Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of April 2010

Commission File Number 001-33098

Mizuho Financial Group, Inc.

(Translation of registrant’s name into English)

5-1, Marunouchi 2-chome

Chiyoda-ku, Tokyo 100-8333

Japan

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  x    Form 40-F  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes  ¨     No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82-            .

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: April 23, 2010
Mizuho Financial Group, Inc.
By:  

/s/ Takeo Nakano

Name:   Takeo Nakano
Title:   Managing Executive Officer / CFO


April 23, 2010

To whom it may concern:

 

  Company:   Mizuho Financial Group, Inc.
  Representative:   Takashi Tsukamoto, President & CEO
  Head Office:   2-5-1 Marunouchi, Chiyoda-ku, Tokyo
  Code:  

8411

(First Section of the Tokyo Stock Exchange and First

Section of the Osaka Securities Exchange)

Corrections (including corrections of figures) to “Financial Statements for Fiscal

2008 <Under Japanese GAAP>” and other documents

Mizuho Financial Group, Inc. hereby announces partial corrections to its “Financial Statements for Fiscal 2008” and “SUMMARY OF FINANCIAL RESULTS for Fiscal 2008” announced on May 15, 2009 and “SELECTED FINANCIAL INFORMATION for Fiscal 2008” disclosed on May 15, 2009 and corrected on December 25, 2009, each as shown in the appendix hereto.

 

 

Contact:

 

Mizuho Financial Group, Inc.

Public Relations Office

Corporate Communications

Tel. 81-3-5224-2026

 


(Appendix)

¡ Corrections

The corrections are underlined.

[Financial Statements for Fiscal 2008]

 

Page

  

Item

  

Before correction

  

After correction

1-1   

1. Financial Highlights for Fiscal 2008 (for the fiscal year ended March 31, 2009)

(2) Consolidated Financial Conditions

Consolidated Capital Adequacy Ratio

(BIS)

Fiscal 2008

   10.55%    10.53%
1-6   

1. CONSOLIDATED RESULTS OF OPERATIONS AND FINANCIAL CONDITIONS

 

(2) Analysis of Financial Conditions

  

(omitted)

The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 10.55% (preliminary).

  

(omitted)

The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 10.53% (preliminary).

1-6   

Same as above

Table

Basel II

March 31, 2009

   10.55%    10.53%

 

[SUMMARY OF FINANCIAL RESULTS for Fiscal 2008]

Page

  

Item

  

Before correction

  

After correction

2-3

  

II. Financial Soundness

Table

Consolidated Capital Adequacy Ratio

March 31, 2009

  

10.55%

  

10.53%

  

 

Change from March 31, 2008

  

-1.15%

  

-1.17%

2-3

  

Same as above

Table

Total Risk-based Capital

March 31, 2009

  

6,226.9

  

6,223.6

  

 

Change from March 31, 2008

  

-1,481.3

  

-1,484.6

2-3

  

Same as above

Table

Tier 1 Capital Ratio

March 31, 2009

  

6.38%

  

6.37%

  

 

Change from March 31, 2008

  

-1.02%

  

-1.03%

2-3

  

Same as above

Table

Tier 1 Capital

March 31, 2009

  

3,766.3

  

3,765.0

  

 

Change from March 31, 2008

  

-1,113.8

  

-1,115.1


[SELECTED FINANCIAL INFORMATION]

  For Fiscal 2008

P.3-19 I. FINANCIAL DATA FOR FISCAL 2008

9. Capital Adequacy Ratio

(Before correction)

Consolidated

 

          (%, Billions of yen)  

Mizuho Financial Group BIS Standard

   As of March 31, 2009
(Preliminary)
    Change from
September 30, 2008
    Change from
March 31, 2008
    As of
September 30,
2008
    As of
March 31,
2008
 
(1)   

Capital Adequacy Ratio

   10.55      (0.90 )    (1.15 )    11.45      11.70   
  

Tier 1 Capital Ratio

   6.38      (0.98 )    (1.02 )    7.36      7.40   
(2)   

Tier 1 Capital

   3,766.3      (980.7 )    (1,113.8 )    4,747.0      4,880.1   
  

Other

   (62.6 )    (20.7 )    3.6      (41.9   (66.2
(3)   

Tier 2 Capital

   2,879.9      (91.5   (341.9   2,971.4      3,221.8   
  

Tier 2 Capital Included as Qualifying Capital

   2,793.8      (177.6 )    (427.9 )    2,971.4      3,221.8   
(4)   

Deductions for Total Risk-based Capital

   333.2      (4.0 )    (60.4 )    337.3      393.6   
(5)   

Total Risk-based Capital
(2)+(3)-(4)

   6,226.9      (1,154.2 )    (1,481.3 )    7,381.2      7,708.3   
(6)   

Risk-weighted Assets

   58,983.9      (5,480.9 )    (6,888.9 )    64,464.8      65,872.8   
  

Credit Risk Assets

   54,159.3      (4,977.2 )    (6,024.5 )    59,136.6      60,183.8   
  

On-balance-sheet Items

   43,561.6      (5,128.2 )    (5,426.4 )    48,689.8      48,988.0   
  

Off-balance-sheet Items

   10,597.7      150.9      (598.0 )    10,446.7      11,195.8   

(After correction)

 

Consolidated

              
     (%, Billions of yen)  

