UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549

OMB APPROVAL

 

OMB Number:  3235-0582

 

Expires:    April 30, 2009

 

Estimated average burden hours per response......14.4

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number  811-06565

 

H&Q Life Sciences Investors

(Exact name of registrant as specified in charter)

 

30 Rowes Wharf, Boston, MA

 

02110

(Address of principal executive offices)

 

(Zip code)

 

Carolyn Haley
H&Q Life Sciences Investors
30 Rowes Wharf, Boston MA 02110

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:  617 772-8500

 

Date of fiscal year end:  September 30

 

Date of reporting period:  7/1/06-6/30/07

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, no later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC  20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

 

 


 

Item 1. Proxy Voting Record.

 


 

HQL N-PX for the period July 1, 2006 to June 30, 2007

 

CUSIP

 

Symbol

Company Name

 

 

004225108

 

ACAD

Acadia Pharmaceuticals, Inc.

 

 

Meeting Date:

6/15/2007

 

Meeting Type:

Annual

Record Date:

4/16/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Gordon Binder

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Leslie L. Iversen

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the audit committee of our board of directors of Pricewaterhousecoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

Agensys, Inc.

 

 

Action by Written Consent:

6/29/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of amended and restated articles of incorporation

 

For

 

Yes

 

For

 

Management

 

2

 

Disclosure of interested parties in stock financing

 

For

 

Yes

 

For

 

Management

 

3

 

Waiver of notice and right of first refusal

 

For

 

Yes

 

For

 

Management

 

4

 

General authorization

 

For

 

Yes

 

For

 

Management

 

 

009728106

 

AKRX

Akorn, Inc.

 

 

Meeting Date:

5/24/2007

 

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director John N. Kapoor, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Arthur S. Przybyl

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jerry N. Ellis

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Ronald M. Johnson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jerry I. Treppel

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Subhash Kapre, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Randall J. Wall

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to ratify the selection of BDO Seidman, LLP to serve as Akorn’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

016255101

 

ALGN

Align Technology, Inc.

 

 

Meeting Date:

5/23/2007

 

Meeting Type:

Annual

Record Date:

3/30/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director H. Kent Bowen

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David E. Collins

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph Lacob

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director C. Raymond Larking, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director George J. Morrow

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas M. Prescott

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Greg J. Santora

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Warren S. Thaler

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to ratify the appointment of Pricewatershousecoopers LLP as Algin Technology, Inc.’s independent registered public accountants for the fiscal year dending December 31, 2007.

 

For

 

Yes

 

For

 

Management

 

 

02043Q107

 

ALNY

Alnylam Pharmaceuticals, Inc.

 

 

Meeting Date:

6/1/2007

 

Meeting Type:

Annual

Record Date:

4/13/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Victor J. Dzau,MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kevin P. Starr

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the appointment by the board of directors of Pricewaterhousecoopers LLP, an independent registered public accounting firm, as the company’s independent auditors for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

031162100

 

AMGN

Amgen, Inc.

 

 

Meeting Date:

5/9/2007

 

Meeting Type:

Annual

Record Date:

3/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Frank J. Biondi, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jerry D. Choate

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Frank C. Herringer

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gilbert S. Omenn

 

For

 

Yes

 

For

 

Management

 

2

 

Ratify the selection of Ernst & Young LLP as the company’s independent registered public accountants for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the amendments to the company’s restated certificate of incorporation eliminating the classification of the board of directors

 

For

 

Yes

 

For

 

Management

 

 


 

4

 

To approve the amendments to the company’s amended and restated bylaws eliminating the classification of the board of directors

 

For

 

Yes

 

For

 

Management

 

5

 

Shareholder proposal #1 on animal welfare policy

 

Against

 

Yes

 

Against

 

Shareholder

 

6

 

Shareholder proposal #2 on sustainability report

 

Against

 

Yes

 

Against

 

Shareholder

 

 

032346108

 

AMLN

Amylin Pharmaceuticals, Inc.

