UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 1,797,716 | $ (1) | I | By Versant Venture Capital III, L.P. |
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 10,617 | $ (1) | I | By Versant Side Fund III, L.P. |
Series B Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 998,105 | $ (1) | I | By Versant Venture Capital III, L.P. |
Series B Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 5,895 | $ (1) | I | By Versant Side Fund III, L.P. |
Series C Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 799,168 | $ (1) | I | By Versant Venture Capital III, L.P. |
Series C Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 4,720 | $ (1) | I | By Versant Side Fund III, L.P. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Versant Ventures III, LLC VERSANT VENTURES 3000 SAND HILL RD, BLDG 4, SUITE 210 MENLO PARK, CA 94025 |
 |  X |  |  |
Versant Venture Capital III, L.P. VERSANT VENTURES 3000 SAND HILL RD, BLDG 4, SUITE 210 MENLO PARK, CA 94025 |
 |  X |  |  |
Versant Side Fund III, L.P. VERSANT VENTURES 3000 SAND HILL RD, BLDG 4, SUITE 210 MENLO PARK, CA 94025 |
 |  X |  |  |
/s/Brian G. Atwood, as Managing Director | 10/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each outstanding share of convertible preferred stock will automatically convert into 0.25 shares of common stock upon closing of the Issuer's initial public offering and has no expiration date. |
 Remarks: This Form 3 is filed jointly by Versant Ventures III, LLC ("Versant LLC"), Versant Venture Capital III, L.P. ("Versant Capital") and Versant Side Fund III, L.P. ("Versant Side Fund") (collectively, the "Reporting Persons"). Versant LLC is the sole general partner of Versant Capital and Versant Side Fund and has voting and dispositive power with respect to these shares. The individual managing members of Versant Ventures III, LLC are Brian G. Atwood, Bradley J. Bolzon, Samuel D. Colella, Ross A. Jaffe, William J. Link, Barbara N. Lubash, Donald B. Milder, Rebecca B. Robertson, and Charles M. Warden (collectively, the "Managing Members"), all of whom share voting and investment power with respect to these shares. Each individual Managing Member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares. |