Mizuho Financial Group BIS Standard

   As of March 31, 2009
(Preliminary)
    Change from
September 30, 2008
    Change from
March 31, 2008
    As of
September 30,
2008
    As of
March 31,
2008
 

(1)

  

Capital Adequacy Ratio

   10.53      (0.92 )    (1.17 )    11.45      11.70   
  

Tier 1 Capital Ratio

   6.37      (0.99 )    (1.03 )    7.36      7.40   

(2)

  

Tier 1 Capital

   3,765.0      (982.0 )    (1,115.1 )    4,747.0      4,880.1   
  

Other

   (63.9 )    (22.0 )    2.2      (41.9   (66.2

(3)

  

Tier 2 Capital

   2,879.9      (91.5   (341.9   2,971.4      3,221.8   
  

Tier 2 Capital Included as Qualifying Capital

   2,793.1      (178.2 )    (428.6 )    2,971.4      3,221.8   

(4)

  

Deductions for Total Risk-based Capital

   334.5      (2.7 )    (59.1 )    337.3      393.6   

(5)

  

Total Risk-based Capital
(2)+(3)-(4)

   6,223.6      (1,157.5 )    (1,484.6 )    7,381.2      7,708.3   

(6)

  

Risk-weighted Assets

   59,056.2      (5,408.6 )    (6,816.6 )    64,464.8      65,872.8   
  

Credit Risk Assets

   54,231.6      (4,904.9 )    (5,952.2 )    59,136.6      60,183.8   
  

On-balance-sheet Items

   43,629.3      (5,060.4 )    (5,358.7 )    48,689.8      48,988.0   
  

Off-balance-sheet Items

   10,602.3      155.5      (593.4 )    10,446.7      11,195.8   


SELECTED FINANCIAL INFORMATION

For Fiscal 2008

P.3-20 I. FINANCIAL DATA FOR FISCAL 2008

9. Capital Adequacy Ratio

(Before correction)

Consolidated

 

     (%, Billions of yen)

Mizuho Bank Domestic Standard

   As of March 31, 2009
(Preliminary)
   Change from
September 30, 2008
    Change from
March 31, 2008
    As of
September 30,
2008
   As of
March 31,
2008

(1)     Capital Adequacy Ratio

   11.78    0.20      (0.19   11.58    11.97

Tier 1 Capital Ratio

   6.66    (0.13   (0.62   6.79    7.28

(2)     Tier 1 Capital

   1,696.9    (168.8   (335.4   1,865.8    2,032.4
      (omitted)          

(4)     Deductions for Total Risk-based Capital

   76.8    15.3      5.4      61.5    71.3

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,002.7    (181.1   (336.8   3,183.8    3,339.6

(6)     Risk-weighted Assets

   25,478.3    (2,000.5   (2,410.4   27,478.9    27,888.8

Mizuho Trust & Banking BIS Standard

                          

(1)     Capital Adequacy Ratio

   13.37    0.45      (2.50   12.92    15.87

Tier 1 Capital Ratio

   8.21    0.32      (1.95   7.89    10.16

(2)     Tier 1 Capital

   251.3    (50.6   (123.4   301.9    374.8

(3)     Tier 2 Capital

   163.0    (35.3   (55.5   198.4    218.6

(4)     Deductions for Total Risk-based Capital

   5.1    (1.0 )    (3.0   6.2    8.2

(5)     Total Risk-based Capital (2)+(3)-(4)

   409.2    (84.9   (175.9   494.2    585.2

(6)     Risk-weighted Assets

   3,060.0    (763.8   (627.3   3,823.9    3,687.3

(Reference)

Mizuho Bank BIS Standard

                          

(2)     Tier 1 Capital

   1,508.7    (357.1   (523.6   1,865.8    2,032.4

(3)     Tier 2 Capital

   1,301.4    (78.1   (77.1   1,379.6    1,378.6

(4)     Deductions for Total Risk-based Capital

   74.4    12.8      2.9      61.5    71.4

(5)     Total Risk-based Capital (2)+(3)-(4)

   2,735.7    (448.1   (603.8   3,183.8    3,339.6

(6)     Risk-weighted Assets

   25,891.5    (1,759.1   (2,221.9   27,650.6    28,113.4

(After correction)

Consolidated

 

     (%, Billions of yen)

Mizuho Bank Domestic Standard

   As of March 31, 2009
(Preliminary)
   Change from
September 30, 2008
    Change from
March 31, 2008
    As of
September 30,
2008
   As of
March 31,
2008

(1)     Capital Adequacy Ratio

   11.77    0.19      (0.20   11.58    11.97

Tier 1 Capital Ratio

   6.65    (0.14   (0.63   6.79    7.28

(2)     Tier 1 Capital

   1,696.5    (169.2   (335.8   1,865.8    2,032.4
      (omitted)          

(4)     Deductions for Total Risk-based Capital

   77.3    15.7      5.9      61.5    71.3

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,001.8    (182.0   (337.7   3,183.8    3,339.6

(6)     Risk-weighted Assets

   25,497.9    (1,980.9   (2,390.9   27,478.9    27,888.8

Mizuho Trust & Banking BIS Standard

                          