 

 

Meeting Date:

5/23/2007

 

Meeting Type:

Annual

Record Date:

3/30/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Steven R. Altman

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Teresa Beck

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Daniel M. Bradbury

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph C. Cook, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Karin Eastham

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James R. Gavin III

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Ginger L. Graham

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Howard E. Greene, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jay S. Skyler

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph P. Sullivan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James N. Wilson

 

For

 

Yes

 

For

 

Management

 

2

 

To approve an increase of 250,000 shares in the aggregate number of shares of the company’s common stock authorized for issuance under the company’s amended and restated certificate of incorporation

 

For

 

Yes

 

For

 

Management

 

3

 

To approve an increase of 1,000,000 shares in the aggregate number of shares of the company’s common stock authorized for issuance under the company’s 2001 employee stock purchase plan

 

For

 

Yes

 

For

 

Management

 

4

 

To ratify the selection of Ernst & Young LLP as independent auditors of the company for its fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

040047102

 

ARNA

Arena Pharmaceuticals, Inc.

 

 

Meeting Date:

6/11/2007

 

Meeting Type:

Annual

Record Date:

4/16/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jack Lief

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dominic P. Behan, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Donald D. Belcher

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Scott H. Bice

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Harry F. Hixson, Jr., Ph.D.

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director J.C. La Force, Jr., Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Tina S. Nova, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Christine A. White, MD

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of appointment of Ernst & Young LLP as independent auditors

 

For

 

Yes

 

For

 

Management

 

 

04538T109

 

ASPV

Aspreva Pharmaceuticals Corporation

 

Meeting Date:

5/31/2007

 

Meeting Type:

Annual and Special

Record Date:

4/19/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Richard M. Glickman

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Noel F. Hall

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kirk K. Calhoun

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Ronald M. Hunter

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William L. Hunter

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Julia G. Levy

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director R. Hector Mackay-Dunn

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director George M. Milne

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Arnold L. Oronsky

 

For

 

Yes

 

For

 

Management

 

2

 

To appoint Ernst & Young LLP as our auditor and independent registered public accounting firm for the ensuing year

 

For

 

Yes

 

For

 

Management

 

3

 

To amend the Aspreva 2002 incentive stock option plan to increase from 4,031,000 to 5,281,000 common shares in respect of which awards may be granted thereunder

 

For

 

Yes

 

For

 

Management

 

4

 

To amend the Aspreva 2002 incentive stock option plan to (I) comply with recent policies of the Toronto stock exchange: (II) premit the award to tandem stock appreciation rights, restricted stock units and deferred stock units: and (III) certain other changes

 

For

 

Yes

 

For

 

Management

 

5

 

To transact such other business as may properly come before the meeting, or any adjournments or postponements thereof

 

For

 

Yes

 

For

 

Management

 

 

05346P106

 

AVRX

Avalon Pharmaceuticals, Inc.

 

 

Meeting Date:

6/7/2007

 

Meeting Type:

Annual

Record Date:

4/20/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director K.C. Carter, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director D.S. Kabakoff, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael R. Kurman, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bradley G. Lorimier

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director Ivor Royston, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William A. Scott, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director A.G. Walton, Ph.D., D.Sc.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William H. Washecka

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the amendment of the company’s 2005 omnibus long-term incentive plan (the “incentive plan”) to increase the number of shares available for issuance under the incentive plan from 1,581,582 shares to 2,381,582 shares

 

For

 

Yes

 

For

 

Management

 

3

 

To ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

05365U101

 

AVTQY

Aveta Inc. 144A

 

 

Meeting Date:

10/20/2006

 

Meeting Type:

Annual

Record Date:

9/19/2006

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Christina Foglio

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director George Zoffinger

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the Aveta Inc. amended and restated 2005 stock incentive plan

 

For

 

Yes

 

For

 

Management

 

 

06850R108

 

BTRX

Barrier Therapeutics, Inc.

 

 

Meeting Date:

6/6/2007

 

Meeting Type:

Annual

Record Date:

4/16/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director S. Akkaraju, MD, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert E. Campbell

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Geert Cauwenbergh, Ph.D.

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the company for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

09059N100

 

BIVN

Bioenvision, Inc.

 

 

Meeting Date:

12/15/2006

 

Meeting Type:

Annual

Record Date:

10/18/2006

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Christopher B. Wood, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael Kauffman, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas Scott Nelson, CA

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director Steven A. Elms

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Andrew Schiff, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph P. Cooper

 

For

 

Yes

 

For

 

Management

 

2

 

Amendment to 2003 stock incentive plan to approve and adopt an amendment to our 2003 stock incentive plan to increase the number of shares that may be granted under the plan from 4,500,000 to 6,750,000

 

For

 

Yes

 

For

 

Management

 

3

 

The proposal to ratify the appointment of J.H. Cohn LLP as the company’s independent auditors for the fiscal year ending June 30, 2007.

