United States
Securities and Exchange Commission
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
BOX, INC.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
10316T104
(CUSIP Number)
December 31, 2016
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
13G
CUSIP NUMBER 10316T104 | Page 2 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Fund VIII, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,923,425* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,923,425* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,923,425* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
15.97%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 3 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Fund VIII Partners, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,923,425#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,923,425#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,923,425#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
15.97%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
# | All of these shares are held directly by Draper Fisher Jurvetson Fund VIII, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 4 of 39 Pages |
1. | Names of Reporting Persons
DFJ Fund VIII, Ltd. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
11,923,425#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
11,923,425#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
11,923,425#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
15.97%** | |||||
12. | Type of Reporting Person (see Instructions)
OO |
# | All of these shares are held directly by Draper Fisher Jurvetson Fund VIII, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 5 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Partners VIII, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
264,964* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
264,964* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
264,964* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
0.42%** | |||||
12. | Type of Reporting Person (see Instructions)
OO (limited liability company) |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 6 of 39 Pages |
1. | Names of Reporting Persons
Draper Associates, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,490,740* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,490,740* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,490,740* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.32%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 7 of 39 Pages |
1. | Names of Reporting Persons
Draper Associates, Inc. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,490,740#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,490,740#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,490,740#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.32%** | |||||
12. | Type of Reporting Person (see Instructions)
CO |
# | All of these shares are owned by Draper Associates, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 8 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Growth Fund 2006, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,390,544* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,390,544* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,390,544* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.17%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 9 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,390,544#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,390,544#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,390,544#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.17%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
# | All of these shares are held directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 10 of 39 Pages |
1. | Names of Reporting Persons
DFJ Growth Fund 2006, Ltd. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,390,544#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,390,544#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,390,544#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.17%** | |||||
12. | Type of Reporting Person (see Instructions)
OO |
# | All of these shares are held directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 11 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
112,421* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
112,421* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
112,421* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
0.18%** | |||||
12. | Type of Reporting Person (see Instructions)
OO (limited liability company) |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 12 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Fund IX, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
3,728,448* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
3,728,448* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,728,448* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
5.61%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 13 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Fund IX Partners, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
3,728,448#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
3,728,448#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,728,448#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
5.61%** | |||||
12. | Type of Reporting Person (see Instructions)
PN |
# | All of these shares are held directly by Draper Fisher Jurvetson Fund IX, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 14 of 39 Pages |
1. | Names of Reporting Persons
DFJ Fund IX Ltd. | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Cayman Islands | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
3,728,448#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
3,728,448#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,728,448#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
5.61%** | |||||
12. | Type of Reporting Person (see Instructions)
OO |
# | All of these shares are held directly by Draper Fisher Jurvetson Fund IX, L.P. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 15 of 39 Pages |
1. | Names of Reporting Persons
