UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 04/27/2014 | Common stock, par value $0.01 per share | 2,500 | $ 15.39 | D | Â |
Stock Option (right to buy) | Â (2) | 05/03/2015 | Common stock, par value $0.01 per share | 1,976 | $ 22.75 | D | Â |
Stock Option (right to buy) | Â (2) | 05/02/2016 | Common stock, par value $0.01 per share | 2,483 | $ 44.1 | D | Â |
Stock Option (right to buy) | Â (2) | 02/20/2017 | Common stock, par value $0.01 per share | 4,073 | $ 34.85 | D | Â |
Stock Option (right to buy) | Â (2) | 02/19/2018 | Common stock, par value $0.01 per share | 1,642 | $ 78.65 | D | Â |
Stock Option (right to buy) | Â (2) | 02/17/2019 | Common stock, par value $0.01 per share | 5,994 | $ 27.9 | D | Â |
Stock Option (right to buy) | Â (2) | 02/16/2020 | Common stock, par value $0.01 per share | 4,001 | $ 50.5 | D | Â |
Stock Option (right to buy) | Â (2) | 02/23/2021 | Common stock, par value $0.01 per share | 3,165 | $ 48.61 | D | Â |
Stock Option (right to buy) | Â (2) | 01/26/2022 | Common stock, par value $0.01 per share | 4,436 | $ 36.14 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ritter Lorraine L. 1000 CONSOL ENERGY DRIVE CANONSBURG, PA 15317 |
 |  |  Controller and Vice President |  |
/s/ Lorraine L. Ritter by Stephanie L. Gill, her attorney-in-fact | 05/26/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 19,434 shares owned directly, 4,318 are restricted stock units (including dividend equivalent rights). |
(2) | This stock option award is currently exercisable in full. |
 Remarks: This Form 3 was inadvertently filed late due to a misunderstanding about whether the reporting person was considered to be an "officer" for reporting purposes pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, since CONSOL Energy Inc. (the "Company") had determined that the reporting person was not considered to be an "executive officer" for reporting purposes pursuant to Item 401(b) of Regulation S-K under the Securities Act of 1933, as amended. This Form 3 has been filed to reflect the reporting person's beneficial ownership as of the date she was appointed as the Company's principal accounting officer, which occurred March 1, 2013, as reflected in the Current Report on Form 8-K filed by the Company March 7, 2013. |