(1)     Capital Adequacy Ratio

   13.32    0.40      (2.55   12.92    15.87

Tier 1 Capital Ratio

   8.18    0.29      (1.98   7.89    10.16

(2)     Tier 1 Capital

   250.9    (51.0   (123.8   301.9    374.8

(3)     Tier 2 Capital

   162.8    (35.6   (55.7   198.4    218.6

(4)     Deductions for Total Risk-based Capital

   5.5    (0.6 )    (2.6   6.2    8.2

(5)     Total Risk-based Capital (2)+(3)-(4)

   408.2    (85.9   (176.9   494.2    585.2

(6)     Risk-weighted Assets

   3,064.2    (759.6   (623.1   3,823.9    3,687.3

(Reference)

Mizuho Bank BIS Standard

                          

(2)     Tier 1 Capital

   1,508.2    (357.5   (524.1   1,865.8    2,032.4

(3)     Tier 2 Capital

   1,301.2    (78.4   (77.4   1,379.6    1,378.6

(4)     Deductions for Total Risk-based Capital

   74.8    13.2      3.4      61.5    71.4

(5)     Total Risk-based Capital (2)+(3)-(4)

   2,734.6    (449.2   (604.9   3,183.8    3,339.6

(6)     Risk-weighted Assets

   25,885.9    (1,764.6   (2,227.5   27,650.6    28,113.4


[SELECTED FINANCIAL INFORMATION]

  For Fiscal 2008

P.3-38 III. DEFERRED TAXES

1. Change in Deferred Tax Assets, etc.

(Before correction)

Consolidated

 

     (Billions of yen)
(Reference)    As of
March 31,
2009
   Change from
September 30,
2008
    Change from
March 31,
2008
    As of
September 30,
2008
   As of
March 31,
2008

Tier I Capital (B)

   3,766.3    (980.7   (1,113.8   4,747.0    4,880.1

 

Non-Consolidated

Mizuho Bank

 

(Reference)

   (Billions of yen)
   As of
March 31,
2009
   Change from
September 30,
2008
    Change from
March 31,
2008
    As of
September 30,
2008
   As of
March 31,
2008

Tier I Capital (D)

   1,645.4    (150.7   (241.7   1,796.1    1,887.1

Mizuho Trust & Banking

 

(Reference)

            

Tier I Capital (D)

   247.9    (45.4   (118.0   293.3    366.0

Aggregated Figures of the Three Banks

 

(Reference)

            

Tier I Capital (D)

   3,756.0    (974.6   (1,003.0   4,730.6    4,759.1

(After correction)

Consolidated

 

     (Billions of yen)
(Reference)    As of
March 31,
2009
   Change from
September 30,
2008
    Change from
March 31,
2008
    As of
September 30,
2008
   As of
March 31,
2008

Tier I Capital (B)

   3,765.0    (982.0   (1,115.1   4,747.0    4,880.1

Non-Consolidated

Mizuho Bank

 

(Reference)

   (Billions of yen)
   As of
March 31,
2009
   Change from
September 30,
2008
    Change from
March 31,
2008
    As of
September 30,
2008
   As of
March 31,
2008

Tier I Capital (D)

   1,644.9    (151.1   (242.2   1,796.1    1,887.1
Mizuho Trust & Banking             

 

(Reference)

            

Tier I Capital (D)

   247.4    (45.9   (118.5   293.3    366.0
Aggregated Figures of the Three Banks             

 

(Reference)

            

Tier I Capital (D)

   3,755.1    (975.5   (1,004.0   4,730.6    4,759.1


April 23, 2010

To whom it may concern:

 

  Company:   Mizuho Financial Group, Inc.
  Representative:   Takashi Tsukamoto, President & CEO
  Head Office:   2-5-1 Marunouchi, Chiyoda-ku, Tokyo
  Code:   8411
    (First Section of the Tokyo Stock Exchange and First Section of the Osaka Securities Exchange)

Corrections (including corrections of figures) to “Financial Statements for the

Second Quarter of Fiscal 2009 (Six months ended September 30, 2009) <Under

Japanese GAAP>” and other documents

Mizuho Financial Group, Inc. hereby announces partial corrections to its “Financial Statements for the Second Quarter of Fiscal 2009 (Six months ended September 30, 2009),” “SUMMARY OF FINANCIAL RESULTS for the Second Quarter (First Half) of Fiscal 2009 (Six months ended September 30, 2009)” and “SELECTED FINANCIAL INFORMATION for the Second Quarter (First Half) of Fiscal 2009 (Six months ended September 30, 2009)” disclosed on November 13, 2009 and corrected on December 25, 2009, each as shown in the appendix hereto.

 

 

Contact:

 

Mizuho Financial Group, Inc.

Public Relations Office

Corporate Communications

Tel. 81-3-5224-2026

 


(Appendix)

¡Corrections

The corrections are underlined.

[Financial Statements for the Second Quarter of Fiscal 2009

  (Six months ended September 30, 2009)]

 

Page

  

Item

 

Before correction

 

After correction

1-1

  

1. Financial Highlights for the Second Quarter (First Half) of Fiscal 2009 (for the six months ended September 30, 2009)

(2) Consolidated Financial Conditions Consolidated Capital Adequacy Ratio (BIS Standard) 1H F2009

  12.91%   12.89%

1-1

  

1. Financial Highlights for the Second Quarter (First Half) of Fiscal 2009 (for the six months ended September 30, 2009)

(2) Consolidated Financial Conditions Consolidated Capital Adequacy Ratio (BIS Standard) Fiscal 2008

  10.55%   10.53%

1-5

  

 

QUALITATIVE INFORMATION AND FINANCIAL STATEMENTS

 

2. Qualitative Information related to the Consolidated Financial Conditions

 

 

(omitted)

The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 12.91% (preliminary).

