1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Funds, LLC I.D. No. 13-4044523
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e) X
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
1,343,924 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
1,343,924 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
1,343,924 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
1.96%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Asset Management, Inc. I.D. No. 13-4044521
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Funds of investment advisory clients
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
3,952,611 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
4,246,911 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
4,246,911 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
6.19%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IA, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Securities, Inc. I.D. No. 13-3379374
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00 – Client funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Delaware
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
3,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
3,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
3,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO, IA
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Gabelli Foundation, Inc. I.D. No. 94-2975159
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
NV
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
10,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
10,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
10,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.01%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
00-Private Foundation
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
MJG Associates, Inc. I.D. No. 06-1304269
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
00-Client Funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Connecticut
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
3,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
3,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
3,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
MJG-IV Limited Partnership I.D. No. 13-3191826
|
||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
|||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
2,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
2,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
2,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS)
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
PN
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GGCP, Inc. I.D. No. 13-3056041
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
None
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
Wyoming
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
None (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
None (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
None (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.00%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
GAMCO Investors, Inc. I.D. No. 13-4007862
|
||
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
|||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
WC
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
New York
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
3,481 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
3,481 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
3,481 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.01%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
HC, CO
|
1
|
Names of reporting persons
I.R.S. identification nos. of above persons (entities only)
Mario J. Gabelli
|
||
2
|
Check the appropriate box if a member of a group (SEE INSTRUCTIONS) (a)
(b)
|
||
3
|
Sec use only
|
||
4
|
Source of funds (SEE INSTRUCTIONS)
Private Funds
|
||
5
|
Check box if disclosure of legal proceedings is required pursuant to items 2 (d) or 2 (e)
|
||
6
|
Citizenship or place of organization
USA
|
||
Number Of
Shares
Beneficially
Owned
By Each
Reporting
Person
With
|
: 7
:
:
:
|
Sole voting power
57,000 (Item 5)
|
|
: 8
:
:
:
|
Shared voting power
None
|
||
: 9
:
:
:
|
Sole dispositive power
57,000 (Item 5)
|
||
:10
:
:
:
|
Shared dispositive power
None
|
||
11
|
Aggregate amount beneficially owned by each reporting person
57,000 (Item 5)
|
||
12
|
Check box if the aggregate amount in row (11) excludes certain shares
(SEE INSTRUCTIONS) X
|
||
13
|
Percent of class represented by amount in row (11)
0.08%
|
||
14
|
Type of reporting person (SEE INSTRUCTIONS)
IN
|
Name
|
Shares of
Common Stock
|
% of Class of
Common
|
Shares of Common
Plus Convertible Senior Note
Converted
|
% of
Common Plus Convertible Senior Note
Converted
|
GAMCO
|
4,243,430
|
6.19%
|
4,246,911
|
6.19%
|
Gabelli Funds
|
1,330,000
|
1.94%
|
1,343,924
|
1.96%
|
GSI
Mario J. Gabelli
GBL
Foundation
MJG Associates
MJG-IV
|
3,000
57,000
0
10,000
3,000
2,000
|
0.00%
0.08%
0.00%
0.01%
0.00%
0.00%
|
3,000
57,000
3,481
10,000
3,000
2,000
|
0.00%
0.08%
0.01%
0.01%
0.00%
0.00%
|
The following sets forth as to each of the executive officers and directors of the undersigned: his name; his business address; his present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. Unless otherwise specified, the principal employer of each such individual is GAMCO Asset Management Inc., Gabelli Funds, LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton Advisors, Inc., or GAMCO Investors, Inc., the business address of each of which is One Corporate Center, Rye, New York 10580, and each such individual identified below is a citizen of the United States. To the knowledge of the undersigned, during the last five years, no such person has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), and no such person was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws except as reported in Item 2(d) and (e) of this Schedule 13D.
|
GGCP, Inc.
Directors:
|
||
Mario J. Gabelli
|
Chief Executive Officer of GGCP, Inc., and Chairman & Chief Executive Officer of GAMCO Investors, Inc.; Director/Trustee of all registered investment companies advised by Gabelli Funds, LLC.
|
|
Marc J. Gabelli
|
Chairman of The LGL Group, Inc.
2525 Shader Road
Orlando, FL 32804
|
|
Matthew R. Gabelli
|
Vice President – Trading
Gabelli & Company, Inc.
