UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 02/17/2019 | Common Stock, $0.01 par value per share | 18,806 | $ 27.9 | D | Â |
Stock Option (right to buy) | Â (3) | 02/16/2020 | Common Stock, $0.01 par value per share | 12,193 | $ 50.5 | D | Â |
Stock Option (right to buy) | Â (4) | 06/15/2020 | Common Stock, $0.01 par value per share | 30,408 | $ 45.05 | D | Â |
Stock Option (right to buy) | Â (5) | 02/23/2021 | Common Stock, $0.01 par value per share | 13,722 | $ 48.61 | D | Â |
Stock Option (right to buy) | Â (6) | 03/01/2022 | Common Stock, $0.01 par value per share | 20,219 | $ 35.82 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnson Stephen W 1000 CONSOL ENERGY DRIVE CANONSBURG, PA 15317 |
 |  |  EVP & Chief Legal/Corp Affairs |  |
/s/ Stephen W. Johnson by Stephanie L. Gill, his attorney-in-fact | 01/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 70,172 shares owned directly, 13,656 are restricted stock units including dividend equivalent rights. |
(2) | These options are currently exercisable in full. |
(3) | Stock option provides that options will vest one third per year beginning on February 16, 2011. |
(4) | On June 15, 2010, the reporting person was granted an option to purchase up to 60,819 shares of common stock. The option generally vests in four annual installments based on the Issuer's achievement of certain performance criteria for each of the fiscal years ending December 31, 2010, 2011, 2012 and 2013. The performance criteria for 2010 and 2011 were met, resulting in vesting of the option as to 30,408 shares. |
(5) | Stock option provides that options will vest one third per year beginning on February 23, 2012. |
(6) | Stock option provides that options will vest one third per year beginning on March 1, 2013. |
 Remarks: Mr. Johnson was appointed as the Chief Legal and Corporate Affairs Officer for CONSOL Energy Inc. on January 01, 2013. |