Draper Fisher Jurvetson Partners IX, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
101,036* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
101,036* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
101,036* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
0.16%** | |||||
12. | Type of Reporting Person (see Instructions)
OO (limited liability company) |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 16 of 39 Pages |
1. | Names of Reporting Persons
Timothy C. Draper | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
1,604,507# (See Items 2 and 4) | ||||
6. | Shared Voting Power
16,130,294## (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
1,604,507# (See Items 2 and 4) | |||||
8. | Shared Dispositive Power
16,130,294## (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,734,801* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
22.06%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
# | Of these shares, 1,490,740 shares are directly held by Draper Associates, L.P., 105,723 are held directly by Mr. Draper, and 4,022 shares are held directly by each of JABE, LLC (JABE) and the Draper Foundation. Mr. Draper is the President of Draper Associates, Inc., the general partner of Draper Associates L.P. and has sole investment and voting power. Mr. Draper is managing member of JABE and has sole investment and voting power. Mr. Draper is the President of the Draper Foundation and has sole investment and voting power. Of these shares, 105,723 represent Class A common stock and 1,498,784 of the shares represent Class B common stock held on December 31, 2016. |
## | Of these shares, 11,923,425 shares are directly held by Draper Fisher Jurvetson Fund VIII, L.P., 264,964 shares are directly held by Draper Fisher Jurvetson Partners VIII, LLC, 3,728,448 shares are held directly held by Draper Fisher Jurvetson Fund IX, L.P., 101,036 shares are held directly by Draper Fisher Jurvetson Partners IX, LLC, and 112,421 shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. All of these shares are Class B common stock. |
* | Represents shares of Class A common stock and Class B common stock held on December 31, 2016 as described in the footnotes above. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 17 of 39 Pages |
1. | Names of Reporting Persons
John H. N. Fisher | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
129,429 | ||||
6. | Shared Voting Power
17,520,838# (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
129,429 | |||||
8. | Shared Dispositive Power
17,520,838# (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
17,650,267* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
21.99%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
| Represents shares of Class A common stock held on December 31, 2016 through the John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated 3/27/08 (Fisher Trust). Mr. Fisher is co-trusttee of the Fisher Trust.. |
# | Of these shares, 11,923,425 shares are directly held by Draper Fisher Jurvetson Fund VIII, L.P., 264,964 shares are directly held by Draper Fisher Jurvetson Partners VIII, LLC, 3,728,448 shares are held directly by Draper Fisher Jurvetson Fund IX, L.P., 101,036 shares are held directly by Draper Fisher Jurvetson Partners IX, LLC, 1,390,544 shares are held directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. and 112,421 shares are held directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. All of these shares are Class B common stock. |
* | Represents shares of Class A common stock and Class B common stock held on December 31, 2016 as described in the footnotes above. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 18 of 39 Pages |
1. | Names of Reporting Persons
Stephen T. Jurvetson | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
119,654 | ||||
6. | Shared Voting Power
16,130,294# (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
119,654 | |||||
8. | Shared Dispositive Power
16,130,294# (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
16,249,948#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
20.49%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
| Represents shares of Class A common stock held on December 31, 2016. |
# | Of these shares, 11,923,425 shares are directly held by Draper Fisher Jurvetson Fund VIII, L.P., 264,964 are directly held by Draper Fisher Jurvetson Partners VIII, LLC, 3,728,448 shares are held by Draper Fisher Jurvetson Fund IX, L.P., 101,036 shares are held by Draper Fisher Jurvetson Partners IX, LLC, and 112,421 shares are held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. All of these shares are Class B common stock. |
* | Represents shares of Class A common stock and Class B common stock held on December 31, 2016 as described in the footnotes above. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 19 of 39 Pages |
1. | Names of Reporting Persons
Mark W. Bailey | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,502,965#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,502,965#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,502,965#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.34%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
# | Of these shares, 1,390,544 shares are directly held by Draper Fisher Jurvetson Growth Fund 2006, L.P., and 112,421 shares are directly held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 20 of 39 Pages |
1. | Names of Reporting Persons
Barry M. Schuler | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,502,965#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,502,965#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,502,965#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.34%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
# | Of these shares, 1,390,544 shares are directly held by Draper Fisher Jurvetson Growth Fund 2006, L.P., and 112,421 shares are directly held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 21 of 39 Pages |
1. | Names of Reporting Persons
