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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
RESTRICTED STOCK UNITS | (2) | 03/17/2008 | M | 7,761 | (2) | (2) | COMMON STOCK | 7,761 | (2) | 0 | D | ||||
RESTRICTED STOCK UNITS | (3) | 03/17/2008 | M(3) | 18,631 | (3) | (3) | COMMON STOCK | 18,631 | (3) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BLOSS DAVID A SR C/O CIRCOR INTERNATIONAL, INC. 25 CORPORATE DRIVE, SUITE 130 BURLINGTON, MA 01803 |
X | CHAIRMAN |
ALAN J. GLASS, ATTORNEY-IN-FACT | 03/17/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction reported herein reflects the gift by the reporting person of shares to a charitable trust. |
(2) | The Restricted Stock Units (RSU), the conversion of which is reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/26/2007. On that date, the fair market value (FMV) of the issuers stock was $25.39. The RSU originally were to vest in four equal portions on 3/27/2008, 2/26/2009, 2/26/2010 and 2/26/2011. This report reflects the accelerated vesting of the remaining unvested RSU, acquisition of those underlying shares in whole units by the Reporting Person and withholding of sufficient shares to pay applicable income taxes in accordance with the provisions of the Amended and Restated Retirement Agreement between the Reporting Person and the company. The FMV of the shares, based on the closing price of the issuers stock on 3/14/2008 (last business day prior to the shares vesting) is $45.55. |
(3) | The Restricted Stock Units (RSU), the conversion of which is reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 2/27/06. On that date, the fair market value (FMV) of the issuers stock was $27.81. The RSU originally were to vest in four equal portions on 3/27/2007, 2/27/2008, 2/27/09 and 2/27/2010. This report reflects the accelerated vesting of the remaining unvested RSU, acquisition of those underlying shares in whole units by the Reporting Person and withholding of sufficient shares to pay applicable income taxes in accordance with the provisions of the Amended and Restated Retirement Agreement between the Reporting Person and the company. The FMV of the shares, based on the closing price of the issuers stock on 3/14/2008 (last business day prior to the shares vesting) is $45.55. |