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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) NQ | $ 21.23 | 03/06/2014 | A | 7,561 | 03/06/2015(2) | 03/05/2024 | Common Shares | 7,561 | $ 0 (3) | 7,561 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Yano James A 518 E. BROAD STREET COLUMBUS, OH 43215 |
Senior Vice President |
/s/ James A. Yano | 03/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes the following acquisitions: A Restricted Stock Grant of 1,783 shares was issued on 3/6/14 which has a 3 year cliff vest based on service only; Includes indirect holdings by spouse of 2,276.37 shares which includes 276.37 shares acquired as dividend reinvestment. The reporting person disclaims beneficial ownership of shares held by spouse. Also includes the following acquistitions: 33.332 shares acquired in March 2013, 32.358 shares acquired in June 2013, 30.184 shares acquired in September 2013 and 30.404 shares acquired in December 2013 as dividend reinvestment; 533.052 shares acquired in June 2013 and 453.220 shares aquired in December 2013 under the STFC Employee Stock Purchase Plan; 4.127 shares acquired in March 2013, 4.034 shares acquired in June 2013, 3.574 shares acquired in September 2013 and 3.498 shares acquired in December 2013 through the State Auto Financial 401(k) plan. |
(2) | The options vest in three equal installments beginning on March 6, 2015. |
(3) | Field should be left blank, but due to a software defect, requires input. |