Randy Glein | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,502,965#* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,502,965#* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,502,965#* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
2.34%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
# | Of these shares, 1,390,544 shares are directly held by Draper Fisher Jurvetson Growth Fund 2006, L.P., and 112,421 shares are directly held by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assures the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 22 of 39 Pages |
1. | Names of Reporting Persons
JABE, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☒
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
4,022* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
4,022* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
4,022* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
0.01%** | |||||
12. | Type of Reporting Person (see Instructions)
IN |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assures the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 23 of 39 Pages |
1. | Names of Reporting Persons
The Draper Foundation | |||||
2. | Check the Appropriate Box if a Member of a Group (see Instructions) (a) ☐ (b) ☐
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned By Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
4,022* (See Items 2 and 4) | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
4,022* (See Items 2 and 4) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
4,022* (See Items 2 and 4) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see Instructions)
☐ | |||||
11. | Percent of Class Represented by Amount in Row (9)
0.01%** | |||||
12. | Type of Reporting Person (see Instructions)
CO |
* | Represents shares of Class B common stock held on December 31, 2016. Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. |
** | This percentage set forth on the cover sheet is calculated based upon 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assures the conversion of the Class B common stock held by the Reporting Person into Class A common stock. |
13G
CUSIP NUMBER 10316T104 | Page 24 of 39 Pages |
Item 1(a) | Name of Issuer: Box, Inc. |
Item 1(b) | Address of Issuers principal executive offices: |
900 Jefferson Avenue
Redwood City, California 94063
Item 2. This Schedule 13G is filed on behalf of (i) Draper Fisher Jurvetson Fund VIII, L.P., a Cayman Islands exempted limited partnership; (ii) Draper Fisher Jurvetson Fund VIII Partners, L.P., a Cayman Islands exempted limited partnership; (iii) DFJ Fund VIII, Ltd., a Cayman Islands limited liability company; (iv) Draper Fisher Jurvetson Partners VIII, LLC, a California limited liability company; (v) Draper Associates, L.P., a California limited partnership; (vi) Draper Associates, Inc., a California corporation; (vii) Draper Fisher Jurvetson Growth Fund 2006, L.P., a Cayman Islands exempted limited partnership; (viii) Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P., a Cayman Islands exempted limited partnership; (ix) DFJ Growth Fund 2006, Ltd., a Cayman Islands limited liability company; (x) Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, a California limited liability company; (xi) Draper Fisher Jurvetson Fund IX, L.P., a Cayman Islands exempted limited partnership; (xii) Draper Fisher Jurvetson Fund IX Partners, L.P., a Cayman Islands exempted limited partnership; (xiii) DFJ Fund IX, Ltd., a Cayman Islands limited liability company; (xiv) Draper Fisher Jurvetson Partners IX, LLC, a California limited liability company; (xv) Timothy C. Draper, a United States Citizen (Draper); (xvi) John H. N. Fisher, a United States citizen (Fisher); (xvii) Stephen T. Jurvetson, a United States citizen (Jurvetson); (xviii) Mark W. Bailey, a United States citizen (Bailey); (xix) Barry M. Schuler, a United States citizen (Schuler); (xx) Randy Glein, a United States citizen (Glein); (xxi) JABE, LLC, a California limited liability company (JABE), and (xxii) The Draper Foundation, a California corporation.
Relationships
(1) Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII), is a Cayman Island exempted limited partnership.
(2) Draper Fisher Jurvetson Fund VIII Partners, L.P. (Partners Fund VIII) is a Cayman Island exempted limited partnership and is an affiliate of Fund VIII and the general partner of Fund VIII.
(3) DFJ Fund VIII, Ltd., a Cayman Island limited liability company (Fund VIII Ltd.) and an affiliate of Fund VIII, is the general partner to Partners Fund VIII. The managing directors of Fund VIII Ltd. are Messrs. Draper, Fisher and Jurvetson who exercise shared voting and investment powers over Fund VIII Ltd. Messrs. Draper, Fisher and Jurvetson disclaim beneficial ownership of the shares held by Fund VIII, Partners Fund VIII and Fund VIII Ltd. except to the extent of their pecuniary interest therein.
(4) Draper Fisher Jurvetson Partners VIII, LLC, a California limited liability company (Partners VIII), is a side-by-side fund of Fund VIII. The managing members of Partners VIII are Messrs. Draper, Fisher and Jurvetson. Decisions with respect to Partners VIII securities are made automatically in conjunction with decisions by Fund VIII. Messrs. Draper, Fisher and Jurvetson disclaim beneficial ownership of the shares held by Partners VIII except to the extent of their pecuniary interest therein.
(5) Draper Associates, L.P. (Draper Associates, L.P.). The investing and voting power of the shares held by Draper Associates, L.P. is controlled by its General Partner, Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper disclaims beneficial ownership of the shares held by Draper Associates, L.P. except to the extent of his pecuniary interest therein.
13G
CUSIP NUMBER 10316T104 | Page 25 of 39 Pages |
(6) Draper Associates, Inc. (Draper Associates). Mr. Draper is the President of Draper Associates, which is the general partner of Draper Associates, L.P. Mr. Draper disclaims beneficial ownership of the shares held by Draper Associates except to the extent of his pecuniary interest therein.
