1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (to purchase)
|
Â
(2)
|
08/29/2013 |
Common Stock, $0.01 par value
|
65,000
|
$
5.66
|
D
|
Â
|
Non-Qualified Stock Option (to purchase)
|
Â
(3)
|
03/01/2012 |
Common Stock, $0.01 par value
|
21,880
|
$
22.35
|
D
|
Â
|
Non-Qualified Stock Option (to purchase)
|
Â
(3)
|
03/21/2013 |
Common Stock, $0.01 par value
|
23,800
|
$
17.32
|
D
|
Â
|
Non-Qualified Stock Option (to purchase)
|
Â
(3)
|
06/06/2013 |
Common Stock, $0.01 par value
|
13,000
|
$
15.41
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Restricted shares acquired pursuant to Stein Mart, Inc. 2001 Omnibus Plan. The shares vest 100% on the seventh anniversary
of the grant. |
(2) |
Granted pursuant to Stein Mart, Inc. 2001 Omnibus Plan. The options have a 10-year term and vest over 5 years with 33% on
the third anniversary, 33% on the fourth anniversary and 34% on the fifth anniversary. |
(3) |
Granted pursuant to Stein Mart, Inc. 2001 Omnibus Plan. The options have a 7 year term and vest over 5 years with 33% on the
third anniversary, 33% on the fourth anniversary and 34% on the fifth anniversary. |