 

 

(omitted)

The Consolidated Capital Adequacy Ratio (Basel II BIS Standard) was 12.89% (preliminary).

1-5

  

Same as above

Table

Basel II

March 31, 2009

  10.55%   10.53%

1-5

  

Same as above

Table

Basel II

September 30, 2009

  12.91%   12.89%


[SUMMARY OF FINANCIAL RESULTS for the Second Quarter (First Half) of Fiscal 2009

(Six months ended September 30, 2009)]

 

Page

  

Item

  

Before correction

  

After correction

2-3

  

II. Financial Soundness

  

(omitted)

Our Consolidated Capital Adequacy Ratio was 12.91%, an improvement of 2.36% from that as of March 31, 2009.

  

(omitted)

Our Consolidated Capital Adequacy Ratio was 12.89%, an improvement of 2.36% from that as of March 31, 2009.

2-3

  

Same as above

Table

Consolidated Capital Adequacy Ratio

September 30, 2009

   12.91%    12.89%

2-3

  

Same as above

Table

Total Risk-based Capital

September 30, 2009

   7,632.6    7,630.0
  

 

Change from Mar. 31, 2009

  

 

1,405.6

  

 

1,406.3

2-3

  

Same as above

Table

Tier 1 Capital Ratio

September 30, 2009

   8.71%    8.69%
  

 

Change from Mar. 31, 2009

  

 

2.33%

  

 

2.32%

2-3

  

Same as above

Table

Tier 1 Capital

September 30, 2009

   5,148.7    5,147.4

2-3

  

Same as above

Table

Prime Capital Ratio

September 30, 2009

   5.37%    5.36%

2-3

  

III. Disciplined Capital Management

  

(omitted)

More specifically, our medium-term target is to increase our consolidated Tier 1 capital ratio to 8% level, and we aim to maintain our prime capital at a level of more than half of our Tier 1 capital. As of September 30, 2009, our consolidated Tier 1 capital ratio and our prime capital ratio were 8.71% and 5.37%, respectively.

  

(omitted)

More specifically, our medium-term target is to increase our consolidated Tier 1 capital ratio to 8% level, and we aim to maintain our prime capital at a level of more than half of our Tier 1 capital. As of September 30, 2009, our consolidated Tier 1 capital ratio and our prime capital ratio were 8.69% and 5.36%, respectively.


[SELECTED FINANCIAL INFORMATION]

For the Second Quarter (First Half) of Fiscal 2009 (Six months ended September 30, 2009)

P.3-19 I. FINANCIAL DATA FOR THE FIRST HALF OF FISCAL 2009

9. Capital Adequacy Ratio

(Before correction)

Consolidated

 

Mizuho Financial Group BIS Standard

   (%, Billions of yen)      
   As of
September 30,
2009

(Preliminary)
    Change from
March 31,
2009
    As of
March 31,
2009
   

(1)    Capital Adequacy Ratio

   12.91      2.36      10.55     

         Tier 1 Capital Ratio

   8.71      2.33      6.38     

(2)    Tier 1 Capital

   5,148.7      1,382.3      3,766.3     

         Other

   (103.0 )    (40.3   (62.6 )   

(3)    Tier 2 Capital

   2,733.4      (146.4   2,879.9     

         Tier 2 Capital Included as Qualifying Capital

   2,733.4      (60.3 )    2,793.8     

(4)    Deductions for Total Risk-based Capital

   249.5      (83.7   333.2     

(5)    Total Risk-based Capital (2)+(3)-(4)

   7,632.6      1,405.6      6,226.9     

(6)    Risk-weighted Assets

   59,102.3      118.3      58,983.9     

         Credit Risk Assets

   53,802.2      (357.0 )    54,159.3     

         On-balance-sheet Items

   44,019.0      457.4      43,561.6     

         Off-balance-sheet Items

   9,783.1      (814.5 )    10,597.7     

(Reference)

        

Prime Capital Ratio *

   5.37      2.25      3.12     

(After correction)

Consolidated

 

Mizuho Financial Group BIS Standard

   (%, Billions of yen)      
   As of
September 30,
2009

(Preliminary)
    Change from
March 31,
2009
    As of
March 31,
2009
   

(1)    Capital Adequacy Ratio

   12.89      2.36      10.53     

         Tier 1 Capital Ratio

   8.69      2.32      6.37     

(2)    Tier 1 Capital

   5,147.4      1,382.3      3,765.0     

         Other

   (104.3 )    (40.3   (63.9 )   

(3)    Tier 2 Capital

   2,733.4      (146.4   2,879.9     

         Tier 2 Capital Included as Qualifying Capital

   2,733.4      (59.7 )    2,793.1     

(4)    Deductions for Total Risk-based Capital

   250.8      (83.7   334.5     

(5)    Total Risk-based Capital (2)+(3)-(4)

   7,630.0      1,406.3      6,223.6     

(6)    Risk-weighted Assets

   59,170.0      113.8      59,056.2     

         Credit Risk Assets

   53,869.9      (361.6 )    54,231.6     

         On-balance-sheet Items

   44,084.7      455.3      43,629.3     

         Off-balance-sheet Items

   9,785.2      (817.0 )    10,602.3     

(Reference)

        

