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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 06/13/2012 | M | 7,109 | (4) | (4) | Common Stock | 7,109 | $ 0 | 14,286 | D | ||||
Restricted Stock Units | (3) | 06/13/2012 | M | 97 | (4) | (4) | Common Stock | 97 | $ 0 | 14,189 | D | ||||
Restricted Stock Units | (3) | 06/13/2012 | M | 86 | (4) | (4) | Common Stock | 86 | $ 0 | 14,103 | D | ||||
Restricted Stock Units | (3) | 06/13/2012 | M | 88 | (4) | (4) | Common Stock | 88 | $ 0 | 14,015 | D | ||||
Restricted Stock Units | (3) | 06/13/2012 | M | 6,860 | (4) | (4) | Common Stock | 6,860 | $ 0 | 7,155 | D | ||||
Restricted Stock Units | (3) | 06/13/2012 | M | 7,155 | (4) | (4) | Common Stock | 7,155 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ALBERDING RICHARD C 471 BRIGHTON DRIVE BLOOMINGDALE, IL 60108 |
X |
Michelle Henry, Attorney-in-fact | 06/14/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common Stock acquired by conversion of Restricted Stock Units pursuant to the Director's retirement benefits election in his Deferred Stock Plan. |
(2) | Transfer of shares to Richard C. Alberding TTEE, Richard C. Alberding Revocable Trust U/A dtd 01/04/2005 |
(3) | Each restricted stock unit represents a contingent right to receive one share of PCTEL stock |
(4) | The restricted stock vested on various grant dates as previously reported. Includes additional restricted stock units acquired as a result of dividend equivalents issued by the Company. The restricted stock units are being delivered to Director pursuant to the terms of his Deferred Stock Plan and Director's last properly submitted Election Form. |