 

For

 

Yes

 

For

 

Management

 

 

09062X103

 

BIIB

Biogen Idec Inc.

 

 

Meeting Date:

5/31/2007

 

Meeting Type:

Annual

Record Date:

4/13/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director James C. Mullen

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bruce R. Ross

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Marijn E. Dekkers

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection of Pricewaterhousecoopers LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

09061G101

 

BMRN

Bimarin Pharmaceuticals, Inc.

 

 

Meeting Date:

6/7/2007

 

Meeting Type:

Annual

Record Date:

4/16/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jean-Jacques Bienaime

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael Grey

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Elaine J. Heron

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph Klein, III

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Pierre Lapalme

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director V. Bryan Lawlis

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Alan J. Lewis

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard A. Meier

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to ratify the selection by the board of directors of KPMG LLP as the company’s independent registered public accounting firm for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

14075T107

 

CPD

Caraco Pharmaceutical Laboratories,

 

Meeting Date:

9/11/2006

Meeting Type:

Annual

Record Date:

7/25/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Dilip S. Shanghvi

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jitendra N. Doshi

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dr. John D. Crissman

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

CardioNet, Inc.

 

 

Action by Written Consent:

8/21/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approve financing; articles of incorporation

 

For

 

Yes

 

For

 

Management

 

2

 

Waiver of rights of first offer

 

For

 

Yes

 

For

 

Management

 

3

 

Additional filings

 

For

 

Yes

 

For

 

Management

 

4

 

Ratification; general authorizing resolution

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

CardioNet, Inc.

 

 

Action by Written Consent:

1/11/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Increase in share reserve under equity incentive plan

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of amendment and restatement of articles of incorporation

 

For

 

Yes

 

For

 

Management

 

3

 

General authorizing resolution; ratification of past acts

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

CardioNet, Inc.

 

 

Action by Written Consent:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of financing

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of amendment and restatement of articles of incorporation

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of additional filings

 

For

 

Yes

 

For

 

Management

 

4

 

General authorizing resolution

 

For

 

Yes

 

For

 

Management

 

 

151020104

 

CELG

Celgene Corporation

 

 

Meeting Date:

6/12/2007

Meeting Type:

Annual

Record Date:

4/26/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Sol J. Barer, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert J. Hugin

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael D. Casey

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Rodman L. Drake

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director A. Hull Hayes, Jr., MD

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director Gilla Kaplan, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James J. Loughlin

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard C.E. Morgan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Walter L. Robb, Ph.D.

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

156708109

 

CEPH

Cephalon, Inc.

 

 

Meeting Date:

5/17/2007

Meeting Type:

Annual

Record Date:

3/22/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Frank Bladino, Jr., Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William P. Egan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Martyn D. Greenacre

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Vaughn M. Kailian

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kevin E. Moley

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Charles A. Sanders, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gail R. Wilensky, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dennis L. Winger

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of amendment to the certificate of incorporation increasing the number of shares of common stock authorized for issuance

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of amendment to the 2004 equity compensation plan increasing the number of shares of common stock authorized for issuance

 

For

 

Yes

 

For

 

Management

 

4

 

Ratification of appointment of Pricewaterhousecoopers LLP as independent registered public accountants for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

N/A

 

N/A

Ceres, Inc.

 

 

Meeting Date:

5/31/2007

Meeting Type:

Annual

Record Date:

4/26/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Walter De Logi

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Pascal Brandys

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Frank Bulens

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Raymond Debbane

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert Goldberg

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard Hamilton

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas Kiley

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Edmund Olivier

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Floris Vansina

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of the appointment of KPMG LLP as independent public accountants

 

For

 

Yes

 

For

 

Management

 

 


 

 

Ceres, Inc.

 

 

Action by Written Consent:

5/8/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Election of Directors

 

For

 

Yes

 

For

 

Management

 

 

 

Concentric Medical, Inc.