Prime Capital Ratio *

   5.36      2.25      3.11     


[SELECTED FINANCIAL INFORMATION]

For the Second Quarter (First Half) of Fiscal 2009 (Six months ended September 30, 2009)

 

P.3-20 I. FINANCIAL DATA FOR THE FIRST HALF OF FISCAL 2009

9. Capital Adequacy Ratio

(Before correction)

Consolidated

 

      (%, Billions of yen)     

Mizuho Bank Domestic Standard

   As of
September 30,
2009
(Preliminary)
   Change from
March 31,
2009
    As of
March 31,

2009
    

(1)    Capital Adequacy Ratio

   12.79    1.01      11.78   

         Tier 1 Capital Ratio

   7.50    0.84      6.66   

(2)    Tier 1 Capital

   1,837.1    140.1      1,696.9   
(omitted)     

(4)    Deductions for Total Risk-based Capital

   62.1    (14.7 )    76.8   

(5)    Total Risk-based Capital (2)+(3)-(4)

   3,130.9    128.2      3,002.7   

(6)    Risk-weighted Assets

   24,472.1    (1,006.2 )    25,478.3   

Mizuho Trust & Banking BIS Standard

                    

(1)    Capital Adequacy Ratio

   13.84    0.47      13.37   

         Tier 1 Capital Ratio

   8.76    0.55      8.21   

(2)    Tier 1 Capital

   268.6    17.2      251.3   

(3)    Tier 2 Capital

   163.6    0.6      163.0   

(4)    Deductions for Total Risk-based Capital

   8.0    2.9      5.1   

(5)    Total Risk-based Capital (2)+(3)-(4)

   424.2    14.9      409.2   

(6)    Risk-weighted Assets

   3,065.0    4.9      3,060.0   

(Reference)

          

Mizuho Bank BIS Standard

                    

(1)    Capital Adequacy Ratio

   12.76    2.20      10.56   

         Tier 1 Capital Ratio

   7.46    1.64      5.82   

(2)    Tier 1 Capital

   1,837.1    328.4      1,508.7   

(3)    Tier 2 Capital

   1,366.9    65.4      1,301.4   

(4)    Deductions for Total Risk-based Capital

   62.2    (12.1 )    74.4   

(5)    Total Risk-based Capital (2)+(3)-(4)

   3,141.8    406.1      2,735.7   

(6)    Risk-weighted Assets

   24,604.0    (1,287.4 )    25,891.5   

(After correction)

Consolidated

 

      (%, Billions of yen)     

Mizuho Bank Domestic Standard

   As of
September 30,
2009
(Preliminary)
   Change from
March 31,
2009
    As of
March 31,

2009
    

(1)    Capital Adequacy Ratio

   12.77    1.00      11.77   

         Tier 1 Capital Ratio

   7.49    0.84      6.65   

(2)    Tier 1 Capital

   1,836.2    139.7      1,696.5   
(omitted)     

(4)    Deductions for Total Risk-based Capital

   63.0    (14.3 )    77.3   

(5)    Total Risk-based Capital (2)+(3)-(4)

   3,129.2    127.3      3,001.8   

(6)    Risk-weighted Assets

   24,493.7    (1,004.1 )    25,497.9   

Mizuho Trust & Banking BIS Standard

                    

(1)    Capital Adequacy Ratio

   13.60    0.28      13.32   

         Tier 1 Capital Ratio

   8.62    0.44      8.18   

(2)    Tier 1 Capital

   268.1    17.2      250.9   

(3)    Tier 2 Capital

   163.6    0.8      162.8   

(4)    Deductions for Total Risk-based Capital

   8.5    2.9      5.5   

(5)    Total Risk-based Capital (2)+(3)-(4)

   423.3    15.0      408.2   

(6)    Risk-weighted Assets

   3,110.9    46.6      3,064.2   

(Reference)

          

Mizuho Bank BIS Standard

                    

(1)    Capital Adequacy Ratio

   12.75    2.19      10.56   

         Tier 1 Capital Ratio

   7.45    1.63      5.82   

(2)    Tier 1 Capital

   1,836.2    328.0      1,508.2   

(3)    Tier 2 Capital

   1,366.9    65.6      1,301.2   

(4)    Deductions for Total Risk-based Capital

   63.1    (11.7 )    74.8   

(5)    Total Risk-based Capital (2)+(3)-(4)

   3,140.0    405.4      2,734.6   

(6)    Risk-weighted Assets

   24,625.6    (1,260.2 )    25,885.9   


[SELECTED FINANCIAL INFORMATION]

  For the Second Quarter (First Half) of Fiscal 2009 (Six months ended September 30, 2009)

P.3-41 III. DEFERRED TAXES

1. Change in Deferred Tax Assets, etc.

(Before correction)

Consolidated

 

     (Billions of yen)
(Reference)    As of
September 30,
2009
   Change from
March  31,

2009
    Change from
September 30,

2008
    As of
March 31,
2009
   As of
September 30,
2008

Tier I Capital (B)

   5,148.7    1,382.3      401.6      3,766.3    4,747.0

Non-Consolidated

Mizuho Bank

 

(Reference)

   (Billions of yen)
   As of
September 30,
2009
   Change from
March 31,
2009
    Change from
September 30,
2008
    As of
March 31,
2009
   As of
September 30,
2008

Tier I Capital (D)

