1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option, right to buy
|
01/01/1999(10)
|
01/01/2008 |
Common Stock
|
9,633
|
$
6.5
|
D
|
Â
|
Stock Option, right to buy
|
02/04/2001 |
02/04/2010 |
Common Stock
|
1,000
|
$
13.5
|
D
|
Â
|
Stock Option, right to buy
|
01/15/2003(1)
|
01/15/2012 |
Common Stock
|
1,000
|
$
14.52
|
D
|
Â
|
Stock Option, right to buy
|
06/07/2003(2)
|
06/07/2012 |
Common Stock
|
5,000
|
$
9
|
D
|
Â
|
Stock Option, right to buy
|
02/11/2004(3)
|
02/11/2013 |
Common Stock
|
5,000
|
$
8.99
|
D
|
Â
|
Stock Option, right to buy
|
02/18/2005(4)
|
02/18/2014 |
Common Stock
|
6,800
|
$
10.36
|
D
|
Â
|
Stock Option, right to buy
|
03/07/2006(5)
|
03/07/2015 |
Common Stock
|
7,500
|
$
6.3
|
D
|
Â
|
Stock Option, right to buy
|
03/22/2007(6)
|
03/22/2016 |
Common Stock
|
10,000
|
$
5.13
|
D
|
Â
|
Stock Option, right to buy
|
09/13/2007(7)
|
09/13/2016 |
Common Stock
|
30,000
|
$
1.74
|
D
|
Â
|
Stock Option, right to buy
|
09/15/2007(8)
|
09/15/2016 |
Common Stock
|
15,311
|
$
1.63
|
D
|
Â
|
Restricted stock
|
03/22/2007(9)
|
03/22/2008 |
Common Stock
|
1,500
|
$
0
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Options vest in five equal annual installments beginning January 15, 2003. |
(2) |
Options vest in five equal annual installments beginning June 7, 2003. |
(3) |
Options vest in five equal annual installments beginning February 11, 2004. |
(4) |
Options vest in four equal annual installments beginning February 18, 2005. |
(5) |
Options vest in four equal annual installments beginning March 7, 2006. |
(6) |
Options vest in three equal annual installments beginning March 22, 2007. |
(7) |
Options vest in four equal annual installments beginning September 13, 2007. |
(8) |
Options vest 33% on September 15, 2007 and 67% on September 15, 2008. |
(9) |
Restricted Stock granted in accordance with the terms of the Antigenics Inc. 1999 Equity Incentive Plan, as amended, and vests one-third on March 22, 2007 and two-thirds on March 22, 2008. |
(10) |
Options vest in five equal annual installments beginning January 1, 1999. |