|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (2) | (5) | (6) | (6) | Common Stock | 2,572 | 2,572 | D | ||||||||
Restricted Stock Units (2) | (5) | (7) | (7) | Common Stock | 3,360 | 3,360 | D | ||||||||
Restricted Stock Units (2) | (5) | (8) | (8) | Common Stock | 8,001 | 8,001 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gumbley Gareth John 4601 COLLEGE BOULEVARD SUITE 300 LEAWOOD, KS 66211 |
Former Mgng Dir-Prepaid Div. |
Jeffrey B. Newman, Attorney in Fact for Gareth Gumbley | 04/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Vesting of performance-based restricted stock unit award. The award, granted on December 19, 2007, was previously reported in the Reporting Person's Form 3, with the intention of subsequently reporting any forfeitures. To comply with SEC interpretations, the Reporting Person is changing the reporting of this performance-based award to report only the vesting of the award. Consequently, the Reporting Person has removed 1,440 unvested RSU's from his holdings in Table I and is reporting the prior vesting of a portion of the performance-based award in February, 2010. |
(2) | Because the Issuer has determined that previously granted service-based RSU's may be settled in cash as well as stock, the previously granted awards which were reported in Table I have been moved to Table II and the number of shares owned in Table I has been reduced by 13,933 shares. |
(3) | Vesting of performance-based restricted stock unit award related to 2009 performance. |
(4) | Vesting of performance-based restricted stock unit award granted July 8, 2008. |
(5) | Each restricted stock unit represents a contingent right to receive cash or one share of the Issuer's common stock. |
(6) | These restricted stock units, awarded on September 21, 2005, vest over seven years, with 857 units to vest on September 21, 2010, 857 units to vest on September 21, 2011 and the remaining 858 units to vest on September 21, 2012. |
(7) | These restricted stock units, awarded on December 19, 2007, vest over five years with 1,120 units to vest on December 19, 2010, 1,120 units to vest on December 19, 2011, and the remaining 1,120 units to vest on December 19, 2012. |
(8) | These restricted stock units, awarded on July 8, 2008, will vest on July 8, 2010. |