Scott A. Ziegler, Esq.
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Ziegler, Ziegler & Associates LLP
570 Lexington Avenue, Suite 2405
New York, New York 10022
(212) 319-7600
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immediately upon filing
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o | on (Date) at (Time) |
Title of each class of
Securities to be registered
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Amount
to be registered
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Proposed maximum aggregate price per unit (1)
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Proposed maximum
aggregate offering price (2)
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Amount of
registration fee
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American Depositary Shares evidenced by American Depositary Receipts, each American Depositary Share representing one share of Common Stock of Honda Motor Co. Ltd.
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100,000,000
American Depositary Shares
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$0.05
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$5,000,000
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$503.50
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(1)
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Each unit represents one American Depositary Share.
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(2)
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Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Receipts evidencing American Depositary Shares.
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Item Number and Caption
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Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
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(1) | Name and address of Depositary |
Introductory paragraph and bottom of face of American Depositary Receipt
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(2) | Title of American Depositary Receipts and identity of deposited securities |
Face of American Depositary Receipt, top center
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Terms of Deposit: | ||||
(i) |
Amount of deposited securities represented by one unit of American Depositary Shares
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Face of American Depositary Receipt, upper right corner
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(ii) |
Procedure for voting, if any, the deposited securities
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Paragraphs (14) and (15)
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(iii) |
Collection and distribution of dividends
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Paragraphs (7) and (12)
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(iv) |
Transmission of notices, reports and proxy soliciting material
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Paragraphs (15) and (17)
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(v) |
Sale or exercise of rights
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Paragraphs (7) and (13)
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(vi) |
Deposit or sale of securities resulting from dividends, splits or plans of reorganization
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Paragraphs (7), (12), (13) and (16)
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(vii) |
Amendment, extension or termination of the Deposit Agreement
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Paragraphs (9) and (21)
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(viii) |
Rights of holders of ADRs to inspect the transfer books of the Depositary and the list of Holders of ADRs
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Paragraph (17)
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(ix) |
Restrictions upon the right to deposit or withdraw the underlying securities
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Paragraphs (3), (4), (5), (6) and (7)
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(x) |
Limitation upon the liability of the Depositary
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Paragraphs (18) and (19)
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(3) | Fees and Charges |
Paragraph (10)
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Item Number and Caption
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Location in Form of American Depositary
Receipt Filed Herewith as Prospectus
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(b) |
Statement that Honda Motor Co. Ltd. is subject to the periodic reporting requirements of the Securities Exchange Act of 1934, as amended and, accordingly, files certain reports with the Commission, and that such reports can be inspected by holders of American Depositary Receipts and copied at public reference facilities maintained by the Commission in Washington, D.C.
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Paragraph (24)
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(a)(1)
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Form of Deposit Agreement. Form of Deposit Agreement dated as of December 19, 1962, as amended and restated as of October 1, 1982 (including changes from Amendment to Deposit Agreement dated as of April 1, 1989, the "Deposit Agreement") among the Company, Morgan Guaranty Trust Company of New York (now JPMorgan Chase Bank, N.A.), as Depositary, and all owners and holders from time to time of American Depositary Receipts and European Depositary Receipts issued thereunder (incorporated by reference to Exhibit (a)(i) to the Registration Statement on Form F-6, File No. 33-91842, filed on May 1, 1995).
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(a)(2)
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Form of Amendment No. 2 to the Deposit Agreement dated as of April , 1995 (incorporated by reference to Exhibit (a)(ii) to the Registration Statement on Form F-6, File No. 33-91842),filed on May 1, 1995.
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(a)(3)
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Form of Amendment No. 3 to the Deposit Agreement dated as of January , 2002 (incorporated by reference to Exhibit (a)(1) to the Registration Statement on Form F-6, File No. 333-14228, filed on December 20, 2001.
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(a)(4)
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Form of Amendment N. 4 to the Deposit Agreement dated as of June , 2006 (incorporated by reference to Exhibit (a) to the Post-Effective Amendment to Registration Statement on Form F-6, File No. 333-114874, filed on June 28, 2006.
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(a)(5)
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Form of Amendment No. 5 to Deposit Agreement dated as of June , 2007 (incorporated by reference to Exhibit (a)(1) to the Registration Statement on Form F-6, 333-143589, filed on June 8, 2007).
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(a)(6)
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Form of American Depositary Receipt. Filed herewith as Exhibit (a)(6).
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(b)
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Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. Not Applicable.
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(c)
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Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. Not Applicable.
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(d)
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Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities being registered. Filed herewith as Exhibit (d).
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(e)
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Certification under Rule 466. Filed herewith as Exhibit (e).
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(a)
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The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the American Depositary Receipts, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer.
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(b)
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If the amounts of fees charged are not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an American Depositary Receipt thirty days before any change in the fee schedule.
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Legal entity created by the form of Deposit Agreement for the issuance of ADRs evidencing American Depositary Shares
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By: |
JPMORGAN CHASE BANK, N.A., as Depositary
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By:
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/s/ Gregory A. Levendis | |
Name: | Gregory A. Levendis | ||
Title: | Executive Director | ||
HONDA MOTOR CO., LTD.
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(Honda Giken Kogyo Kabushiki Kaisha)
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By:
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/s/ Takahiro Hachigo | ||
Name: | Takahiro Hachigo | ||
Title: | Chief Executive Officer | ||
Name
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Title
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/s/Takahiro Hachigo
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President and Representative Director
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Takahiro Hachigo
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(Chief Executive Officer) | |
/s/Seiji Kuraishi
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Executive Vice President, Executive Officer
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Seiji Kuraishi
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and Representative Director | |
/s/Yoshiyuki Matsumoto
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Senior Managing Officer and Director
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Yoshiyuki Matsumoto
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/s/Yoshi Yamane
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Senior Managing Officer and Director
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Yoshi Yamane
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/s/Kohei Takeuchi
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Senior Managing Officer and Director
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Kohei Takeuchi
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(Chief Financial Officer)
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/s/Takashi Sekiguchi
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Managing Officer and Director
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Takashi Sekiguchi
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Director
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Hideko Kunii
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Director
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Motoki Ozaki
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Director and Adviser
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Takanobu Ito
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/s/Shinji Aoyama
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Operating Officer and Director
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Shinji Aoyama
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/s/Noriya Kaihara
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Operating Officer and Director
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Noriya Kaihara
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/s/Kazuhiro Odaka
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Operating Officer and Director
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Kazuhiro Odaka
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/s/Masayuki Igarashi
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Operating Officer and Director
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Masayuki Igarashi
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/s/Akihisa Ito
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Authorized Representative in the United States
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Akihisa Ito
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Exhibit
Number
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(a)(6)
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Form of American Depositary Receipt
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(d)
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Opinion of Ziegler, Ziegler & Associates LLP, counsel to the Depositary, as to the legality of the securities to be registered.
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(e)
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Rule 466 Certification
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