1
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NAMES OF REPORTING PERSONS
|
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|
||
WOLVERINE ASSET MANAGEMENT, LLC
|
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|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
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||
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|||
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|
||||
4
|
SOURCE OF FUNDS
|
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||
OO (see Item 3)
|
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|||
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|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☒
|
||
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|
||||
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||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
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||
Illinois
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
- 0 -
|
|
|
|||
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|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
- 0 -
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.5%
|
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|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
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||
IA
|
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|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
WOLVERINE HOLDINGS, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO (see Item 3)
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Illinois
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
- 0 -
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
- 0 -
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.5%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
HC
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
WOLVERINE TRADING PARTNERS, INC.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO (see Item 3)
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Illinois
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
- 0 -
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
- 0 -
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.5%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
CO/HC
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
CHRISTOPHER L. GUST
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO (see Item 3)
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
- 0 -
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
- 0 -
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.5%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN/HC
|
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
ROBERT R. BELLICK
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS
|
|
|
||
OO (see Item 3)
|
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
USA
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
- 0 -
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
- 0 -
|
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
6,501,600*
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
5.5%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON
|
|
|
||
IN/HC
|
|
|
|||
|
|
ITEM 5. |
INTEREST IN SECURITIES OF THE ISSUER
|
Date
|
Security
|
Amount Acquired
(Disposed)
|
Price per share
|
Where
Transaction
Effected
|
|||||
10/18/2016
|
Common Stock
|
(3,000)
|
$
|
0.62
|
Open Market
|
||||
10/20/2016
|
Common Stock
|
(4,500)
|
$
|
0.57
|
Open Market
|
||||
10/25/2016
|
Common Stock
|
(1,800)
|
$
|
0.67
|
Open Market
|
||||
10/26/2016
|
Common Stock
|
(3,600)
|
$
|
0.68
|
Open Market
|
||||
10/27/2016
|
Common Stock
|
(1,800)
|
$
|
0.75
|
Open Market
|
||||
10/28/2016
|
Common Stock
|
(3,600)
|
$
|
0.74
|
Open Market
|
||||
11/3/2016
|
Common Stock
|
(1,000)
|
$
|
0.70
|
Open Market
|
||||
11/4/2016
|
Common Stock
|
(3,600)
|
$
|
0.73
|
Open Market
|
||||
11/9/2016
|
Common Stock
|
(500)
|
$
|
0.68
|
Open Market
|
||||
11/10/2016
|
Common Stock
|
(1,208)
|
$
|
0.74
|
Open Market
|
||||
11/14/2016
|
Common Stock
|
(1,800)
|
$
|
0.72
|
Open Market
|
||||
11/15/2016
|
Common Stock
|
(500)
|
$
|
0.74
|
Open Market
|
||||
11/18/2016
|
Common Stock
|
(500)
|
$
|
0.70
|
Open Market
|
||||
11/29/2016
|
Common Stock
|
(1,800)
|
$
|
0.75
|
Open Market
|
||||
11/30/2016
|
Common Stock
|
(1,800)
|
$
|
0.75
|
Open Market
|
WOLVERINE ASSET MANAGEMENT, LLC
|
|||
By:
|
/s/ Kenneth L. Nadel
|
||
Name:
|
Kenneth L. Nadel
|
||
Title:
|
Authorized Signatory
|
WOLVERINE HOLDINGS, L.P.
|
|||
By:
|
/s/ Christopher L. Gust
|
||
Name:
|
Christopher L. Gust
|
||
Title:
|
Managing Director
|
WOLVERINE TRADING PARTNERS, INC.
|
|||
By:
|
/s/ Christopher L. Gust
|
||
Name:
|
Christopher L. Gust
|
||
Title:
|
Authorized signatory
|
By:
|
/s/ Christopher L. Gust
|
||
Name:
|
Christopher L. Gust
|
By:
|
/s/ Robert R. Bellick
|
||
Name:
|
Robert R. Bellick
|