UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):   May 20, 2014

 

Municipal Mortgage & Equity, LLC

 

(Exact name of registrant as specified in its charter)

 

Delaware   000-55051   52-1449733
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification No.)
         
621 E Pratt Street, Suite 600   Baltimore, Maryland    21202
(Address of principal executive offices)       (Zip Code)

 

Registrant’s telephone number, including area code:   (443) 263-2900

 

Not Applicable

 

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07    Submission of Matters to a Vote of Security Holders

 

On May 20, 2014 Municipal Mortgage & Equity, LLC, (the “Company”) held its annual meeting of shareholders. At that meeting, the shareholders of the Company elected Steven S. Bloom to the Board of Directors for a three year term, approved the compensation of the named executive officers of the Company and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2014.  As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:

 

1.Election of directors nominated by Municipal Mortgage & Equity, LLC to serve for a term to expire in 2017 and until their successors are duly elected and qualified:

 

Nominee

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

Steven S. Bloom 9,406,220 231,201 54,530 22,274,774

 

2.The approval of the proposal for the approval of the non-binding Advisory Vote on Executive Compensation:

 

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

8,501,672 976,689 213,590 22,274,774

 

3.Ratification of  KPMG, LLP as independent registered public accounting firm for 2013:

 

Votes

For

Votes

Against

Votes

Abstained

30,001,859 1,224,192 740,674

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Municipal Mortgage & Equity, LLC
   
   
May 22, 2014 By:  /s/ Michael L. Falcone
    Name:  Michael L. Falcone
Title:   Chief Executive Officer and President