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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 03/21/2009 | M | 1,755 | (1) | (1) | Common Stock | 1,755 | (1) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ROBBINS WAYNE F C/O CIRCOR INTERNATIONAL INC. 25 CORPORATE DRIVE, STE. 130 BURLINGTON, MA 01803 |
Group Vice President |
/s/ Alan J. Glass, Attorney-in-fact | 03/25/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Restricted Stock Units (RSUs), the conversion of which are reported herein on a one-for-one basis, were granted to the Reported Person by the issuer as part of equity incentive grants made by the issuer on March 21, 2006. The fair market value (FMV) of the issuers stock on that date was $28.95 per share. The RSUs vest in equal portions of one-third of the RSU over a three-year period. This report reflects the vesting of the 3rd one-third of three RSU tranches, the withholding of sufficient shares by the issuer to pay necessary income tax and the acquisition by the Reporting Person of the remaining underlying shares at a FMV of $21.30 per share, based on the closing price of the issuers stock on March 20, 2009 (the last business day before the shares vested). |