One Corporate Center
Rye, NY 10580
|
|
Charles C. Baum
|
Secretary & Treasurer
United Holdings Co., Inc.
2545 Wilkens Avenue
Baltimore, MD 21223
|
|
Fredric V. Salerno
|
Chairman; Former Vice Chairman and Chief Financial Officer
Verizon Communications
|
|
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer
|
|
Marc J. Gabelli
|
President
|
|
Michael G. Chieco
|
Vice President, Chief Financial Officer, Secretary
|
|
Silvio A. Berni
|
Vice President, Assistant Secretary and Controller
|
|
GGCP Holdings LLC
Members:
GGCP, Inc.
Mario J. Gabelli
|
Manager and Member
Member
|
|
GAMCO Investors, Inc.
Directors:
|
||
Edwin L. Artzt
Raymond C. Avansino
Richard L. Bready
|
Former Chairman and Chief Executive Officer
Procter & Gamble Company
900 Adams Crossing
Cincinnati, OH 45202
Chairman & Chief Executive Officer
E.L. Wiegand Foundation
165 West Liberty Street
Reno, NV 89501
Former Chairman and Chief Executive Officer
Nortek, Inc.
50 Kennedy Plaza
Providence, RI 02903
|
|
Mario J. Gabelli
Elisa M. Wilson
|
See above
Director
c/o GAMCO Investors, Inc.
One Corporate Center
Rye, NY 10580
|
|
Eugene R. McGrath
|
Former Chairman and Chief Executive Officer
Consolidated Edison, Inc.
4 Irving Place
New York, NY 10003
|
|
Robert S. Prather
|
President & Chief Operating Officer
Gray Television, Inc.
4370 Peachtree Road, NE
Atlanta, GA 30319
|
|
Officers:
|
||
Mario J. Gabelli
|
Chairman and Chief Executive Officer
|
|
Douglas R. Jamieson
Henry G. Van der Eb
Bruce N. Alpert
Agnes Mullady
Robert S. Zuccaro
|
President and Chief Operating Officer
Senior Vice President
Senior Vice President
Senior Vice President
Executive Vice President and Chief Financial Officer
|
|
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli
|
Chief Executive Officer and Chief Investment Officer – Value Portfolios
|
|
Douglas R. Jamieson
Robert S. Zuccaro
David Goldman
Thomas J. Hearity
|
President, Chief Operating Officer and Managing Director
Chief Financial Officer
General Counsel, Secretary & Chief Compliance Officer
Assistant Secretary
|
|
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief Investment Officer – Value Portfolios
|
|
Bruce N. Alpert
|
Executive Vice President and Chief Operating Officer
|
|
Agnes Mullady
|
President and Chief Operating Officer – Open End Fund Division
|
|
Robert S. Zuccaro
|
Chief Financial Officer
|
|
Teton Advisors, Inc.
Directors:
|
||
Howard F. Ward
Nicholas F. Galluccio
Robert S. Zuccaro
Vincent J. Amabile
|
Chairman of the Board
Chief Executive Officer and President
Chief Financial Officer
|
|
Officers:
|
||
Howard F. Ward
Nicholas F. Galluccio
Robert S. Zuccaro
David Goldman
Tiffany Hayden
|
See above
See above
See above
Assistant Secretary
Secretary
|
|
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake
|
President of W. R. Blake & Sons, Inc.
196-20 Northern Boulevard
Flushing, NY 11358
|
|
Douglas G. DeVivo
|
DeVivo Asset Management Company LLC
P.O. Box 2048
Menlo Park, CA 94027
|
|
Douglas R. Jamieson
|
President
|
Officers:
|
|
Douglas R. Jamieson
Robert S. Zuccaro
Diane M. LaPointe
Thomas J. Hearity
David M. Goldman
Walter K. Walsh
|
See above
Chief Financial Officer
Controller
General Counsel and Secretary
Assistant Secretary
Chief Compliance Officer
|
Gabelli & Company, Inc.
Directors:
|
|
James G. Webster, III
|
Chairman
|
Irene Smolicz
|
Senior Trader - Gabelli & Company, Inc.
|
Daniel M. Miller
|
President
|
Officers:
|
|
Daniel M. Miller
|
See above
|
Bruce N. Alpert
Diane M. LaPointe
Douglas R. Jamieson
David M. Goldman
Josephine D. LaFauci
|
Vice President
Controller and Financial & Operations Principal
Secretary
Assistant Secretary
Chief Compliance Officer
|
Gabelli Foundation, Inc.