 

 

Action by Written Consent:

8/30/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Appointment of Secretary and Assistant Secretary

 

For

 

Yes

 

For

 

Management

 

2

 

Omnibus resolutions

 

For

 

Yes

 

For

 

Management

 

 

208264101

 

CONR

Conor Medsystems, Inc.

 

 

Meeting Date:

1/31/2007

 

Meeting Type:

Special

Record Date:

12/15/2006

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

To adopt the agreement and plan of merger, dated as of November 16, 2006, by and among Conor Medsystems, Inc., Johnson & Johnson and Cypress Acquisition Sub, Inc., a wholly owned subsidiary of Johnson & Johnson, pursuant to which Merger Sub will be merged with and into Conor Medsystems all as more fully described in the proxy statement

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the postponement or adjournment of the special meeting, if necessary, to solicit additional proxies in the event that there are insufficient votes at the time of the special meeting to adopt the merger agreement.

 

For

 

Yes

 

For

 

Management

 

 

 

Corus Pharma, Inc.

 

 

Action by Written Consent:

8/30/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of benefits to employee

 

For

 

Yes

 

For

 

Management

 

 


 

222083107

 

CGRB

Cougar Biotechnology, Inc.

 

 

Meeting Date:

6/11/2007

Meeting Type:

Annual

Record Date:

4/23/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Arie S. Belldegrun, MD, FACS

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Alan H. Auerbach

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Lindsay A. Rosenwald, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Harold J. Meyers

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael S. Richman

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Russell H. Ellison, MD, MSC

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to ratify the appointment of JH Cohn LLP as the company’s independent registered public accounting firm for 2007

 

For

 

Yes

 

For

 

Management

 

3

 

Proposal to ratify an amendment to the company’s 2003 stock option plan

 

For

 

Yes

 

For

 

Management

 

 

22674T105

 

CRTX

Critical Therapeutics, Inc.

 

 

Meeting Date:

5/2/2007

Meeting Type:

Annual

Record Date:

3/5/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jean George

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Frank E. Thomas

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the audit committee of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

229678107

 

CBST

Cubist Pharmaceuticals, Inc.

 

 

Meeting Date:

6/7/2007

 

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Michael W. Bonney

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Walter R. Maupay, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Sylvie Gregoire

 

For

 

Yes

 

For

 

Management

 

2

 

A proposal to amend our restated certificate of incorporation to increase the number of authorized shares of common stock from 100,000 shares to 150,000,000 shares

 

For

 

Yes

 

For

 

Management

 

3

 

A proposal to amend our amended and restated 1997 employee stock purchase plan to extend the plan for an additional ten years and increase the number of shares issuable under the plan by 250,000

 

For

 

Yes

 

For

 

Management

 

4

 

A proposal to amend our amended and restated 2002 directors’ equity incentive plan to allow for the issuance of stock awards and to increase the number of shares issuable under the plan by 300,000

 

For

 

Yes

 

For

 

Management

 

5

 

A proposal to ratify the selection of Pricewaterhousecoopers LLP as our independent auditor for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

259858108

 

DOVP

DOV Pharmaceutical, Inc.

 

 

Meeting Date:

5/11/2007

 

Meeting Type:

Special

Record Date:

4/2/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approve an amendment to DOV Pharmaceutical, Inc.’s fourth amended and restated certificate of incorporation to increase the number of authorized shares of common stock by 200,000,000, from 60,000,000 to 260,000,000, together with a corresponding increase in the number of authorized shares of capital stock from 66,905,000 to 266,905,000

 

For

 

Yes

 

For

 

Management

 

 

29076V109

 

EMAG

Emageon, Inc.

 

 

Meeting Date:

5/24/2007

Meeting Type:

Annual

Record Date:

4/25/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Mylle H. Mangum

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Hugh H. Williamson, III

 

For

 

Yes

 

For

 

Management

 

1

 

Proposal to ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the current fiscal year

 

For

 

Yes

 

For

 

Management

 

 

26881Q101

 

EPIX

Epix Pharmaceuticals, Inc.