   1,798.2    152.7      2.0      1,645.4    1,796.1
Mizuho Trust & Banking             
(Reference)                           

Tier I Capital (D)

   266.7    18.8      (26.5 )    247.9    293.3

(C)/(D) (%)

   13.3    (6.8 )    (2.3   20.2    15.7
Aggregated Figures of the Three Banks             
(Reference)                           

Tier I Capital (D)

   5,201.9    1,445.8      471.2      3,756.0    4,730.6
(After correction)             

Consolidated

            
     (Billions of yen)
(Reference)    As of
September 30,
2009
   Change from
March 31,
2009
    Change from
September 30,
2008
    As of
March 31,
2009
   As of
September 30,
2008

Tier I Capital (B)

   5,147.4    1,382.3      400.3      3,765.0    4,747.0

Non-Consolidated

Mizuho Bank

 

(Reference)

   (Billions of yen)
   As of
September 30,
2009
   Change from
March 31,
2009
    Change from
September 30,
2008
    As of
March 31,
2009
   As of
September 30,
2008

Tier I Capital (D)

   1,797.3    152.3      1.1      1,644.9    1,796.1
Mizuho Trust & Banking             
(Reference)                           

Tier I Capital (D)

   266.3    18.9      (26.9 )    247.4    293.3

(C)/(D) (%)

   13.3    (6.9 )    (2.3   20.2    15.7
Aggregated Figures of the Three Banks             
(Reference)                           

Tier I Capital (D)

   5,200.5    1,445.4      469.9      3,755.1    4,730.6


April 23, 2010

To whom it may concern:

 

     Company:   Mizuho Financial Group, Inc.
  Representative:   Takashi Tsukamoto, President & CEO
  Head Office:   2-5-1 Marunouchi, Chiyoda-ku, Tokyo
  Code:  

8411

(First Section of the Tokyo Stock Exchange and First Section of the Osaka Securities Exchange)

Corrections to “Announcement regarding Capital Adequacy Ratio as of June 30, 2009”

and “Announcement regarding Capital Adequacy Ratio as of December 31, 2009”

Mizuho Financial Group, Inc. hereby announces partial corrections to its “Announcement regarding Capital Adequacy Ratio as of June 30, 2009” disclosed on August 14, 2009 and corrected on December 25, 2009 and “Announcement regarding Capital Adequacy Ratio as of December 31, 2009” disclosed on February 12, 2010, each as shown in the appendix hereto.

 

 

Contact:

 

Mizuho Financial Group, Inc.

Public Relations Office

Corporate Communications

Tel. 81-3-5224-2026

 


Appendix

[Capital Adequacy Ratio as of June 30, 2009]

Capital Adequacy Ratio

(Before correction)

 

     (%, Billions of yen)

Mizuho Financial Group (BIS Standard)

   As of
June 30,
2009
   Change from
March  31,
2009
    As of
March 31,
2009

(1)

 

Consolidated Capital Adequacy Ratio

   11.45    0.90      10.55
 

Tier 1 Capital Ratio

   7.36    0.98      6.38

(2)

 

Tier 1 Capital

   4,415.9    649.6      3,766.3

(3)

 

Tier 2 Capital

   2,710.8    (82.9 )    2,793.8

(4)

 

Deductions for Total Risk-based Capital

   258.5    (74.6 )    333.2

(5)

 

Total Risk-based Capital (2)+(3)-(4)

   6,868.2    641.3      6,226.9

(6)

 

Risk-weighted Assets

   59,960.1    976.1      58,983.9

(7)

 

Total Required Capital (6)X8%

   4,796.8    78.0      4,718.7

(Reference)

       

Prime Capital Ratio ø

   4.21    1.09      3.12

(After correction)

 

     (%, Billions of yen)

Mizuho Financial Group (BIS Standard)

   As of
June 30,
2009
   Change from
March  31,

2009
    As of
March 31,
2009

(1)

 

Consolidated Capital Adequacy Ratio

   11.42    0.89      10.53
 

Tier 1 Capital Ratio

   7.34    0.97      6.37

(2)

 

Tier 1 Capital

   4,414.3    649.3      3,765.0

(3)

 

Tier 2 Capital

   2,710.8    (82.3 )    2,793.1

(4)

 

Deductions for Total Risk-based Capital

   260.1    (74.3 )    334.5

(5)

 

Total Risk-based Capital (2)+(3)-(4)

   6,865.0    641.3      6,223.6

(6)

 

Risk-weighted Assets

   60,081.0    1,024.8      59,056.2

(7)

 

Total Required Capital (6)X8%

   4,806.4    81.9      4,724.4

(Reference)

       

Prime Capital Ratio ø

   4.20    1.09      3.11


Appendix

(Before correction)

 

     Consolidated    Non-consolidated

Mizuho Bank (Domestic Standard)

   As of
June 30,

2009
   Change from
March 31,
2009
    As of
March 31,
2009
   As of
June 30,
2009

(1)

  

Capital Adequacy Ratio

   11.80    0.02      11.78    11.83
  

Tier 1 Capital Ratio

   6.86    0.20      6.66    6.86

(2)

  

Tier 1 Capital

   1,712.5    15.5      1,696.9    1,660.8
(omitted)

(4)

  

Deductions for Total Risk-based Capital

   75.6    (1.2 )    76.8    99.9

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   2,943.3    (59.3 )    3,002.7    2,866.3

(6)

  

