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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
RESTRICTED STOCK UNITS (7) | Â | 03/02/2006 | Â | A4 | 208 | Â | Â (8) | Â (8) | Common Shares | $ 95.26 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 03/01/2007 | Â | A4 | 198 | Â | Â (8) | Â (8) | Common Shares | $ 50.3 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 03/12/2008 | Â | A4 | 277 | Â | Â (8) | Â (8) | Common Shares | $ 50.41 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/25/2009 | Â | A4 | 396 | Â | Â (8) | Â (8) | Common Shares | $ 40.365 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (1) | Â | 03/02/2009 | Â | M4 | Â | 208 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/24/2010 | Â | A4 | 313 | Â | Â (8) | Â (8) | Common Shares | $ 50.99 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (2) | Â | 03/01/2010 | Â | M4 | Â | 198 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/23/2011 | Â | A4 | 264 | Â | Â (8) | Â (8) | Common Shares | $ 60.57 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (3) | Â | 03/12/2011 | Â | M4 | Â | 277 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/22/2012 | Â | A4 | 233 | Â | Â (8) | Â (8) | Common Shares | $ 68.575 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (4) | Â | 02/25/2012 | Â | M4 | Â | 396 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (5) | Â | 02/24/2013 | Â | M4 | Â | 313 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/27/2013 | Â | A4 | 238 | Â | Â (8) | Â (8) | Common Shares | $ 83.885 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (6) | Â | 02/23/2014 | Â | M4 | Â | 264 | Â (8) | Â (8) | Common Shares | $ 0 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | 02/26/2014 | Â | A4 | 358 | Â | Â (8) | Â (8) | Common Shares | $ 86.585 | 829 | By Spouse | ||
RESTRICTED STOCK UNITS (7) | Â | Â | Â | Â | Â | Â | Â (8) | Â (8) | Common Shares | Â | 7,432 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COX ROBERT C THE CHUBB CORPORATION 15 MOUNTAIN VIEW ROAD WARREN, NJ 07061-1615 |
 |  |  EVP C&S Div. Federal |  |
/S/Nancy J. Engers, POA | 02/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On March 2, 2006, the reporting person's spouse received a stock unit award in the amount of 208 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 2, 2009. |
(2) | On March 1, 2007, the reporting person's spouse received a stock unit award in the amount of 198 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 1, 2010. |
(3) | On March 12, 2008, the reporting person's spouse received a stock unit award in the amount of 277 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on March 12, 2011. |
(4) | On February 25, 2009, the reporting person's spouse received a stock unit award in the amount of 396 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 25, 2012. |
(5) | On February 24, 2010, the reporting person's spouse received a stock unit award in the amount of 313 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 24, 2013. |
(6) | On February 23, 2011, the reporting person's spouse received a stock unit award in the amount of 264 shares with one stock unit being the equivalent of one share of common stock. This stock unit award was settled in shares of common stock on February 23, 2014. |
(7) | Restricted Stock Units generally cliff vest on the third anniversary of the grant date. |
(8) | N/A |
 Remarks: The reporting person's spouse received annual awards of Restricted Stock Units from 2006 through 2014.  The receipt of the awards, and subsequent settlement of the awards in shares of common stock, were not previously reported due to inadvertent administrative error. |