 

 

Meeting Date:

8/15/2006

Meeting Type:

Annual & Special

Record Date:

6/28/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approve the issuance of shares of Epix common stock in the merger as contemplated by the agreement and plan of merger, dated as of April 3, 2006, by and among Epix Pharmaceuticals, Inc., Epix Delaware, Inc., and Predix Pharmaceuticals Holdings, Inc., all as more full described in the proxy statement

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to approve an amendment to Epix’s amended and restated certificate of incorporation to increasee the number of authorized shares common stock from 40,000,000 shares to 100,000,000 shares, representing an additional 60,000,000 shares, as more fully described in the proxy statement

 

For

 

Yes

 

For

 

Management

 

3

 

Authorize the Epix board of directors to amend Epix’s restated certificate of incorporation to effect a reverse stock split of Epix’s issued and outstanding shares of common stock, at such ratio between 1:1.25 to 1:4 to be determined by the Epix board of directors, all as more fully described in proxy statement

 

For

 

Yes

 

For

 

Management

 

 


 

4

 

Elect Director Michael Gilman, Ph.D.

 

For

 

Yes

 

For

 

Management

 

4

 

Elect Director Mark Leuchtenberger

 

For

 

Yes

 

For

 

Management

 

4

 

Elect Robert J. Perez

 

For

 

Yes

 

For

 

Management

 

5

 

Proposal to ratify the selection by the audit committee of the Epix board of directors of Ernst & Young LLP as Epix’s independent registered public accounting firm for the fiscal year ending December 31, 2006

 

For

 

Yes

 

For

 

Management

 

6

 

Proposal to approve the adjournment of the annual meeting, if necessary, to solicit additional proxies, in the event that there are not sufficient votes at the time of the annual meeting to approve proposal No.s 1, 2, and 3

 

For

 

Yes

 

For

 

Management

 

 

30161Q104

 

EXEL

Exelixis, Inc.

 

 

Meeting Date:

5/1/2007

Meeting Type:

Annual

Record Date:

3/5/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Alan M. Garber

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Vincent T. Marchesi

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Carl B. Feldbaum

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection of Ernst & Young LLP as Exelixis’ independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

368710406

 

DNA

Genetech, Inc.

 

 

Meeting Date:

4/20/2007

Meeting Type:

Annual

Record Date:

2/20/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Herbert W. Boyer

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William M. Burns

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Erich Hunziker

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jonathan K.C. Knowles

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Arthur D. Levinson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Debra L. Reed

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Charles A. Sanders

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection of Ernst & Young LLP as independent registrered public accounting firm of Genentech for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

372917104

 

GENZ

Genzyme Corporation

 

 

Meeting Date:

5/24/2007

Meeting Type:

Annual

Record Date:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Douglas A. Berthiaume

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gail K. Boureaux

 

For

 

Yes

 

For

 

Management

 

2

 

A proposal to amend the 2004 equity incentive plan to increase the number of shares of common stock covered by the plan by 3,500,000 shares and to merge our 1997 equity incentive plan into the 2004 plan

 

For

 

Yes

 

For

 

Management

 

3

 

A proposal to approve the 2007 director equity plan

 

For

 

Yes

 

For

 

Management

 

4

 

A proposal to amend the 1999 employee stock purchase plan to increase the number of shares of common stock covered by the plan by 1,500,000 shares

 

For

 

Yes

 

For

 

Management

 

5

 

A proposal to amend our bylaws to provide for majority voting for the election of directors in uncontested elections

 

For

 

Yes

 

For

 

Management

 

6

 

A proposal to ratify the selection of independent auditors for 2007

 

For

 

Yes

 

For

 

Management

 

7

 

A shareholder proposal that executive severance agreements be approved by shareholders

 

Against

 

Yes

 

Against

 

Management

 

 

375558103

 

GILD

Gilead Sciences, Inc.

 

 

Meeting Date:

5/9/2007

 

Meeting Type:

Annual

Record Date:

3/22/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Paul Berg

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John F. Cogan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Etienne F. Davignon

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James M. Denny

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Carla A. Hills

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John W. Madigan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John C. Martin

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gordon E. Moore

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Nicholas G. Moore

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gayle E. Wilson

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection of Ernst & Young LLP by the Audit Committee of the board of directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the proposed amendment to Gilead’s 2004 equity incentive plan

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the proposed amendment to Gilead’s employee stock purchase plan

 

For

 

Yes

 

For

 

Management

 

 


 

422211102

 

HLEX

Healthextras, Inc.

