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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 50.82 | 02/19/2008 | A | 30,000 | 03/18/2009(1) | 08/19/2011 | Common Stock | 30,000 | $ 0 | 30,000 | D | ||||
Stock Appreciation Right | $ 50.42 | 02/20/2008 | A | 30,000 | 07/18/2009(2) | 08/20/2011 | Common Stock | 30,000 | $ 0 | 30,000 | D | ||||
Stock Appreciation Right | $ 50.84 | 02/21/2008 | A | 20,000 | 12/18/2009(3) | 08/21/2011 | Common Stock | 20,000 | $ 0 | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WHITNEY RICHARD K 601 HAWAII STREET EL SEGUNDO, CA 90245 |
Senior Vice President |
/s/ Corinna B. Polk Attorney-in-Fact | 02/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Stock Appreciation Right, granted pursuant to the 2002 Equity Compensation Plan, which vests 3,611 shares on 3/18/09, 6,944 on each of 4/18/09, 5/18/09, 6/18/09, and 5,557 on 7/18/09, in each case provided Mr. Whitney is either the Chief Financial Officer or employed by the Company and working at least 25 hours per week. |
(2) | Stock Appreciation Right, granted pursuant to the 2002 Equity Compensation Plan, which vests 1,387 shares on 7/18/09, 6,945 on each of 8/18/09, 9/18/09, 10/18/09, 11/18/09, and 833 on 12/18/09, in each case provided Mr. Whitney is either the Chief Financial Officer or employed by the Company and working at least 25 hours per week. |
(3) | Stock Appreciation Right, granted pursuant to the 2002 Equity Compensation Plan, which vests 6,112 on 12/18/09, and 6,944 on each of 01/18/10 and 02/18/10 in each case provided Mr. Whitney is either the Chief Financial Officer or employed by the Company and working at least 25 hours per week. |