U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 11, 2014
ADVANCED EMISSIONS SOLUTIONS, INC.
(Name of registrant as specified in its charter)
| Delaware | 000-54992 | 27-5472457 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification Number) |
| 9135 South Ridgeline Boulevard, Suite 200, Highlands Ranch, Colorado | 80129 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (303) 734-1727
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure |
Michael Durham, President and CEO, and Graham Mattison, Vice President of Investor Relations, of Advanced Emissions Solutions, Inc. (“ADES”) will present at the Jefferies 2014 Global Industrials Conference at the Grand Hyatt in New York City on Monday, August 11, 2014 at 9:30 a.m. Eastern Time. They will also participate in the Midwest IDEAS Conference on August 27, 2014 in Chicago, the 3rd Annual GHS Industrial Day on September 4, 2014 in Chicago and the 2014 KeyBanc Capital Markets Basic Materials & Packaging Conference on September 10, 2014 in Boston. A copy of the slides to be used at these events is available via the Investor Information section of ADES’ website at www.advancedemissionssolutions.com and is furnished as Exhibit 99.1 to this Report.
On August 6, 2014, we issued a press release announcing ADES’ scheduled participation at these events. A copy of the press release is furnished as Exhibit 99.2 to this report.
In accordance with General Instruction B.2 on Form 8-K, the information set forth in this Item 7.01 and the investor presentation and press release attached to this report as Exhibits 99.1 and 99.2, respectively, are “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended.
| Item 9.01. | Financial Statements and Exhibits |
(d) The following items are furnished as exhibits to this report:
| 99.1 | August 2014 Investor Presentation. |
| 99.2 | Press Release, Advanced Emissions Solutions to Participate in Upcoming Investor Conferences, dated August 6, 2014. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: August 11, 2014
| Advanced Emissions Solutions, Inc. Registrant
|
| /s/ Michael D. Durham Michael D. Durham President and Chief Executive Officer |
INDEX TO EXHIBITS
| Exhibit No. | Description | |
| 99.1 | August 2014 Investor Presentation. | |
| 99.2 | Press Release, Advanced Emissions Solutions to Participate in Upcoming Investor Conferences, dated August 6, 2014. | |