UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TATE DAVID C 6220 STONERIDGE MALL RD PLEASANTON, CA 94588 |
 |  |  SVP, Products and Marketing |  |
/s/ Suzan S. Rowland, as Attorney-in-Fact for David C. Tate | 06/11/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 15,000 unvested Restricted Stock Awards, which vest pursuant to the following schedule: Twenty-Five Percent (25%) of the shares subject to the award vest on each of the first, second, third, and fourth anniversary of June 3, 2013, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. |
(2) | The Reporting Person's original Form 3, filed on December 13, 2013, is being amended by this Form 3 amendment to correct the amount of securities beneficially owned, which were incorrectly over-reported on the original Form 3. This amendment makes no other changes to the original Form 3. |