(7) Draper Fisher Jurvetson Growth Fund 2006, L.P., is a Cayman Islands exempted limited partnership (Growth Fund).
(8) Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P., is a Cayman Island exempted limited partnership (Growth Fund 2006 Partners), an affiliate of Growth Fund and is the general partner of Growth Fund.
(9) DFJ Growth Fund 2006, Ltd., is a Cayman Islands limited liability company (Growth Fund 2006 Ltd.) and an affiliate of Growth Fund, and is the general partner to Growth Fund 2006 Partners. Messrs. Fisher, Bailey, Schuler and Glein are the managing directors of Growth Fund 2006 Ltd. and exercise shared voting and investment powers over the shares over Growth Fund 2006 Ltd. Messrs. Bailey, Schuler, Fisher and Glein disclaim beneficial ownership of shares held by Growth Fund, Growth Fund 2006 Partners and Growth Fund 2006 Ltd., except to the extent of their pecuniary interest therein which is held through their respective family trusts.
(10) Draper Fisher Jurvetson Partners Growth Fund 2006, LLC, a California limited liability Company (Growth Fund LLC) is a side-by-side fund of Growth Fund. The managing members of Growth Fund LLC are Messrs. Fisher, Bailey, Schuler and Glein. Decisions with respect to Growth Fund LLC securities are made automatically in conjunction with decisions by Growth Fund. Messrs. Fisher, Bailey, Schuler and Glein disclaim beneficial ownership of the shares held by Growth Fund LLC except to the extent of their pecuniary interest therein which is held through their respective family trusts.
(11) Draper Fisher Jurvetson Fund IX, L.P., is a Cayman Islands exempted limited partnership (Fund IX).
(12) Draper Fisher Jurvetson Fund IX Partners, L.P., is a Cayman Islands exempted limited partnership (Fund IX Partners) and an affiliate of Fund IX and the general partner of Fund IX.
(13) DFJ Fund IX, Ltd., a Cayman Islands limited liability company (Fund IX Ltd.) and an affiliate of Fund IX, is the general partner to Fund IX Partners. Messrs. Draper, Fisher and Jurvetson are the managing directors of Fund IX Ltd. Messrs. Draper, Fisher and Jurvetson exercise shared voting and investment powers over the shares held by Fund IX Ltd. Messrs. Draper, Fisher and Jurvetson disclaim beneficial ownership of shares held by Fund IX, Fund IX Partners and Fund IX Ltd., except to the extent of their pecuniary interest therein.
13G
CUSIP NUMBER 10316T104 | Page 26 of 39 Pages |
(14) Draper Fisher Jurvetson Partners IX, LLC, a California limited liability company (Fund IX LLC) is a side-by-side fund of Fund IX. The managing members of Fund IX LLC are Messrs. Draper, Fisher and Jurvetson. Decision with respect to Fund IX LLC securities are made automatically in conjunction with decisions by Fund IX. Messrs. Draper, Fisher and Jurvetson disclaim beneficial ownership of the shares held by Fund IX LLC except to the extent of their pecuniary interest therein.
(15) Timothy Draper, a United States citizen (Draper), is a managing director of Fund VIII and Fund IX and a managing member of Partners VIII, Fund IX LLC and Growth Fund LLC.
(16) John H. N. Fisher, a United States citizen (Fisher) is a managing director of Fund VIII, Fund IX, Growth Fund and a managing member of Partners VIII and Fund IX LLC and Growth Fund LLC.
(17) Stephen T. Jurvetson, a United States citizen (Jurvetson) is a managing director of Fund VIII, Fund IX, and a managing member of Partners VIII, Fund IX LLC and Growth Fund LLC.
(18) Mark W. Bailey, a United States citizen, is a managing director of Growth Fund and a managing member of Growth Fund LLC.
(19) Barry M. Schuler, a United States citizen (Schuler) is a managing director of Growth Fund, managing member of Growth Fund LLC.
(20) Randy Glein, a United States citizen (Glein), is a managing director of Growth Fund and a managing member of Growth Fund LLC.
(21) JABE, LLC, is a California limited liability company (JABE). Mr. Draper is managing member of JABE and has voting and investment power with respect to the shares held by JABE. Mr. Draper disclaims beneficial ownership except to the extent of his pecuniary interest therein.