 

 

Meeting Date:

6/5/2007

 

Meeting Type:

Annual

Record Date:

4/13/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Thomas L. Blair

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director William E. Brock

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Edward S. Civera

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of the Healthextras, Inc. management non-equity incentive compensation plan

 

For

 

Yes

 

For

 

Management

 

3

 

The ratification of the appointment of Pricewatershousecoopers LLP as independent registered public accountants of Healthextras, Inc. for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

45166R204

 

IDIX

Idenix Pharmaceuticals, Inc.

 

 

Meeting Date:

5/31/2007

 

Meeting Type:

Annual

Record Date:

4/5/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director J-P Sommadossi, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Charles W. Cramb

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas Ebeling

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director W.T. Hockmeyer, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas Hodgson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Norman C. Payson, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert E. Pelzer

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director D. Pollard-Knight, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Pamela Thomas-Graham

 

For

 

Yes

 

For

 

Management

 

2

 

To approve an amendment to the company’s restated certificate of incorporation, as amended, increasing the number of authorized shares of common stock from 75,000,000 to 125,000,000 shares

 

For

 

Yes

 

For

 

 

 

3

 

To approve an amendment to the company’s 2005 stock incentive plan increasing the number of shares of common stock authorized for issuance thereunder from 3,000,000 shares to 6,000,000 shares

 

For

 

Yes

 

For

 

 

 

4

 

To ratify the selection of Pricewaterhousecoopers LLP as the company’s independent registered public accounting firm for the current year ending December 31, 2007

 

For

 

Yes

 

For

 

 

 

 


 

45168D104

 

IDXX

Idexx Laboratories, Inc.

 

 

Meeting Date:

5/9/2007

 

Meeting Type:

Annual

Record Date:

3/16/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jonathan W. Ayers

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert J. Murray

 

For

 

Yes

 

For

 

Management

 

2

 

Amendment to Idexx Laboratories, Inc. 2003 stock incentive plan. To approve and adopt a proposed amendment to our 2003 stock incentive plan to increase the number of shares authorized under the plan from 1,850,000 to 3,150,000 shares.

 

For

 

Yes

 

For

 

Management

 

3

 

Ratification of appointment of independent registered public accounting firm. To ratify the selection by the audit committee of the board of directors of Pricewaterhousecoopers LLP as the company’s independent registered public accounting firm for the current fiscal year.

 

For

 

Yes

 

For

 

Management

 

 

457733103

 

ISPH

Inspire Pharmaceuticals, Inc.

 

 

Meeting Date:

6/8/2007

 

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Christy L. Shaffer, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard S. Kent, MD

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of the selection of Pricewaterhousecoopers LLP as out independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of a proposal to ratify and approve our amended and restated 2005 equity compensation plan

 

For

 

Yes

 

Against

 

Management

 

 

IMA

 

46126P106

Inverness Medical Innovations, Inc.

 

 

Meeting Date:

5/17/2007

Meeting Type:

Annual

Record Date:

3/23/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Robert P. Khederian

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David Scott, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Peter Townsend

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of grant of options under our 2001 stock option and incentive plan to certain executive officers.

 

For

 

Yes

 

For

 

Management

 

 

 

Labcyte, Inc.

 

 

Action by Written Consent:

1/17/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Consent to incurring indebtedness

 

For

 

Yes

 

For

 

Management

 

 


 

50540R409

 

LH

Laboratory Corp. of America Holdings

 

Meeting Date:

5/16/2007

Meeting Type:

Annual

Record Date:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Thomas P. MacMahon

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kerrii B. Anderson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jean-Luc Belingard

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David P. King

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Wendy E. Lane

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director R.E. Mittelstaedt, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director A.H. Rubenstein, MBBCH

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bradford T. Smith

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director M. Keith Weikel, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director R. Sanders Williams, MD

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of the appointment of Pricewatershousecoopers LLP as Laboratory Coporation of America Holdings’ independent registered public accounting firm for 2007

 

For

 

Yes

 

For

 

Management

 

 

528872104

 

LEXG

Lexicon Genetics, Inc.

 

 

Meeting Date:

4/25/2007

 

Meeting Type:

Annual

Record Date:

3/6/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director R.J. Lefkowitz, M.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Alan S. Nies, M.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Clayton S. Rose

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification and approval of an amendment to the company’s restated certificate of incorporation changing the name of the company to “Lexicon Pharmaceuticals, Inc.”

