1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
6/6/2000 Stock Option Grant
|
Â
(2)
|
06/06/2010 |
Common
|
2,000
|
$
35.88
|
D
|
Â
|
10/1/2001 Stock Option Grant
|
10/01/2004 |
10/01/2011 |
Common
|
2,000
|
$
5.77
|
D
|
Â
|
10/1/2001 Stock Option Grant
|
Â
(3)
|
10/01/2011 |
Common
|
1,500
|
$
5.77
|
D
|
Â
|
1/8/2003 Stock Option Grant
|
Â
(4)
|
01/08/2013 |
Common
|
5,000
|
$
6.02
|
D
|
Â
|
7/21/2004 Stock Option Grant
|
02/23/2005 |
07/21/2014 |
Common
|
20,000
|
$
9.12
|
D
|
Â
|
8/4/2008 Stock Option Grant
|
08/04/2012 |
08/04/2018 |
Common
|
150,000
|
$
2.09
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Grant of phantom stock by the issuer exempt pursuant to Rule 16b-3. The phantom stock is payable on a one-for-one basis in common shares of the issuer. 40,000 shares awarded 5/17/05 vest 25% annually beginning 5/17/06; 10,000 shares awarded 7/31/06 vest on 7/31/2010; and 20,000 shares awarded 8/13/07 vest 25% annually beginning 8/13/08. |
(2) |
This option was exercisable 25% annually beginning 6/6/01. |
(3) |
This option was exercisable 25% annually beginning 10/1/02. |
(4) |
This option was exercisable 25% on the first two anniversaries of the date of grant and 50% on 2/23/05. |