(22) The Draper Foundation is a California corporation. Mr. Draper is its President. Mr. Draper has sole voting and investment power over the shares owned by The Draper Foundation. Mr. Draper disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Item 2(a) | Name of person filing: |
Draper Fisher Jurvetson Fund VIII, L.P.
Draper Fisher Jurvetson Fund VIII Partners, L.P.
DFJ Fund VIII, Ltd.
Draper Fisher Jurvetson Partners VIII, LLC
Draper Associates, L.P.
Draper Associates, Inc.
Draper Fisher Jurvetson Growth Fund 2006, L.P.
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.
DFJ Growth Fund 2006, Ltd.
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC
Draper Fisher Jurvetson Fund IX, L.P.
Draper Fisher Jurvetson Fund IX Partners, L.P.
DFJ Fund IX, Ltd.
Draper Fisher Jurvetson Partners IX, LLC
Timothy C. Draper
John H. N. Fisher
Stephen T. Jurvetson
Mark W. Bailey
Barry M. Schuler
Randy Glein
JABE, LLC
The Draper Foundation
13G
CUSIP NUMBER 10316T104 | Page 27 of 39 Pages |
Item 2(b) | Address of principal business office or, if none, residence: |
2882 Sand Hill Road, Suite 150, Menlo Park, CA 94025
Item 2(c) | Citizenship: |
Draper Fisher Jurvetson Fund VIII, L.P. |
Cayman Islands | |
Draper Fisher Jurvetson Fund VIII Partners, L.P. |
Cayman Islands | |
DFJ Fund VIII, Ltd. |
Cayman Islands | |
Draper Fisher Jurvetson Partners VIII, LLC |
California | |
Draper Associates, L.P. |
California | |
Draper Associates, Inc. |
California | |
Draper Fisher Jurvetson Growth Fund 2006, L.P. |
Cayman Islands | |
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. |
Cayman Islands | |
DFJ Growth Fund 2006, Ltd. |
Cayman Islands | |
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC |
California | |
Draper Fisher Jurvetson Fund IX, L.P. |
Cayman Islands | |
Draper Fisher Jurvetson Fund IX Partners, L.P. |
Cayman Islands | |
DFJ Fund IX, Ltd. |
Cayman Islands | |
Draper Fisher Jurvetson Partners IX, LLC |
California | |
Timothy C. Draper |
United States | |
John H. N. Fisher |
United States | |
Stephen T. Jurvetson |
United States | |
Mark W. Bailey |
United States | |
Barry M. Schuler |
United States | |
Randy Glein |
United States | |
JABE, LLC |
California | |
The Draper Foundation |
California |
Item 2(d) | Title of class of securities: Class A Common Stock, $0.0001 par value per share |
Each of the reporting persons herein owns Class B common stock which converts on a one-for-one basis at any time at the option of the holder into Class A common stock except as otherwise indicated herein.
Item 2(e) | CUSIP No.: 10316T104 |
13G
CUSIP NUMBER 10316T104 | Page 28 of 39 Pages |
Item 3. | If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) |
☐ | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); | ||
(b) |
☐ | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||
(c) |
☐ | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | ||
(d) |
☐ | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||
(e) |
☐ | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | ||
(f) |
☐ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | ||
(g) |
☐ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | ||
(h) |
☐ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) |
☐ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
(j) |
☐ | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | ||
(k) |
☐ | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify type of institution:
Not applicable
Item 4. | Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
The information set forth on all of the cover sheets hereto with respect to each of the Reporting Person on this Schedule 13G is incorporated herein by reference. The percentages set forth on the cover sheets and below are calculated based on 62,730,000 shares of Class A common stock reported outstanding at December 31, 2016 and assumes the conversion of the Class B common stock held by the relevant Reporting Person (and not any other person) into Class A common stock.
Draper Fisher Jurvetson Fund VIII, L.P.
A. | Amount Beneficially owned: 11,923,425 |
B. | Percent of Class: 15.97% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 11,923,425 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 11,923,425 |
13G
CUSIP NUMBER 10316T104 | Page 29 of 39 Pages |
Draper Fisher Jurvetson Fund VIII Partners, L.P.
