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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
| Restricted Stock Units (1) | $ 10.86 | 12/14/2011 | Â | A4 | 1,308 | Â | 02/23/2012(2) | 02/23/2012 | Common Stock | (3) | 34,975 | Â | ||
| Restricted Stock Units (1) | $ 21.22 | 12/14/2011 | Â | A4 | 840 | Â | 02/23/2013(2) | 02/23/2013 | Common Stock | (3) | 35,815 | Â | ||
| Restricted Stock Units (1) | $ 29.73 | 12/14/2011 | Â | A4 | 808 | Â | 02/24/2014(2) | 02/24/2014 | Common Stock | (3) | 36,623 | Â | ||
| Restricted Stock Units (1) | $ 10.86 | 12/14/2011 | Â | A4 | 2,093 | Â | 02/23/2012 | 02/23/2012 | Common Stock | (3) | 38,716 | Â | ||
| Restricted Stock Units (1) | $ 21.22 | 12/14/2011 | Â | A4 | 1,344 | Â | 02/23/2013 | 02/23/2013 | Common Stock | (3) | 40,060 | Â | ||
| Restricted Stock Units (1) | $ 29.73 | 12/14/2011 | Â | A4 | 1,294 | Â | 02/24/2014 | 02/24/2014 | Common Stock | (3) | 41,354 | Â | ||
| Options (Right to Buy) (4) | $ 17.65 | 12/14/2011 | Â | A4 | 650 | Â | 03/03/2009 | 03/03/2016 | Common Stock | $ 17.65 | 52,416 | Â | ||
| Options (Right to Buy) (4) | $ 23.04 | 12/14/2011 | Â | A4 | 708 | Â | 02/26/2009 | 02/26/2017 | Common Stock | $ 23.04 | 53,124 | Â | ||
| Options (Right to Buy) (4) | $ 23.04 | 12/14/2011 | Â | A4 | 708 | Â | 02/26/2010 | 02/26/2017 | Common Stock | $ 23.04 | 53,832 | Â | ||
| Options (Right to Buy) (4) | $ 29.72 | 12/14/2011 | Â | A4 | 578 | Â | 02/25/2009 | 02/25/2018 | Common Stock | $ 29.72 | 54,410 | Â | ||
| Options (Right to Buy) (4) | $ 29.72 | 12/14/2011 | Â | A4 | 579 | Â | 02/25/2010 | 02/25/2018 | Common Stock | $ 29.72 | 54,989 | Â | ||
| Options (Right to Buy) (4) | $ 29.72 | 12/14/2011 | Â | A4 | 579 | Â | 02/25/2011 | 02/25/2018 | Common Stock | $ 29.72 | 55,568 | Â | ||
| Options (Right to Buy) (4) | $ 8.85 | 12/14/2011 | Â | A4 | 1,110 | Â | 02/23/2010 | 02/23/2019 | Common Stock | $ 8.85 | 56,678 | Â | ||
| Options (Right to Buy) (4) | $ 8.85 | 12/14/2011 | Â | A4 | 1,110 | Â | 02/23/2011 | 02/23/2019 | Common Stock | $ 8.85 | 57,788 | Â | ||
| Options (Right to Buy) (4) | $ 8.85 | 12/14/2011 | Â | A4 | 1,110 | Â | 02/23/2012 | 02/23/2019 | Common Stock | $ 8.85 | 58,898 | Â | ||
| Options (Right to Buy) (4) | $ 17.28 | 12/14/2011 | Â | A4 | 756 | Â | 02/23/2011 | 02/23/2020 | Common Stock | $ 17.28 | 59,654 | Â | ||
| Options (Right to Buy) (4) | $ 17.28 | 12/14/2011 | Â | A4 | 757 | Â | 02/23/2012 | 02/23/2020 | Common Stock | $ 17.28 | 60,411 | Â | ||
| Options (Right to Buy) (4) | $ 17.28 | 12/14/2011 | Â | A4 | 757 | Â | 02/23/2013 | 02/23/2020 | Common Stock | $ 17.28 | 61,168 | Â | ||
| Options (Right to Buy) (4) | $ 24.21 | 12/14/2011 | Â | A4 | 806 | Â | 02/24/2012 | 02/24/2021 | Common Stock | $ 24.21 | 61,974 | Â | ||
| Options (Right to Buy) (4) | $ 24.21 | 12/14/2011 | Â | A4 | 806 | Â | 02/24/2013 | 02/24/2021 | Common Stock | $ 24.21 | 62,780 | Â | ||
| Options (Right to Buy) (4) | $ 24.21 | 12/14/2011 | Â | A4 | 806 | Â | 02/24/2014 | 02/24/2021 | Common Stock | $ 24.21 | 63,586 | Â | ||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Rainey Craig L ONE WILLIAMS CENTER TULSA, OK 74172 |
 |  |  SVP & General Counsel |  |
| Cher S. Lawrence, Attorney-in-Fact for Craig L. Rainey | 02/14/2012 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Pursuant to anti-dilution provisions of this grant, the number of shares underlying the award was adjusted in conjunction with the Issuer's legal and structural separation of WPX Energy, Inc., in an exempt transaction pursuant to Rule 16a-9. The terms of adjustment were approved by the Issuer's Board of Directors. |
| (2) | Vesting is subject to applicable grant agreement and compensation committee certification that the Company has met the three year performance measure. The specific performance measure will be based on total shareholder return with absolute and relative dependent measures. |
| (3) | 1-for-1 |
| (4) | Pursuant to anti-dilution provisions of this grant, the exercise price and the number of shares subject to it were adjusted in conjunction with the Issuer's legal and structural separation of WPX Energy, Inc., in an exempt transaction pursuant to Rule 16a-9. The terms of adjustment were approved by the Issuer's Board of Directors. |