hsba201603106k1.htm
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
 
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F   X              Form 40-F ......
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes.......          No    X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ..............).
 
 
 
 




 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
 
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
HSBC Holdings PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
S
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
¨
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
¨
An event changing the breakdown of voting rights
¨
Other (please specify):
 
¨
3. Full name of person(s) subject to the
notification obligation: iii
BlackRock, Inc.
4. Full name of shareholder(s)
 (if different from 3.):iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
7 March, 2016
6. Date on which issuer notified:
9 March, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii
Voting rights attached to shares holding for BlackRock, Inc. has gone above 5%
           


 
8. Notified details:
 
A: Voting rights attached to shares viii, ix
 
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
 
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
GB0005405286
877,933,717
877,933,717
 
N/A
N/A
1,163,272,406
N/A
5.90%
 
 
B: Qualifying Financial Instruments
 
Resulting situation after the triggering transaction
 
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
Securities Lending
 
   
2,166,429
0.01%
American Depository Receipt
 
   
2,190,275
0.01%
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
 
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
Exercise price
Expiration date xvii
Exercise/
Conversion period xviii
Number of voting rights instrument refers to
 
% of voting rights xix, xx
 
CFD
     
6,562,763
Nominal
 
Delta
 
0.03%
 
0.03%
 
 
Total (A+B+C)
 
Number of voting rights
 
Percentage of voting rights
1,174,191,873
 
5.96%
                                   

 
 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
 
See Annex
 
 
 
 
 
 
 
Proxy Voting:
 
10. Name of the proxy holder:
 
 
11. Number of voting rights proxy holder will cease
to hold:
 
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 
 
 
 
 
13. Additional information:
 
 
14. Contact name:
 
Danielle Pass
15. Contact telephone number:
 
020 7992 3022
16.  Date of this notification:
 
10 March 2016
     

 
 
 
Name
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock (Singapore) Holdco Pte. Ltd.
     
BlackRock Asia-Pac Holdco, LLC
     
BlackRock HK Holdco Limited
     
BlackRock Cayco Limited
     
BlackRock Trident Holding Company Limited
     
BlackRock Japan Holdings GK
     
BlackRock Japan Co., Ltd.
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Group Limited
     
BlackRock Advisors (UK) Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock Holdco 4, LLC
     
BlackRock Holdco 6, LLC
     
BlackRock Delaware Holdings Inc.
     
BlackRock Fund Advisors
     
BlackRock Institutional Trust Company, National Association
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Group Limited
     
BlackRock Investment Management (UK) Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock Holdco 4, LLC
     
BlackRock Holdco 6, LLC
     
BlackRock Delaware Holdings Inc.
     
BlackRock Fund Advisors
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock Capital Holdings, Inc.
     
BlackRock Advisors, LLC
     
       
BlackRock, Inc.
     
Trident Merger, LLC
     
BlackRock Investment Management, LLC
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock (Singapore) Holdco Pte. Ltd.
     
BlackRock Asia-Pac Holdco, LLC
     
BlackRock HK Holdco Limited
     
BlackRock Asset Management North Asia Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Australia Holdco Pty. Ltd.
     
BlackRock Investment Management (Australia) Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Holdco 3, LLC
     
BlackRock Canada Holdings LP
     
BlackRock Canada Holdings ULC
     
BlackRock Asset Management Canada Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Group Limited
     
BlackRock International Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Group Limited
     
BlackRock Investment Management (UK) Limited
     
BlackRock Asset Management Deutschland AG
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock (Isle of Man) Holdings Limited
     
BlackRock (Isle of Man) Limited
     
       
BlackRock, Inc.
     
BlackRock Holdco 2, Inc.
     
BlackRock Financial Management, Inc.
     
BlackRock International Holdings, Inc.
     
BR Jersey International Holdings L.P.
     
BlackRock Group Limited
     
BlackRock (Netherlands) B.V.
     
       
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
HSBC Holdings plc
 
 
 
                                                       By:
 
                                                                                     Name: Ben J S Mathews
 
                                                                                                Title: Group Company Secretary
                     
                      
                                                                                Date: 10 March 2016