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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 24.78 | 02/13/2017 | M | 9,463 | 02/24/2016(3) | 02/24/2025 | Common Stock | 9,463 | $ 0 | 18,927 | D | ||||
Common Stock Option | $ 24.285 | 02/14/2017 | M | 14,966 | 05/27/2015(3) | 05/27/2024 | Common Stock | 14,966 | $ 0 | 7,484 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Folsom Suzanne R 600 GRANT STREET, SUITE 6100 PITTSBURGH, PA 15219 |
GC & Sr VP - Gov Affairs |
/s/ Arden T. Phillips | 02/15/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported on this Form 4 were completed pursuant to the terms of a 10b5-1 trading plan. |
(2) | This line reflects the disposition of shares for tax withholding purposes and payment of exercise price, in connection with the exercise of options that were granted on May 27, 2014. The reporting person did not sell any of the stock proceeds resulting from the option exercise. |
(3) | Option grant vests ratably over three years, one-third on each of the first, second and third grant date anniversaries. |