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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (right to buy) | $ 16.6 | 03/31/2008 | D(2) | 26,666 | (2) | 05/12/2016 | Common Stock | 26,666 | (3) | 13,334 (4) | D | ||||
Stock Options (right to buy) | $ 16.6 | 03/31/2008 | A(2) | 26,666 | (2) | 12/31/2008 | Common Stock | 26,666 | (3) | 26,666 (2) | D | ||||
Stock Options (right to buy) | $ 12.04 | 03/31/2008 | D(5) | 13,333 | (5) | 05/11/2017 | Common Stock | 13,333 | (3) | 26,667 (4) | D | ||||
Stock Options (right to buy) | $ 12.04 | 03/31/2008 | A(5) | 13,333 | (5) | 12/31/2008 | Common Stock | 13,333 | (3) | 13,333 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WILCOCK PAUL A C/O SYNIVERSE HOLDINGS, INC. 8125 HIGHWOODS PALM WAY TAMPA, FL 33647 |
Executive Officer |
/s/ Jody S. Gale under a Power of Attorney | 04/02/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to Mr. Wilcock's separation agreement, unvested shares of restricted stock were forfeited. |
(2) | The reported transaction involved an amendment to an outstanding option to purchase 40,000 shares, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. Mr. Wilcock's separation agreement provides that with respect to 13,333 options, previously set to vest on May 12, 2008, will now vest on March 31, 2008. The 13,333 options now vesting on March 31, 2008 and the 13,333 options that previously vested on May 12, 2007 were set to expire 90 days following Mr. Wilcock's termination from the Company will now expire on December 31, 2008. |
(3) | Per SEC instruction, column left blank. |
(4) | The remaining options will expire according to the terms of the Stock Option Award Agreement and the 2006 Long-Term Equity Incentive Plan. |
(5) | The reported transaction involved an amendment to an outstanding option to purchase 40,000 shares, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. Mr. Wilcock's separation agreement provides that with respect to 13,333 options, previously set to vest on May 11, 2008, will now vest on March 31,2008. The options, previously set to expire 90 days following his termination from the Company, now expire on December 31, 2008. |