UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Convertible Preferred | 11/21/2006 | 05/15/2013 | Common Stock | 2,680,677 | $ 10.2 (3) | I | by Entity (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WARD TOM L 1601 N. W. EXPRESSWAY, SUITE 1600 OKLAHOMA CITY, OK 73118 |
 X |  X |  Chairman, CEO and President |  |
By: V. Bruce Thompson, Attorney-In-Fact | 11/05/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (a) 79,000 shares held through an IRA; and (b) 300,000 shares of Restricted Stock granted January 10, 2007 which shall vest twenty-five percent on the 10th day of January in each of the years 2008, 2009, 2010 and 2011; and 325,000 shares of Restricted Stock granted July 11, 2007 which shall vest twenty-fuve percent on the 11th day of July in each of the years 2008, 2009, 2010 and 2011. |
(2) | By TLW Properties, L.L.C. |
(3) | Such shares of Series A Convertible Preferred Stock are convertible at the option of the holder at a conversion ratio of 10.198 (the quotient of $210 divided by $20.5918) to one. |