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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Linnartz John K. H. P.O. BOX 9010 COLLEGE STATION, TX US 77845 |
X | X | ||
Mustang Capital Advisors, LP 1506 MCDUFFFIE STREET HOUSTON, TX US 77019 |
X | X | ||
Mustang Capital Management, LLC 1506 MCDUFFIE STREET HOUSTON, TX US 77019 |
X | X | ||
Western Mustang Holdings LLC 416 SOUTH JEFFERSON STREET SUITE 600 ROANOKE, VA US 24011 |
X | X | ||
WESTERN SIZZLIN CORP 416 SOUTH JEFFERSON STREET SUITE 600 ROANOKE, VA US 24011 |
X | X |
/s/ Laura E. Samuelson (Attorney-in-Fact for John K.H. Linnartz) | 03/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Laura E. Samuelson (Attorney-in-Fact for Mustang Capital Advisors, LP) | 03/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Laura E. Samuelson (Attorney-in-Fact for Mustang Capital Management, LLC) | 03/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Laura E. Samuelson (Attorney-in-Fact for Western Mustang Holdings, LLC) | 03/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Laura E. Samuelson (Attorney-in-Fact for Western Sizzlin Corporation) | 03/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares were acquired pursuant to a Rule 10b5-1 trading plan established by Mustang Capital Advisors, LP on December 11, 2008. |
(2) | Mr. Linnartz is the Managing Member of Mustang Capital Management, LLC, the General Partner of Mustang Capital Advisors, LP. |
(3) | Mustang Capital Advisors, LP, Mustang Capital Management, LLC, Western Mustang Holdings, LLC, and Western Sizzlin Corporation each disclaim beneficial ownership of the shares of Common Stock reported herein except to the extent of their pecuniary interest therein and this report shall not be deemed to be an admission that any of the foregoing is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. |
(4) | As the general partner of Mustang Capital Advisors, LP, Mustang Capital Management, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Mustang Capital Advisors, LP. As the managing member of Mustang Capital Management, John K.H. Linnartz may be deemed to beneficially own the shares of Common Stock beneficially owned by Mustang Capital Advisors, LP. By virtue of its 51% ownership interest in Mustang Capital Management, Western Mustang Holdings, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Mustang Capital Advisors, LP. As the sole member of Western Mustang Holdings, LLC, Western Sizzlin Corporation may be deemed to beneficially own the shares of Common Stock beneficially owned by Mustang Capital Advisors, LP. |