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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 43.04 | 07/25/2009 | D | V | 20,000 | (1) | 06/30/2015 | Common Stock | 20,000 | $ 0 (2) | 0 | D | |||
Stock Option (right to buy) | $ 44.97 | 07/25/2009 | D | V | 13,333 | (3) | 06/29/2017 | Common Stock | 13,333 | $ 0 (2) | 6,667 | D | |||
Stock Option (right to buy) | $ 25.01 | 07/25/2009 | D | V | 10,000 | (4) | 06/30/2019 | Common Stock | 10,000 | $ 0 (2) | 65,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MASON BRADLEY R 10115 KINCEY AVENUE SUITE 250 HUNTERSVILLE, NC 28078 |
Global President,North America |
Emily Buxton, by power of attorney | 07/29/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vested with respect to thirty three and one-third percent (33 1/3%) of the shares are covered thereby on each of the first, second and third anniversaries of June 30, 2005, the grant date. |
(2) | The options were surrendered by the executive for no consideration. |
(3) | The options vested with respect to thirty three and one-third percent (33 1/3%) of the shares covered thereby on each of the first and second anniversaries of June 29, 2007, the grant date. The options vest with respect to the remaining thirty three and one-third percent (33 1/3%) of the shares covered thereby vest on June 29, 2010. The 13,333 options surrendered by executive are the options that vested on June 29, 2008 and June 29, 2009. |
(4) | The options vest with respect to thirty three and one-third percent (33 1/3%) of the shares covered thereby on each of the first, second and third anniversaries of June 30, 2009, the grant date. The 10,000 options surrendered consist of 3,334 options that would have vested on the first anniversary date, 3,333 that would have vested on the second anniversary date, and 3,333 that would have vested on the third anniversary date. |