Officers:
|
|
Mario J. Gabelli
|
Chairman, Trustee & Chief Investment Officer
|
Elisa M. Wilson
Marc J. Gabelli
Matthew R. Gabelli
Michael Gabelli
|
President
Trustee
Trustee
Trustee
|
MJG-IV Limited Partnership
Officers:
|
|
Mario J. Gabelli
|
General Partner
|
SCHEDULE II
|
||||||||
INFORMATION WITH RESPECT TO
|
||||||||
TRANSACTIONS EFFECTED DURING THE PAST SIXTY DAYS OR
|
||||||||
SINCE THE MOST RECENT FILING ON SCHEDULE 13D (1)
|
||||||||
SHARES PURCHASED AVERAGE
|
||||||||
DATE SOLD(-) PRICE(2)
|
||||||||
|
||||||||
COMMON STOCK-NAVISTAR INTERNATIONAL CORP.
|
||||||||
|
||||||||
MARIO J. GABELLI
|
||||||||
10/19/12 3,000 19.0655
|
||||||||
9/20/12 1,000 24.2400
|
||||||||
9/19/12 1,000 24.6500
|
||||||||
9/04/12 1,000 20.0600
|
||||||||
GABELLI SECURITIES, INC.
|
||||||||
10/19/12 1,000 19.0950
|
||||||||
9/04/12 1,000 20.2876
|
||||||||
MJG ASSOCIATES, INC.
|
||||||||
GABELLI INTERNATIONAL LIMITED
|
||||||||
9/04/12 1,000 20.2876
|
||||||||
GABELLI FUND, LDC
|
||||||||
9/07/12 1,500- 24.9460
|
||||||||
9/04/12 500 20.2876
|
||||||||
GAMCO ASSET MANAGEMENT INC.
|
||||||||
10/19/12 9,000 19.2300
|
||||||||
10/19/12 400 19.2194
|
||||||||
10/19/12 9,100 19.4073
|
||||||||
10/19/12 3,000 19.0708
|
||||||||
10/19/12 500 19.1900
|
||||||||
10/19/12 4,000 18.8999
|
||||||||
10/19/12 500 19.0899
|
||||||||
10/19/12 600 19.1924
|
||||||||
10/18/12 2,000 20.5455
|
||||||||
10/18/12 1,000- 20.5210
|
||||||||
10/18/12 1,000 20.4400
|
||||||||
10/18/12 3,000 20.5328
|
||||||||
10/18/12 7,000 20.6410
|
||||||||
10/18/12 3,000 20.5600
|
||||||||
10/18/12 200- 20.4850
|
||||||||
10/17/12 40,000 20.9085
|
||||||||
10/17/12 300- 20.2400
|
||||||||
10/17/12 500 20.5440
|
||||||||
10/17/12 125 20.3920
|
||||||||
10/17/12 16,000 20.9084
|
||||||||
10/16/12 300- 21.1000
|
||||||||
10/16/12 1,000 *DI
|
||||||||
10/16/12 10,000 21.1726
|
||||||||
10/16/12 6,000 20.7200
|
||||||||
10/16/12 700 21.6543
|
||||||||
10/15/12 1,000 21.8890
|
||||||||
10/15/12 1,000- 21.7001
|
||||||||
10/12/12 900 22.4906
|
||||||||
10/12/12 4,750- 22.0386
|
||||||||
10/11/12 400 23.0850
|
||||||||
10/11/12 600 22.4300
|
||||||||
10/10/12 1,800- 21.9854
|
||||||||
10/09/12 3,000 22.3615
|
||||||||
10/08/12 500- 22.8200
|
||||||||
10/08/12 1,500 22.6470
|
||||||||
10/08/12 500 21.3300
|
||||||||
10/05/12 100 21.4980
|
||||||||
10/05/12 3,900- 21.2258
|
||||||||
10/05/12 1,000- 21.6990
|
||||||||
10/05/12 5,000 21.1850
|
||||||||
10/05/12 6,000 21.3780
|
||||||||
10/05/12 220 21.1400
|
||||||||
10/04/12 3,000 21.0550
|
||||||||
10/04/12 500 21.3670
|
||||||||
10/04/12 200 21.0450
|
||||||||
10/04/12 2,500 21.0879
|
||||||||
