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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 7.68 | 08/06/2008 | A | 12,500 | 08/06/2009(2) | 08/06/2018 | Common Stock | 12,500 | $ 0 | 12,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PERRY MARK W 1119 ST. PAUL STREET BALTIMORE, MD 21202 |
X |
/s/ Shawn Conway, attorney-in-fact | 08/07/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted shares shall vest 100% on the first anniversary of the date of grant. |
(2) | The stock option shall vest 100% on the first anniversary of the date of grant and expire on August 6, 2018. |
(3) | The Reporting Person indirectly holds 2,355 common shares in the Perry Residential Trust dated 3/27/99, as amended, Mark W. & Mauree Jane Perry, Trustees. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act, as amended, of the securities held by the Perry Residential Trust, except to the extent of his pecuniary interest therein. |
(4) | The Reporting Person indirectly holds 2 common shares in the MWP Revocable Trust dated 12/01/98. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act, as amended, of the securities held by the MWP Revocable Trust, except to the extent of his pecuniary interest therein. |
(5) | The Reporting Person indirectly holds 43,756 common shares in the Perry Investment Partnership. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act, as amended, of the securities held by the Perry Investment Partnership, except to the extent of his pecuniary interest therein. |