A. | Amount Beneficially owned: 11,923,425 |
B. | Percent of Class: 15.97% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 11,923,425 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 11,923,425 |
DFJ Fund VIII, Ltd.
A. | Amount Beneficially owned: 11,923,425 |
B. | Percent of Class: 15.97% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 11,923,425 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 11,923,425 |
Draper Fisher Jurvetson Partners VIII, LLC
A. | Amount Beneficially owned: 264,964 |
B. | Percent of Class: 0.42% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 264,964 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 264,964 |
Draper Associates, L.P.
A. | Amount Beneficially owned: 1,490,740 |
B. | Percent of Class: 2.32% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,490,740 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,490,740 |
Draper Associates, Inc.
A. | Amount Beneficially owned: 1,490,740 |
B. | Percent of Class: 2.32% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,490,740 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,490,740 |
13G
CUSIP NUMBER 10316T104 | Page 30 of 39 Pages |
Draper Fisher Jurvetson Growth Fund 2006, L.P.
A. | Amount Beneficially owned: 1,390,544 |
B. | Percent of Class: 2.17% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,390,544 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,390,544 |
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P.
A. | Amount Beneficially owned: 1,390,544 |
B. | Percent of Class: 2.17% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,390,544 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,390,544 |
DFJ Growth Fund 2006, Ltd.
A. | Amount Beneficially owned: 1,390,544 |
B. | Percent of Class: 2.17% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,390,544 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,390,544 |
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC
A. | Amount Beneficially owned: 112,421 |
B. | Percent of Class: 0.18% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 112,421 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 112,421 |
13G
CUSIP NUMBER 10316T104 | Page 31 of 39 Pages |
Draper Fisher Jurvetson Fund IX, L.P.
A. | Amount Beneficially owned: 3,728,448 |
B. | Percent of Class: 5.61% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 3,728,448 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 3,728,448 |
Draper Fisher Jurvetson Fund IX Partners, L.P.
A. | Amount Beneficially owned: 3,728,448 |
B. | Percent of Class: 5.61% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 3,728,448 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 3,728,448 |
DFJ Fund IX, Ltd.
A. | Amount Beneficially owned: 3,728,448 |
B. | Percent of Class: 5.61% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 3,728,448 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 3,728,448 |
Draper Fisher Jurvetson Partners IX, LLC
A. | Amount Beneficially owned: 101,036 |
B. | Percent of Class: 0.16% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 101,036 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 101,036 |
Timothy C. Draper
A. | Amount Beneficially owned: 17,734,801 |
B. | Percent of Class: 22.06% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 1,604,507 |
2. | shared power to vote or to direct the vote: 16,130,294 |
3. | sole power to dispose or to direct the disposition of: 1,604,507 |
4. | shared power to dispose or to direct the disposition of: 16,130,294 |
13G
CUSIP NUMBER 10316T104 | Page 32 of 39 Pages |
John H. N. Fisher
A. | Amount Beneficially owned: 17,650,267 |
B. | Percent of Class: 21.99% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 129,429 |
2. | shared power to vote or to direct the vote: 17,520,838 |
3. | sole power to dispose or to direct the disposition of: 129,429 |
4. | shared power to dispose or to direct the disposition of: 17,520,838 |
Stephen T. Jurvetson
A. | Amount Beneficially owned: 16,249,948 |
B. | Percent of Class: 20.49% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 119,654 |
2. | shared power to vote or to direct the vote: 16,130,294 |
3. | sole power to dispose or to direct the disposition of: 119,654 |
4. | shared power to dispose or to direct the disposition of: 16,130,294 |
Mark W. Bailey
A. | Amount Beneficially owned: 1,502,965 |
B. | Percent of Class: 2.34% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,502,965 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,502,965 |
Barry M. Schuler
A. | Amount Beneficially owned: 1,502,965 |
B. | Percent of Class: 2.34% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,502,965 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,502,965 |
Randy Glein
A. | Amount Beneficially owned: 1,502,965 |
B. | Percent of Class: 2.34% |
13G
CUSIP NUMBER 10316T104 | Page 33 of 39 Pages |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 1,502,965 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 1,502,965 |
JABE, LLC
A. | Amount Beneficially owned: 4,022 |
B. | Percent of Class: 0.01% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 4,022 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 4,022 |
The Draper Foundation
A. | Amount Beneficially owned: 4,022 |
B. | Percent of Class: 0.01% |
C. | Number of shares owned to which such person has: |
1. | sole power to vote or to direct the vote: 0 |
2. | shared power to vote or to direct the vote: 4,022 |
3. | sole power to dispose or to direct the disposition of: 0 |
4. | shared power to dispose or to direct the disposition of: 4,022 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable.
