UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Purchase Warrant | 11/08/2010 | 11/08/2015 | Common Stock | 28,564 | $ 3 | D | Â |
Common Stock Purchase Warrant | 12/10/2010 | 11/08/2015 | Common Stock | 14,282 | $ 3 | D | Â |
Series B Preferred Stock | 11/08/2010 | Â (2) | Common Stock | 140,759 | $ 0 (3) | D | Â |
Common Stock Purchase Warrant | 02/01/2013 | 02/01/2018 | Common Stock | 1,500,000 | $ 0.25 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Marra Janice 5 POST ROAD RUMSON, NJ 07760 |
 |  X |  |  |
/s/ Janice Marra | 02/12/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemend an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owners of any equity securities covered by this filing except for those shares owned by the reporting person in an individual capacity. |
(2) | Not applicable. |
(3) | The reporting person holds 18,321 shares of Series B Preferred Stock. Each share of Series B Preferred Stock is immediately convertible into approximately 7.68 shares of common stock. |