1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series B Preferred Stock (convertible)
(1)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
79,331
(4)
|
$
0
(2)
|
D
|
Â
|
Series B Preferred Stock (convertible)
(3)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
14,003
(4)
|
$
0
(2)
|
I
|
Held by Spouse, Jan Carson Connolly
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This Form 3 was previously amended on September 21, 2005 to (a) properly include in this Table II pursuant to Instruction
5(c)(i) Timothy J. Connolly's direct ownership of shares of convertible Series B Preferred stock and (b) remove the
categorization of said shares from Table I as originally filed with the SEC on September 16, 2005. |
(2) |
Pursuant to that certain Merger Agreement dated August 31, 2005 and set forth in Issuer's Current Report on Form 8-K as filed
with the U.S. Securities and Exchange Commission on September 8, 2005 as Exhibit 99.1, such Series B Preferred Stock will be
converted into shares of Common Stock as is more fully explained and under the conditions set forth in the Merger Agreement. |
(3) |
This Form 3 was previously amended on September 21, 2005 to properly include Jan Carson Connolly's direct ownership of her
shares of convertible Series B Preferred stock. Jan Carson Connolly is the spouse of Timothy J. Connolly and therefore Mr.
Connolly is considered to have an indirect ownership of her shares of Series B Preferred stock. |
(4) |
This Form 3 has been further amended to list the correct number of shares held by Timothy J. Connolly and Jan Carson Connolly
which were erroneously indicated in our previous filings. |