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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Unit (1) | (2) | 03/04/2014 | A | 4,532.211 | (3) | (3) | Common Stock | 4,532.211 | $ 30.89 | 9,195.211 | D | ||||
Phantom Stock Unit (4) | (5) | 03/04/2014 | A | 3.6851 | (6) | (6) | Common Stock | 3.6851 | $ 0 | 1,573.4269 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PARENT LOUISE M C/O ZOETIS INC. 100 CAMPUS DRIVE FLORHAM PARK, NJ 07932 |
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/s/ Katherine H. Walden, as Attorney-in-Fact | 03/06/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Grant of deferred stock units pursuant to Zoetis Inc. 2013 Equity and Incentive Plan. The deferred stock units were fully vested on the date of the grant and will be settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director at Zoetis. |
(2) | Each deferred stock unit represents a contingent right to receive one share of Zoetis Inc. common stock. |
(3) | Each deferred stock unit will be settled in shares of Zoetis Inc. common stock upon the reporting person's separation from service as a director of Zoetis Inc. |
(4) | These phantom stock units represent dividend equivalent units, which were automatically issued pursuant to phantom stock units previously granted to the reporting person under the Zoetis Non-Employee Director Deferred Compensation Plan. |
(5) | Each phantom stock unit represents one share of Zoetis Inc. common stock. |
(6) | These phantom stock units will be settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment fund at any time, provided Zoetis may limit the timing, frequency and permissibility of transfers from one investment fund to another at any time. |