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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PROFIT UPSURGE INTERNATIONAL LTD UNIT 1602, MALAYSIA BUILDING 50 GLOUCESTER ROAD WANCHAI, HONG KONG |
X | |||
NGAN THOMAS UNIT 1602, MALAYSIA BUILDING 50 GLOUCESTER ROAD WANCHAI, HONG KONG |
X |
/s/ Thomas Ngan, Director | 10/18/2006 | |
**Signature of Reporting Person | Date | |
/s/ Thomas Ngan | 10/18/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift |
(2) | This is a joint filing made by Profit Upsurge International Limited and Mr. Thomas Ngan (the "Reporting Persons"). Profit Upsurge International Limited, the designated filer, has direct beneficial ownership of the securities disclosed in this Form 4 (the "Shares"). Mr. Ngan is the 100% shareholder of Profit Upsurge International Limited and may also deemed to have indirect beneficial ownership of the Shares. |
(3) | Mr. Ngan expressly disclaims beneficial ownership of shares of common stock of the issuer beneficially owned and/or held by or for the account or benefit of Profit Upsurge International Limited, except to the extent of the pecuniary interest of Mr. Ngan in such shares. Each of the reporting persons states that neither filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, the beneficial owner of any equity securities covered by this statement. |