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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Comon Stock Right to Buy (3) | $ 17.08 | 11/17/2004(4) | 05/01/2008(5) | Common Stock | 4,200 | 4,200 | D | ||||||||
Common Stock Right to Buy (3) | $ 22.4 | 12/21/2005(4) | 05/01/2008(5) | Common Stock | 7,000 | 7,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CURTIS C WILLIAM JR SEACOAST BANKING CORP. OF FLORIDA P.O. BOX 9012 STUART, FL 34995 |
Sr.EVP & Chief Banking Officer |
Sharon Mehl as Power of Attorney for C. William Curtis, Jr. | 02/01/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Unvested shares in performance-based restricted stock awards granted under Seacoast's 2000 Long Term Incentive Plan that were cancelled with Mr. Curtis' retirement on January 31, 2008. |
(2) | Effective Jan. 31, 2008, Seacoast's Salary and Benefits Committee fully and immediately vested 3,400 shares of outstanding time based restricted stock previously awarded to Mr. Curtis. Such shares are included in this holding. |
(3) | Granted pursuant to Seacoast Banking Corporation of Florida's 2000 Long-Term Incentive Plan |
(4) | Represents unvested exercisable shares at termination of employment (retirement). Options vested over 5 years at the rate of 20% on the first anniversary of the date of grant (first anniversary noted above as date exercisable). |
(5) | Vested unexercised options (noted here) expire three months after Mr. Curtis' termination of employment (retirement) from the Company. |