Risk-weighted Assets

   24,934.2    (544.1 )    25,478.3    24,209.9

(7)

  

Total Required Capital (6)X8%

   1,994.7    (43.5 )    2,038.2    1,936.7

Mizuho Trust & Banking (BIS Standard)

(1)

  

Capital Adequacy Ratio

   12.71    (0.66 )    13.37    12.82
  

Tier 1 Capital Ratio

   8.17    (0.04 )    8.21    8.21

(2)

  

Tier 1 Capital

   259.3    8.0      251.3    256.9

(3)

  

Tier 2 Capital

   152.1    (10.9 )    163.0    151.5

(4)

  

Deductions for Total Risk-based Capital

   7.9    2.8      5.1    7.5

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   403.5    (5.7 )    409.2    400.9

(6)

  

Risk-weighted Assets

   3,173.2    113.1      3,060.0    3,126.3

(7)

  

Total Required Capital (6)X8%

   253.8    9.0      244.8    250.1
ø The figures of Mizuho Trust & Banking (BIS Standard) before correction reflect the corrections announced on December 25, 2009.
(Reference)

Mizuho Bank (BIS Standard)

(2)

  

Tier 1 Capital

   1,670.9    162.2      1,508.7    1,615.6

(3)

  

Tier 2 Capital

   1,306.4    5.0      1,301.4    1,305.4

(4)

  

Deductions for Total Risk-based Capital

   75.7    1.3      74.4    100.0

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   2,901.7    165.9      2,735.7    2,821.0

(6)

  

Risk-weighted Assets

   25,157.9    (733.5 )    25,891.5    24,425.1

(7)

  

Total Required Capital (6)X8%

   2,012.6    (58.6 )    2,071.3    1,954.0

(After correction)

 

     Consolidated    Non-consolidated

Mizuho Bank (Domestic Standard)

   As of
June 30,
2009
   Change from
March 31,
2009
    As of
March 31,
2009
   As of
June 30,
2009

(1)

  

Capital Adequacy Ratio

   11.80    0.03      11.77    11.83
  

Tier 1 Capital Ratio

   6.86    0.21      6.65    6.86

(2)

  

Tier 1 Capital

   1,712.5    16.0      1,696.5    1,660.8
(omitted)

(4)

  

Deductions for Total Risk-based Capital

   75.6    (1.6 )    77.3    99.9

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   2,943.3    (58.4 )    3,001.8    2,866.3

(6)

  

Risk-weighted Assets

   24,934.2    (563.6 )    25,497.9    24,209.9

(7)

  

Total Required Capital (6)X8%

   1,994.7    (45.0 )    2,039.8    1,936.7

Mizuho Trust & Banking (BIS Standard)

(1)

  

Capital Adequacy Ratio

   12.61    (0.71 )    13.32    12.72
  

Tier 1 Capital Ratio

   8.12    (0.06 )    8.18    8.16

(2)

  

Tier 1 Capital

   258.2    7.2      250.9    255.7

(3)

  

Tier 2 Capital

   152.1    (10.7 )    162.8    151.5

(4)

  

Deductions for Total Risk-based Capital

   9.1    3.5      5.5    8.7

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   401.1    (7.0 )    408.2    398.6

(6)

  

Risk-weighted Assets

   3,179.0    114.7      3,064.2    3,132.3

(7)

  

Total Required Capital (6)X8%

   254.3    9.1      245.1    250.5
(Reference)

Mizuho Bank (BIS Standard)

(2)

  

Tier 1 Capital

   1,670.9    162.6      1,508.2    1,615.6

(3)

  

Tier 2 Capital

   1,306.4    5.2      1,301.2    1,305.4

(4)

  

Deductions for Total Risk-based Capital

   75.7    0.8      74.8    100.0

(5)

  

Total Risk-based Capital (2)+(3)-(4)

   2,901.7    167.0      2,734.6    2,821.0

(6)

  

Risk-weighted Assets

   25,157.9    (728.0 )    25,885.9    24,425.1

(7)

  

Total Required Capital (6)X8%

   2,012.6    (58.2 )    2,070.8    1,954.0


Appendix

[Capital Adequacy Ratio as of December 31, 2009]

Capital Adequacy Ratio

(Before correction)

 

      (%, Billions of yen)     

Mizuho Financial Group (BIS Standard)

   As of
December 31,
2009
   Change from
September 30,
2009
    As of
September 30,
2009
    

(1)     Consolidated Capital Adequacy Ratio

   12.92    0.01      12.91   

Tier 1 Capital Ratio

   8.79    0.08      8.71   

(2)     Tier 1 Capital

   5,194.3    45.6      5,148.7   
(omitted)     

(4)     Deductions for Total Risk-based Capital

   242.4    (7.0 )    249.5   

(5)     Total Risk-based Capital (2)+(3)-(4)

   7,635.2    2.5      7,632.6   

(6)     Risk-weighted Assets

   59,090.7    (11.6 )    59,102.3   

(7)     Total Required Capital (6)X8%

   4,727.2    (0.9 )    4,728.1   

(Reference)

          

Prime Capital Ratio ø

   5.44    0.07      5.37   

(After correction)

 

      (%, Billions of yen)     

Mizuho Financial Group (BIS Standard)

   As of
December 31,
2009
   Change from
September 30,
2009
    As of
September 30,
2009
    

