HPEV, INC. |
(Name of Issuer)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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CUSIP No. 98978M103
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Page 2 of 6
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1
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NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Mark M. Hodowanec
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) o
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
PF
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
o
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
8,800,000
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8
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SHARED VOTING POWER:
0
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9
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SOLE DISPOSITIVE POWER:
8,800,000
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10
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SHARED DISPOSITIVE POWER:
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,800,000
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12
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
o
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.46%
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14
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 98978M103
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Page 3 of 6
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Item 1.
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Security and Issuer.
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Item 2.
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Identity and Background.
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(a)
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The person filing this statement is Mark M. Hodowanec (the “Reporting Person”)
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(b)
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The Reporting Person’s business address is 5195 Mamont Rd, Murrysville, PA 15668.
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(c)
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The Reporting Person’s principal occupation is business executive.
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(d)
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During the last five years, the Reporting Person has not been convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors, if any).
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(e)
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During the last five years, the Reporting Person has not been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is now subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
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(f)
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The Reporting Person is a citizen of the United States of America.
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Item 3.
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Source and Amount of Funds or Other Consideration.
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Item 4.
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Purpose of Transaction.
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CUSIP No. 98978M103
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Page 4 of 6
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Item 5.
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Interest in Securities of the Issuer.
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(a)
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Based upon the information contained in the Company’s First Amended Quarterly Report on Form 10-Q/A, filed with the SEC on January 16, 2013, 47,646,441 Shares were issued and outstanding as of that date. The Reporting Person is deemed to beneficially own 8,800,000 Shares, or approximately 18,46% of the Shares deemed outstanding as of that date.
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(b)
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The Reporting Person has sole power to vote and sole power to dispose of 8,800,000 Shares.
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(c)
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During the 60 days on or prior to April 5, 2011, other than the transactions described in this Schedule 13D, there were no transactions in Shares, or securities convertible into, exercisable for or exchangeable for Shares, by the Reporting Person or any person or entity controlled by him or any person or entity for which he possesses voting or investment control over the securities thereof.
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(d)
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Not applicable.
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(e)
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Not applicable.
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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CUSIP No. 98978M103
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Page 5 of 6
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Item 7.
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Material to Be Filed as Exhibits.
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Exhibit No.
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Description
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99.1
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Agreement for the Exchange of Common Stock of HPEV, Inc. dated March 29, 2011 among the Company, HPEV, Inc., Tim Hassett, C. Quentin Ponder, B. Mark Hodowanec and D. Darren Zellers. (incorporated herein by reference to Exhibit 10.4 to the Company’s Annual Report on Form 10-K filed on March 10, 2011).
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CUSIP No. 98978M103
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Page 6 of 6
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Dated: February 26, 2013 | By: |
/s/ Mark M. Hodowanec
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Mark M. Hodowanec
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