1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
|
HSBC Holdings PLC
|
||||
2 Reason for the notification (please tick the appropriate box or boxes):
|
|||||
An acquisition or disposal of voting rights
|
S
|
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
|
¨
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
|
¨
|
||||
An event changing the breakdown of voting rights
|
¨
|
||||
Other (please specify):
|
¨
|
||||
3. Full name of person(s) subject to the
notification obligation: iii
|
BlackRock, Inc.
|
||||
4. Full name of shareholder(s)
(if different from 3.):iv
|
|||||
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
|
7 March, 2016
|
||||
6. Date on which issuer notified:
|
9 March, 2016
|
||||
7. Threshold(s) that is/are crossed or
reached: vi, vii
|
Voting rights attached to shares holding for BlackRock, Inc. has gone above 5%
|
||||
8. Notified details:
|
|||||||||||||||||
A: Voting rights attached to shares viii, ix
|
|||||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
|
Situation previous
to the triggering
transaction
|
Resulting situation after the triggering transaction
|
|||||||||||||||
Number
of
Shares
|
Number
of
Voting
Rights
|
Number
of shares
|
Number of voting
rights
|
% of voting rights x
|
|||||||||||||
Direct
|
Direct xi
|
Indirect xii
|
Direct
|
Indirect
|
|||||||||||||
GB0005405286
|
877,933,717
|
877,933,717
|
N/A
|
N/A
|
1,163,272,406
|
N/A
|
5.90%
|
||||||||||
|
|||||||||||||||||
B: Qualifying Financial Instruments
|
|||||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||||
Type of financial
instrument
|
Expiration
date xiii
|
Exercise/
Conversion Period xiv
|
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
|
% of voting
rights
|
|||||||||||||
Securities Lending
|
2,166,429
|
0.01%
|
|||||||||||||||
American Depository Receipt
|
2,190,275
|
0.01%
|
|||||||||||||||
|
|||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
|
|||||||||||||||||
Resulting situation after the triggering transaction
|
|||||||||||||||||
Type of financial
instrument
|
Exercise price
|
Expiration date xvii
|
Exercise/
Conversion period xviii
|
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||||
CFD
|
6,562,763
|
Nominal
|
Delta
|
||||||||||||||
0.03%
|
0.03%
|
||||||||||||||||
|
|||||||||||||||||
Total (A+B+C)
|
|||||||||||||||||
Number of voting rights
|
Percentage of voting rights
|
||||||||||||||||
1,174,191,873
|
5.96%
|
||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
|
||
See Annex
|
||
|
||
Proxy Voting:
|
||
10. Name of the proxy holder:
|
||
11. Number of voting rights proxy holder will cease
to hold:
|
||
12. Date on which proxy holder will cease to hold
voting rights:
|
||
|
||
13. Additional information:
|
||
14. Contact name:
|
Danielle Pass
|
|
15. Contact telephone number:
|
020 7992 3022
|
|
16. Date of this notification:
|
10 March 2016
|
|
Name
|
% of voting rights if it equals or is higher than the notifiable threshold
|
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable threshold
|
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock (Singapore) Holdco Pte. Ltd.
|
|||
BlackRock Asia-Pac Holdco, LLC
|
|||
BlackRock HK Holdco Limited
|
|||
BlackRock Cayco Limited
|
|||
BlackRock Trident Holding Company Limited
|
|||
BlackRock Japan Holdings GK
|
|||
BlackRock Japan Co., Ltd.
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Group Limited
|
|||
BlackRock Advisors (UK) Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock Holdco 4, LLC
|
|||
BlackRock Holdco 6, LLC
|
|||
BlackRock Delaware Holdings Inc.
|
|||
BlackRock Fund Advisors
|
|||
BlackRock Institutional Trust Company, National Association
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Group Limited
|
|||
BlackRock Investment Management (UK) Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock Holdco 4, LLC
|
|||
BlackRock Holdco 6, LLC
|
|||
BlackRock Delaware Holdings Inc.
|
|||
BlackRock Fund Advisors
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock Capital Holdings, Inc.
|
|||
BlackRock Advisors, LLC
|
|||
BlackRock, Inc.
|
|||
Trident Merger, LLC
|
|||
BlackRock Investment Management, LLC
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock (Singapore) Holdco Pte. Ltd.
|
|||
BlackRock Asia-Pac Holdco, LLC
|
|||
BlackRock HK Holdco Limited
|
|||
BlackRock Asset Management North Asia Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Australia Holdco Pty. Ltd.
|
|||
BlackRock Investment Management (Australia) Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Holdco 3, LLC
|
|||
BlackRock Canada Holdings LP
|
|||
BlackRock Canada Holdings ULC
|
|||
BlackRock Asset Management Canada Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Group Limited
|
|||
BlackRock International Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Group Limited
|
|||
BlackRock Investment Management (UK) Limited
|
|||
BlackRock Asset Management Deutschland AG
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock (Isle of Man) Holdings Limited
|
|||
BlackRock (Isle of Man) Limited
|
|||
BlackRock, Inc.
|
|||
BlackRock Holdco 2, Inc.
|
|||
BlackRock Financial Management, Inc.
|
|||
BlackRock International Holdings, Inc.
|
|||
BR Jersey International Holdings L.P.
|
|||
BlackRock Group Limited
|
|||
BlackRock (Netherlands) B.V.
|
|||