Item 9. | Notice of Dissolution of Group. |
Not Applicable.
13G
CUSIP NUMBER 10316T104 | Page 34 of 39 Pages |
Item 10. | Certifications. |
Not applicable.
13G
CUSIP NUMBER 10316T104 | Page 35 of 39 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 6, 2017
Draper Fisher Jurvetson Fund VIII, L.P. | ||
By: Draper Fisher Jurvetson Fund VIII Partners, L.P. (general partner) | ||
By: DFJ Fund VIII, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Managing Director | |
Draper Fisher Jurvetson Fund VIII Partners, L.P. | ||
By: DFJ Fund VIII, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H. N. Fisher | |
Title: | Managing Director | |
DFJ Fund VIII, Ltd. | ||
By: | /s/ John H.N. Fisher | |
Name: | John H. N. Fisher | |
Title: | Managing Director | |
Draper Fisher Jurvetson Partners VIII, LLC | ||
By: | /s/ Timothy C. Draper | |
Name: | Timothy C. Draper | |
Title: | Managing Member | |
Draper Associates, L.P. | ||
By: Draper Associates, Inc. (General Partner) | ||
By: | /s/ Timothy C. Draper | |
Name: | Timothy C. Draper | |
Title: | President |
13G
CUSIP NUMBER 10316T104 | Page 36 of 39 Pages |
Draper Associates, Inc. | ||
By: | /s/ Timothy C. Draper | |
Name: | Timothy C. Draper | |
Title: | President | |
Draper Fisher Jurvetson Growth Fund 2006, L.P. | ||
By: Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (general partner) | ||
By: DFJ Growth Fund 2006, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Director | |
Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. | ||
By: DFJ Growth Fund 2006, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Director | |
DFJ Growth Fund 2006, Ltd. | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Director |
13G
CUSIP NUMBER 10316T104 | Page 37 of 39 Pages |
Draper Fisher Jurvetson Partners Growth Fund 2006, LLC | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Authorized Member | |
Draper Fisher Jurvetson Fund IX, L.P. | ||
By: Draper Fisher Jurvetson Fund IX Partners, L.P. (general partner) | ||
By: DFJ Fund IX, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Managing Director | |
Draper Fisher Jurvetson Fund IX Partners, L.P. | ||
By: DFJ Fund IX, Ltd., its general partner | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Managing Director | |
DFJ Fund IX, Ltd. | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Managing Director | |
Draper Fisher Jurvetson Partners IX, LLC | ||
By: | /s/ John H.N. Fisher | |
Name: | John H.N. Fisher | |
Title: | Managing Member |
13G
CUSIP NUMBER 10316T104 | Page 38 of 39 Pages |
/s/ Timothy C. Draper | ||
Timothy C. Draper | ||
/s/ John H.N. Fisher | ||
John H. N. Fisher | ||
/s/ Stephen T. Jurvetson | ||
Stephen T. Jurvetson | ||
/s/ Mark W. Bailey | ||
Mark W. Bailey | ||
/s/ Barry M. Schuler | ||
Barry M. Schuler | ||
/s/ Randy Glein | ||
Randy Glein | ||
JABE, LLC | ||
By: | /s/ Timothy C. Draper | |
Name: | Timothy C. Draper | |
Title: | Managing Member | |
The Draper Foundation | ||
By: | /s/ Timothy C. Draper | |
Name: | Timothy C. Draper | |
Title: | President |
13G
CUSIP NUMBER 10316T104 | Page 39 of 39 Pages |
Exhibit Index
Exhibit | Description | |
99.1 | Statement pursuant to Rule 13d-1(k)(1)(iii), filed herewith |