UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

     
Date of Report (Date of Earliest Event Reported):   June 18, 2013

 

Municipal Mortgage & Equity, LLC
__________________________________________
(Exact name of registrant as specified in its charter)

 

 

Delaware   001-11981   52-1449733
(State or other jurisdiction   (Commission   (I.R.S. Employer
of incorporation)   File Number)   Identification No.)
         
621 E Pratt Street, Suite 600   Baltimore, Maryland    21202
(Address of principal executive offices)       (Zip Code)

 

 

Registrant’s telephone number, including area code:   (443) 263-2900

 

Not Applicable
______________________________________________
Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

Item 5.07    Submission of Matters to a Vote of Security Holders

 

On June 18, 2013 Municipal Mortgage & Equity, LLC, (the “Company”) held its annual meeting of shareholders. At the meeting, the shareholders of the Company elected Michael L. Falcone, Francis X. Gallagher and Frederick W. Puddester to the Board of Directors for a three year term, granted an advisory approval of the compensation of the named executive officers of the Company, granted an advisory approval of the frequency of votes on the executive compensation with a period set at one year (annually) and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2013. The numbers of votes cast for or against, as well as the number of abstentions and broker non-votes for each question are as set forth below:

 

1.Election of directors nominated by Municipal Mortgage & Equity, LLC to serve for a term to expire in 2016 and until their successors are duly elected and qualified:

 

Nominee

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

Michael L. Falcone 8,987,940 309,763 109,451 24,624,231
Francis X. Gallagher 8,957,848 341,256 108,050 24,624,231
Frederick W. Puddester 8,934,684 364,220 108,250 24,624,231

 

2.The non-binding Advisory Vote on Executive Compensation:

 

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

8,336,363 905,145 165,646 24,624,231

 

3.The non-binding Advisory Vote on the executive compensation vote to occur every year, every two years, or every three years:

 

Votes

For 1 Year

Votes

For 2 Years

Votes

For 3 Years

Votes

Abstained

Broker

Non-Votes

8,444,042 145,473 587,553 230,086 24,624,231

 

 

4.Ratification of  KPMG, LLP as independent registered public accounting firm for 2013:

 

Votes

For

Votes

Against

Votes

Abstain

Broker

Non-Votes

32,463,688 1,188,858 378,839 (0)

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Municipal Mortgage & Equity, LLC
   
June 20, 2013 By:  /s/ Michael L. Falcone
    Name: Michael L. Falcone
Title: Chief Executive Officer and President