.1%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
CO
|
CUSIP No.: 86272T106 | Page 3 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS LLC
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 832,300
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 832,300
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
832,300
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
1.1%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
OO
|
CUSIP No.: 86272T106 | Page 4 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 2,815,400
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 2,815,400
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
2,815,400
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
3.7%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
PN
|
CUSIP No.: 86272T106 | Page 5 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 2,815,400
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 2,815,400
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
2,815,400
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
3.7%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
OO
|
CUSIP No.: 86272T106 | Page 6 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
GLOBAL
OPPORTUNITIES BREAKAWAY LTD.
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Cayman
Islands
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 557,300
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 557,300
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
557,300
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
0.7%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
CO
|
CUSIP No.: 86272T106 | Page 7 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS II LP
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 557,300
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 557,300
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
557,300
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
0.7%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
PN
|
CUSIP No.: 86272T106 | Page 8 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
CAPITAL PARTNERS II GP LLC
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 557,300
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 557,300
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
557,300
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
0.7%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
OO
|
CUSIP No.: 86272T106 | Page 9 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
HARBINGER
HOLDINGS, LLC
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
Delaware
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 3,647,700
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 3,647,700
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
3,647,700
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
4.9%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
OO
|
CUSIP No.: 86272T106 | Page 10 of 19 Pages |
1.
|
Names
of Reporting Persons.
I.R.S.
Identification Nos. of above persons (entities only).
PHILIP
FALCONE
|
||
2.
|
Check
the Appropriate Box if a Member of a Group
(a)
[ ]
(b)
[ ]
|
||
3.
|
SEC
Use Only
|
||
4.
|
Citizenship
or Place of Organization
United
States of America
|
||
Number
of
Shares
Beneficially
Owned
by Each
Reporting
Person
With
|
5.
|
Sole
Voting
Power
None
|
|
6.
|
Shared
Voting
Power 4,205,000
|
||
7.
|
Sole
Dispositive
Power None
|
||
8.
|
Shared
Dispositive
Power 4,205,000
|
||
9.
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
4,205,000
|
||
10.
|
Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See
Instructions)
[ ]
|
||
11.
|
Percent
of Class Represented by Amount in Row (9)
5.6%
based on 75,179,918 shares outstanding as of November 4,
2009.
|
||
12.
|
Type
of Reporting Person:
IN
|
Item
1(a).
|
Name
of Issuer:
|
Strategic
Hotels & Resorts, Inc. (the “Issuer”)
|
|
Item
1(b).
|
Address
of Issuer’s Principal Executive Offices:
|
200
West Madison Street, Suite 1700, Chicago, IL 60606
|
|
Item
2(a).
|
Name
of Person Filing:
|
Item
2(b).
|
Address
of Principal Business Office or, if None,
Residence:
|
The address of the principal business office of each of Harbinger LLC, the Special Fund, HCPSS, HCP II, HCP II GP, Harbinger Holdings and Mr. Falcone is 450 Park Avenue, 30th Floor, New York, NY 10022. |
(a)
|
[ ]
|
Broker
or dealer registered under Section 15 of the Exchange
Act.
|
(b)
|
[ ]
|
Bank
as defined in Section 3(a)(6) of the Exchange Act.
|
(c)
|
[ ]
|
Insurance
company as defined in Section 3(a)(19) of the Exchange
Act.
|
(d)
|
[ ]
|
Investment
company registered under Section 8 of the Investment Company
Act.
|
(e)
|
[ ]
|
An
investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E);
|
(f)
|
[ ]
|
An
employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F).
|
(g)
|
[ ]
|
A
parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G).
|
(h)
|
[ ]
|
A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act.
|
(i)
|
[ ]
|
A
church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company
Act.
|
(j)
|
[ ]
|
Group
in accordance with Rule
13d-1(b)(l)(ii)(K).
|
The Master Fund and Harbinger
LLC:
|
|
(i)
Sole power to vote or direct the vote:
|
0
|
(ii)
Shared power to vote or direct the vote:
|
832,300
|
(iii)
Sole power to dispose or direct the disposition of:
|
0
|
(iv)
Shared power to dispose or direct the disposition of:
|
832,300
|
The Special Fund and
HCPSS:
|
|
(i)
Sole power to vote or direct the vote:
|
0
|
(ii)
Shared power to vote or direct the vote:
|
2,815,400
|
(iii)
Sole power to dispose or direct the disposition of:
|
0
|
(iv)
Shared power to dispose or direct the disposition of:
|
2,815,400
|
The Breakaway Fund, HCP II and HCP II
GP:
|
|
(i)
Sole power to vote or direct the vote:
|
0
|
(ii)
Shared power to vote or direct the vote:
|
557,300
|
(iii)
Sole power to dispose or direct the disposition of:
|
0
|
(iv)
Shared power to dispose or direct the disposition of:
|
557,300
|
Harbinger Holdings:
|
|
(i)
Sole power to vote or direct the vote:
|
0
|
(ii)
Shared power to vote or direct the vote:
|
3,647,700
|
(iii)
Sole power to dispose or direct the disposition of:
|
0
|
(iv)
Shared power to dispose or direct the disposition of:
|
3,647,700
|
Mr. Falcone:
|
|
(i)
Sole power to vote or direct the vote:
|
0
|
(ii)
Shared power to vote or direct the vote:
|
4,205,000
|
(iii)
Sole power to dispose or direct the disposition of:
|
0
|
(iv)
Shared power to dispose or direct the disposition of:
|
4,205,000
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding
Company:
|
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS MASTER
FUND I, LTD. |
||
By: | HARBINGER CAPITAL PARTNERS LLC | ||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS LLC
|
||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS SPECIAL
SITUATIONS FUND, L.P. |
||
By: | HARBINGER CAPITAL PARTNERS SPECIAL | ||
SITUATIONS GP, LLC | |||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS SPECIAL
SITUATIONS GP, LLC |
||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
GLOBAL
OPPORTUNITIES BREAKAWAY LTD.
|
||
By: | HARBINGER CAPITAL PARTNERS II LP | ||
By: | HARBINGER CAPITAL PARTNERS II GP LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS II LP
|
||
By: | HARBINGER CAPITAL PARTNERS II GP LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS II GP LLC
|
||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
HOLDINGS, LLC
|
||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
PHILIP
FALCONE
|
||
|
By:
|
/s/ Philip Falcone | |
Ex.
|
Page
No.
|
|
A
|
Joint
Filing Agreement, dated January 4, 2010 by and among the Reporting
Persons…………………………………..
|
18
|
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS MASTER
FUND I, LTD. |
||
By: | HARBINGER CAPITAL PARTNERS LLC | ||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS LLC
|
||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS SPECIAL
SITUATIONS FUND, L.P. |
||
By: | HARBINGER CAPITAL PARTNERS SPECIAL | ||
SITUATIONS GP, LLC | |||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS SPECIAL
SITUATIONS GP, LLC |
||
By: | HARBINGER HOLDINGS, LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
GLOBAL
OPPORTUNITIES BREAKAWAY LTD.
|
||
By: | HARBINGER CAPITAL PARTNERS II LP | ||
By: | HARBINGER CAPITAL PARTNERS II GP LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS II LP
|
||
By: | HARBINGER CAPITAL PARTNERS II GP LLC | ||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
CAPITAL PARTNERS II GP LLC
|
||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
HARBINGER
HOLDINGS, LLC
|
||
|
By:
|
/s/ Philip Falcone | |
Name : Philip Falcone | |||
Title: Managing Member | |||
Date: January 4, 2010 |
PHILIP
FALCONE
|
||
|
By:
|
/s/ Philip Falcone | |