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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 22.57 | 05/17/2013 | M | 13,409 | 02/16/2010 | 02/16/2017 | CXW Common Stock | 13,409 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 22.72 | 05/17/2013 | M | 16,008 | 02/20/2011 | 02/20/2018 | CXW Common Stock | 16,008 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 22.34 | 05/17/2013 | M | 5,845 | 03/16/2013 | 03/16/2022 | CXW Common Stock | 5,845 | $ 0 | 49,375 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Collins Brian D 10 BURTON HILLS BLVD NASHVILLE, TN 37215 |
EVP & Chief HR Officer |
Scott L. Craddock, Attorney in Fact | 05/22/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 19892 restricted stock units, each representing a contingent right to receive one share of issuer common stock. |
(2) | Represents dividend equivalent rights accrued on restricted stock units awarded to the reporting person on 02/21/2013 in conjunction with the issuer's payment of a special dividend on May 20, 2013 of $6.63 per share of common stock. The dividend equivalent rights will be converted into, and paid in the form of, shares of the issuer's common stock on a one-for-one basis in connection with the vesting of the underlying restricted stock units to which the dividend equivalent rights relate and shall be subject to the same vesting and other restrictions as the original award. |
(3) | Includes 23300 restricted stock units, each representing a contingent right to receive one share of issuer common stock. |
(4) | On May 20, 2013, the Issuer paid a special dividend to stockholders of record on April 19, 2013. As a result of the special dividend, the reporting person received 3114 shares of common stock on May 20, 2013. |