10/04/12 500 21.1972
|
||||||||
10/04/12 3,900 21.2146
|
||||||||
10/04/12 1,000 21.3394
|
||||||||
10/04/12 500 21.3754
|
||||||||
10/04/12 1,500 21.3480
|
||||||||
10/04/12 1,500 21.3680
|
||||||||
10/03/12 10,000 21.1561
|
||||||||
10/03/12 16,800 20.9597
|
||||||||
10/03/12 400 21.1000
|
||||||||
10/03/12 1,000 20.9600
|
||||||||
10/03/12 1,000 20.9330
|
||||||||
10/02/12 5,000 20.7830
|
||||||||
10/02/12 1,000 20.9418
|
||||||||
10/02/12 400 20.8800
|
||||||||
10/02/12 1,000 21.0199
|
||||||||
10/02/12 10,200 20.9418
|
||||||||
10/02/12 200 21.0088
|
||||||||
10/02/12 1,500 20.8000
|
||||||||
10/02/12 1,000 20.7899
|
||||||||
10/02/12 3,600 20.8144
|
||||||||
10/01/12 1,500 21.2107
|
||||||||
10/01/12 43,000 21.1068
|
||||||||
10/01/12 87,000- 21.1068
|
||||||||
10/01/12 1,300- 21.1492
|
||||||||
10/01/12 7,000 20.8063
|
||||||||
10/01/12 12,000 21.2118
|
||||||||
10/01/12 2,000 20.9200
|
||||||||
10/01/12 1,000 21.3900
|
||||||||
9/28/12 3,000 21.4000
|
||||||||
9/27/12 700 21.5671
|
||||||||
9/27/12 2,000 21.6000
|
||||||||
9/27/12 9,000 21.6166
|
||||||||
9/27/12 200- 21.5862
|
||||||||
9/27/12 4,000 21.5600
|
||||||||
9/26/12 200 21.0585
|
||||||||
9/26/12 2,000 21.0310
|
||||||||
9/25/12 1,000 22.6894
|
||||||||
9/25/12 3,000 21.8747
|
||||||||
9/25/12 400 21.8852
|
||||||||
9/25/12 4,000 22.2200
|
||||||||
9/24/12 1,000- 23.1551
|
||||||||
9/24/12 500 23.3000
|
||||||||
9/24/12 25,900 23.2469
|
||||||||
9/24/12 1,000 23.2000
|
||||||||
9/24/12 400 23.1932
|
||||||||
9/24/12 3,000 23.1758
|
||||||||
9/24/12 4,000 22.8800
|
||||||||
9/24/12 7,000 22.9386
|
||||||||
9/21/12 500- 23.6360
|
||||||||
9/21/12 300 24.1500
|
||||||||
9/21/12 200- *DO
|
||||||||
9/20/12 6,000- 23.7965
|
||||||||
9/20/12 3,000- 23.7587
|
||||||||
9/20/12 200 23.7700
|
||||||||
9/19/12 4,000- 24.9410
|
||||||||
9/19/12 1,000 24.7590
|
||||||||
9/19/12 5,000 24.9404
|
||||||||
9/19/12 1,000 24.9684
|
||||||||
9/19/12 4,500 24.9096
|
||||||||
9/18/12 5,000 24.9800
|
||||||||
9/18/12 16,000 25.0036
|
||||||||
9/18/12 5,000- 24.8755
|
||||||||
9/17/12 6,000 25.0583
|
||||||||
9/17/12 7,000 25.2398
|
||||||||
9/17/12 28,000 25.3098
|
||||||||
9/17/12 4,000 25.6801
|
||||||||
9/17/12 6,000 *DI
|
||||||||
9/12/12 2,000 24.9600
|
||||||||
9/12/12 1,000 24.7385
|
||||||||
9/11/12 3,000 24.6713
|
||||||||
9/10/12 200 23.8400
|
||||||||
9/10/12 4,000 23.8800
|
||||||||
9/07/12 400 24.4225
|
||||||||
9/07/12 400 24.4699
|
||||||||
9/07/12 6,500- 24.3877
|
||||||||
9/07/12 100 25.2400
|
||||||||
9/07/12 3,500- 24.7409
|
||||||||
9/06/12 1,000- 23.4501
|
||||||||
9/05/12 7,000 19.8800
|
||||||||
9/05/12 800 20.7167
|
