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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 18.6875 | 11/03/2004 | M | 1,250 | (6) | 04/18/2005 | Common Stock | 1,250 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.02 | 11/03/2004 | M | 7,000 | (7) | 12/31/2008 | Common Stock | 7,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TIMKEN WARD JACKSON THE TIMKEN COMPANY 1835 DUEBER AVENUE, S.W. CANTON, OH 44706 |
X |
Ward J. Timken | 11/04/2004 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | DISCLAIMER: Undersigned disclaims any beneficial ownership. |
(2) | Indirect beneficial ownership by self as co-trustee for WR Timken Trust VIII, FBO Robert R. Timken. |
(3) | Indirect beneficial ownership by self as co-trustee for WR Timken Trust IX, FBO Ward J. Timken, Jr. |
(4) | Indirect beneficial ownership by self as co-trustee for WR Timken Trust X, FBO Elizabeth Blyth Timken. |
(5) | Indirect beneficial ownership by self as co-trustee for WR Timken Trust FBO Great-Grandchildren. |
(6) | Option was granted to the reporting person under the Timken Company Long-Term Incentive Plan pursuant to an exemption under Rule 16b-3. Option became exercisable in annual 25 percent increments beginning on April 18, 1996, the first anniversary of the date of the grant. Option includes rights to receive dividend equivalents payable in shares of common stock on a deferred basis. The total option granted (as adjusted for a 2 for 1 stock split) was for 5,000 shares, of which 3,750 have been previously exercised. |
(7) | Employee stock option with limited transferability granted pursuant to the Timken Company Long-Term Incentive Plan. Option became exercisable in annual 25 percent increments beginning on April 17, 2002, the first anniversary of the date of the grant. Option became fully exercisable upon the retirement of the reporting person on December 31, 2003. Option includes rights to receive dividend equivalents payable in shares of common stock on a deferred basis. |