UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option / (Right to Buy) | 08/12/2001(2) | 02/12/2011 | Common Stock / $1.00 Par Value (1) | 5,599 | $ 36.26 | D | Â |
Option / (Right to Buy) | 08/12/2002(3) | 02/12/2012 | Common Stock / $1.00 Par Value (1) | 3,280 | $ 34.725 | D | Â |
Option / (Right to Buy) | 08/11/2003(4) | 02/11/2013 | Common Stock / $1.00 Par Value (1) | 4,322 | $ 27.07 | D | Â |
Option / (Right to Buy) | 02/10/2005(5) | 02/10/2014 | Common Stock / $1.00 Par Value (1) | 5,154 | $ 36.869 | D | Â |
Option / (Right to Buy) | 02/08/2006(6) | 02/08/2015 | Common Stock / $1.00 Par Value (1) | 4,583 | $ 49.305 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRIFFETT JOHN A C/O UNOCAL CORPORATION, 2141 ROSECRANS AVENUE, SUITE 4000 EL SEGUNDO, CA 90245 |
 |  |  Vice President and Comptroller |  |
Paul R Moore, Asst Secretary, Attorney-In-Fact | 04/08/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Stock has attached Preferred Stock Purchase Rights. If and when the Rights become exercisable, the holders would initially be entitled to purchase one one-hundredth of a share of Series B Junior Participating Preferred stock at a purchase price determined pursuant to the Rights Agreement. |
(2) | The option becomes exercisable in four equal installments on 8/12/01, 02/12/02, 02/12/03, and 02/12/04 |
(3) | The option becomes exercisable in four equal installments on 8/12/2002, 2/12/2003, 2/12/2004 and 2/12/2005. |
(4) | The option becomes exercisable in four equal installments on 8/11/2003; 2/11/2004; 2/11/2005; and 2/11/2006 |
(5) | The stock option becomes exercisable in three equal annual installments on 2-10-2005, 2-10-2006 and 2-10-2007. |
(6) | The option becomes exercisable in three equal installments on 2/8/2006, 2/8/2007 and 2/8/2008. |
 Remarks: Note: Also see attached Exhibit EX-24 Power of Attorney. |