1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock
|
40,975
|
$
0
(4)
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
15,200
(5)
|
$
8.5
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
Â
(3)
|
Common Stock
|
2,000
(5)
|
$
9.55
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Time-based restricted stock units that vest as to 2,657 RSUs on March 15, 2009, 2,687 RSUs on November 3, 2009, 13,457 RSUs
on November 15, 2009, 2,657 RSUs on March 15, 2010 and 8,969 RSUs on November 15, 2010 and performance-based restricted
stock units that vest to the extent earned on the later of November 15, 2009 or the date the Compensation Committee
determines the extent to which the performance criteria have been achieved. |
(2) |
Employee stock option granted 5/30/02, vested in four equal annual installments of 7,500 shares each beginning on 5/30/2003,
the first anniversary of the date of grant. The option is exercisable in full. |
(3) |
Employee stock option granted 9/16/2003, vested in four equal annual installments of 4,500 shares each beginning on
9/16/2004, the first anniversary of the date of grant. The option is exercisable in full. |
(4) |
Each RSU represents the right to receive one share of common stock. |
(5) |
This amount represents the total number of Derivative Securities Beneficially Owned by the class shown (i.e. the same
exercise price and expiration date). The Reporting Person owns a total of 17,200 Options to purchase Common Stock of
varying classes (i.e. varying exercise prices and expiration dates). |