Delaware
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20-1450327
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(State of incorporation or organization)
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(IRS Employer Identification No.)
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600 Montgomery Street, Suite 1100
San Francisco, CA
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94111
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(Address of principal executive offices)
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(Zip Code)
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Title of Each Class to be so Registered
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Name of Each Exchange on Which Each
Class is to be so Registered
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8.00% Senior Notes due 2023
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New York Stock Exchange
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Exhibit No.
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Description
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4.1
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Indenture dated as of January 24, 2013, between JMP Group Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s current report on Form 8-K filed on January 25, 2013).
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4.2
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First Supplemental Indenture dated as of January 25, 2013, between JMP Group Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Registrant’s current report on Form 8-K filed on January 25, 2013).
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4.3
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Form of 8.00% Senior Note due 2023 (included as Exhibit A to Exhibit 4.2 above).
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JMP GROUP INC.
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Date: January 29, 2013
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By:
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/s/ Scott Solomon | |
Scott Solomon
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Chief Legal Officer and Secretary
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Exhibit No.
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Description
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4.1
|
Indenture dated as of January 24, 2013, between JMP Group Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Registrant’s current report on Form 8-K filed on January 25, 2013).
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4.2
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First Supplemental Indenture dated as of January 25, 2013, between JMP Group Inc. and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.2 to the Registrant’s current report on Form 8-K filed on January 25, 2013).
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4.3
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Form of 8.00% Senior Note due 2023 (included as Exhibit A to Exhibit 4.2 above).
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