||||||||
9/05/12 4,000 19.8600
|
||||||||
9/05/12 2,035 20.4239
|
||||||||
9/04/12 2,100 20.7829
|
||||||||
9/04/12 11,000 20.7314
|
||||||||
9/04/12 1,200 21.2409
|
||||||||
8/31/12 500 23.2218
|
||||||||
8/31/12 3,000 23.3983
|
||||||||
8/31/12 1,600- *DO
|
||||||||
8/31/12 1,000- 22.7090
|
||||||||
8/31/12 4,000 22.0499
|
||||||||
8/31/12 6,000 22.0768
|
||||||||
8/31/12 12,000 22.9662
|
||||||||
8/31/12 7,000 22.9403
|
||||||||
8/31/12 400 23.0360
|
||||||||
8/30/12 4,000 21.5141
|
||||||||
8/30/12 1,000 21.4495
|
||||||||
8/30/12 400 21.4900
|
||||||||
8/30/12 100 21.5200
|
||||||||
8/29/12 14,000 22.6062
|
||||||||
8/29/12 500 22.4933
|
||||||||
8/29/12 500- 22.3000
|
||||||||
8/29/12 300 *DI
|
||||||||
8/28/12 1,500 22.7800
|
||||||||
8/28/12 2,800 22.9804
|
||||||||
8/28/12 200 22.7467
|
||||||||
8/28/12 200 22.7500
|
||||||||
8/28/12 200 23.0412
|
||||||||
8/28/12 800 23.0555
|
||||||||
8/28/12 200- 22.7500
|
||||||||
8/27/12 1,000- *DO
|
||||||||
8/27/12 1,000 23.7765
|
||||||||
8/27/12 1,000- 23.3970
|
||||||||
8/27/12 1,200 23.4200
|
||||||||
8/27/12 500 *DI
|
||||||||
8/24/12 10,000 23.0055
|
||||||||
8/24/12 400 23.2090
|
||||||||
8/24/12 200 23.1500
|
||||||||
8/24/12 15,000 23.1238
|
||||||||
8/24/12 10,000 22.9600
|
||||||||
8/24/12 1,000 23.1143
|
||||||||
8/24/12 13,500 23.0708
|
||||||||
8/24/12 1,500 22.9943
|
||||||||
8/24/12 7,000 23.0934
|
||||||||
8/23/12 4,000- 23.8380
|
||||||||
8/23/12 2,000 23.3899
|
||||||||
8/23/12 1,000 23.4730
|
||||||||
8/23/12 2,000 23.4659
|
||||||||
8/22/12 9,700 24.9094
|
||||||||
8/22/12 1,500 25.1033
|
||||||||
8/22/12 1,000 25.0500
|
||||||||
GABELLI FUNDS, LLC.
|
||||||||
GAMCO STRATEGIC VALUE
|
||||||||
10/17/12 1,000 20.9330
|
||||||||
9/07/12 1,000- 24.4400
|
||||||||
GABELLI SMALL CAP GROWTH FUND
|
||||||||
8/24/12 15,000 23.0118
|
||||||||
GABELLI EQUITY INCOME FUND
|
||||||||
8/24/12 75,000 23.1320
|
||||||||
GABELLI DIVIDEND & INCOME TRUST
|
||||||||
10/15/12 3,900 21.8200
|
||||||||
10/05/12 1,100 20.8800
|
||||||||
9/24/12 5,000 22.8800
|
||||||||
GABELLI ASSET FUND
|
||||||||
9/06/12 1,000- 23.5350
|
||||||||
8/31/12 1,000- 22.4401
|
||||||||
8/23/12 10,000 23.4741
|
||||||||
SENIOR SUBORDINATED CONVERTIBLE NOTE-NAVISTAR INTERNATIONAL CORP.
|
||||||||
GABELLI FUNDS, LLC.
|
||||||||
GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC.
|
||||||||
9/17/12 100 93.0000
|
||||||||
(1) UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE EFFECTED
|
||||||||
ON THE NYSE.
|
||||||||
|
||||||||
(2) PRICE EXCLUDES COMMISSION.
|
||||||||
|
||||||||
(*) RESULTS IN CHANGE OF DISPOSITIVE POWER AND BENEFICIAL OWNERSHIP.
|
||||||||