(1)     Consolidated Capital Adequacy Ratio

   12.91    0.02      12.89   

Tier 1 Capital Ratio

   8.78    0.09      8.69   

(2)     Tier 1 Capital

   5,194.1    46.7      5,147.4   
(omitted)     

(4)     Deductions for Total Risk-based Capital

   242.6    (8.1 )    250.8   

(5)     Total Risk-based Capital (2)+(3)-(4)

   7,634.7    4.7      7,630.0   

(6)     Risk-weighted Assets

   59,114.8    (55.1 )    59,170.0   

(7)     Total Required Capital (6)X8%

   4,729.1    (4.4 )    4,733.6   

(Reference)

          

Prime Capital Ratio ø

   5.44    0.08      5.36   


Appendix

(Before correction)

 

     Consolidated    Non-consolidated

Mizuho Bank (Domestic Standard)

   As of
December 31,
2009
   Change from
September  30,

2009
    As of
September 30,

2009
   As of
December 31,
2009

(1)     Capital Adequacy Ratio

   12.82    0.03      12.79    13.00

Tier 1 Capital Ratio

   7.60    0.10      7.50    7.73

(2)     Tier 1 Capital

   1,859.5    22.3      1,837.1    1,819.7
(omitted)

(4)     Deductions for Total Risk-based Capital

   59.9    (2.1 )    62.1    97.0

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,136.9    5.9      3,130.9    3,059.0

(6)     Risk-weighted Assets

   24,466.6    (5.5 )    24,472.1    23,524.9

(7)     Total Required Capital (6)X8%

   1,957.3    (0.4 )    1,957.7    1,881.9

Mizuho Trust & Banking (BIS Standard)

                    

(1)     Capital Adequacy Ratio

   14.10    0.26      13.84    14.34

Tier 1 Capital Ratio

   9.08    0.32      8.76    9.22

(2)     Tier 1 Capital

   273.2    4.5      268.6    272.4
(omitted)

(4)     Deductions for Total Risk-based Capital

   7.8    (0.2 )    8.0    7.3

(5)     Total Risk-based Capital (2)+(3)-(4)

   424.4    0.2      424.2    423.6

(6)     Risk-weighted Assets

   3,008.7    (56.3 )    3,065.0    2,952.3

(7)     Total Required Capital (6)X8%

   240.6    (4.5 )    245.2    236.1

(Reference)

Mizuho Bank (BIS Standard)

                    

(1)     Capital Adequacy Ratio

   12.71    (0.05 )    12.76    12.87

Tier 1 Capital Ratio

   7.51    0.05      7.46    7.63

(2)     Tier 1 Capital

   1,846.9    9.7      1,837.1    1,801.3
(omitted)

(4)     Deductions for Total Risk-based Capital

   60.0    (2.1 )    62.2    97.2

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,124.2    (17.6 )    3,141.8    3,040.5

(6)     Risk-weighted Assets

   24,577.3    (26.7 )    24,604.0    23,606.6

(7)     Total Required Capital (6)X8%

   1,966.1    (2.1 )    1,968.3    1,888.5

(After correction)

 

      Consolidated    Non-consolidated

Mizuho Bank (Domestic Standard)

   As of
December 31,
2009
   Change from
September 30,
2009
    As of
September 30,
2009
   As of
December 31,
2009

(1)     Capital Adequacy Ratio

   12.82    0.05      12.77    13.00

Tier 1 Capital Ratio

   7.60    0.11      7.49    7.73

(2)     Tier 1 Capital

   1,859.5    23.2      1,836.2    1,819.7
(omitted)

(4)     Deductions for Total Risk-based Capital

   59.9    (3.0 )    63.0    97.0

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,136.9    7.7      3,129.2    3,059.0

(6)     Risk-weighted Assets

   24,466.6    (27.1 )    24,493.7    23,524.9

(7)     Total Required Capital (6)X8%

   1,957.3    (2.1 )    1,959.5    1,881.9

Mizuho Trust & Banking (BIS Standard)

                    

(1)     Capital Adequacy Ratio

   13.97    0.37      13.60    14.20

Tier 1 Capital Ratio

   9.00    0.38      8.62    9.13

(2)     Tier 1 Capital

   272.9    4.7      268.1    272.2
(omitted)

(4)     Deductions for Total Risk-based Capital

   8.0    (0.4 )    8.5    7.6

(5)     Total Risk-based Capital (2)+(3)-(4)

   423.9    0.6      423.3    423.1

(6)     Risk-weighted Assets

   3,032.9    (77.9 )    3,110.9    2,978.6

(7)     Total Required Capital (6)X8%

   242.6    (6.2 )    248.8    238.2

(Reference)

Mizuho Bank (BIS Standard)

                    

(1)     Capital Adequacy Ratio

   12.71    (0.04 )    12.75    12.87

Tier 1 Capital Ratio

   7.51    0.06      7.45    7.63

(2)     Tier 1 Capital

   1,846.9    10.6      1,836.2    1,801.3
(omitted)

(4)     Deductions for Total Risk-based Capital

   60.0    (3.0 )    63.1    97.2

(5)     Total Risk-based Capital (2)+(3)-(4)

   3,124.2    (15.8 )    3,140.0    3,040.5

(6)     Risk-weighted Assets

   24,577.3    (48.3 )    24,625.6    23,606.6

(7)     Total Required Capital (6)X8%

   1,966.1    (3.8 )    1,970.0    1,888.5