 

For

 

Yes

 

For

 

Management

 

3

 

Ratification and approval of the appointment of Ernst & Young LLP as the company’s independent auditors for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

 

Magellan Biosciences, Inc..

 

 

Action by Written Consent:

10/26/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Election of directors

 

For

 

Yes

 

For

 

Management

 

2

 

General authorization

 

For

 

Yes

 

For

 

Management

 

 


 

 

Magellan Biosciences, Inc.

 

 

Action by Written Consent:

1/31/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Sale of assets

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of the company’s entry into retention agreements

 

For

 

Yes

 

For

 

Management

 

3

 

General authorization

 

 

 

 

 

 

 

 

 

 

 

Magellan Biosciences, Inc.

 

 

Action by Written Consent:

4/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Purchase of intellectual property assets

 

For

 

Yes

 

For

 

Management

 

2

 

Consent to consulting agreements

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of stock options grant

 

For

 

Yes

 

For

 

Management

 

 

56400P201

 

MNKD

Mannkind Corporation

 

 

Meeting Date:

5/24/2007

 

Meeting Type:

Annual

Record Date:

4/2/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Alfred E. Mann

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Hakan S. Edstrom

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Barry E. Cohen

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Ronald J. Consiglio

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael A. Friedman, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Heather May Murren

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kent Kresa

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David H. Maccallum

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Henry L. Nordhoff

 

For

 

Yes

 

For

 

Management

 

2

 

Increase the number of authorized shares of common stock from 90 million to 150 million

 

For

 

Yes

 

For

 

Management

 

3

 

Ratification of Deloitte & Touche LLP as independent auditors

 

For

 

Yes

 

For

 

Management

 

 

576818108

 

MZT

Matritech, Inc.

 

 

Meeting Date:

6/8/2007

 

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Stephen D. Chubb

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David L. Corbet

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Walter O. Fredericks

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Judith Kurland

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bruce Lehman

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director David B. Musket

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jonathan M. Niloff

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert J. Rosenthal

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard A. Sandberg

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director T. Stephen Thompson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director C. William Zadel

 

For

 

Yes

 

For

 

Management

 

2

 

To approve issuances by the company of shares of common stock to satisfy the company’s obligations under certain convertible, secured promissory notes at a price below $0.63 per share

 

For

 

Yes

 

For

 

Management

 

3

 

To approve issuances by the company of shares of common stock at a price below $0.63 per share upon exercise of certain warrants

 

For

 

Yes

 

For

 

Management

 

4

 

To ratify the selection of Pricewaterhousecoopers LLP as the company’s independent registered public accouting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

 

Matritech, Inc.

 

 

Action by Written Consent:

1/13/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Amendment to notes

 

For

 

Yes

 

For

 

Management

 

 

 

Matritech, Inc.

 

 

Action by Written Consent:

2/22/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of a change to the annual meeting date

 

For

 

Yes

 

For

 

Management

 

 

583916101

 

MEDX

Medarex, Inc.

 

 

Meeting Date:

5/17/2007

 

Meeting Type:

Annual

Record Date:

4/5/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Abhijeet J. Lele

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Irwin Lerner

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Julius A. Vida

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director R.C. Dinerstein

 

For

 

Yes

 

For

 

Management

 

2

 

The ratification of the selection by the board of Ernst & Young LLP as Medarex’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

58405K104

 

MDHC

Medco Health Solutions, Inc.

 

 

Meeting Date:

5/24/2007

Meeting Type:

Annual

Record Date:

3/29/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Howard W. Barker, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David B. Snow, Jr.

 

For

 

Yes

 

For

 

Management

 

2

 

To amend the company’s second amended and restated certificate of incorporation to provide for the phase-in of the annual election of directors

 

For

 

Yes

 

For

 

Management

 

3

 

To approve the 2003 employee stock purchase plan

 

For

 

Yes

 

For

 

Management

 

4

 

To ratify the appointment of Pricewaterhousecoopers LLP as the independent registered public accounting firm of the company for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

584690309

 

MRX

Medicis Pharmaceutical Corporation

 

Meeting Date:

5/22/2007

Meeting Type:

Annual

Record Date:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jonah Shacknai

 

For

 

Yes

 

Yes

 

Management

 

1

 

Elect Director Michael A. Pietrangelo

 

For

 

Yes

 

Yes

 

Management

 

1

 

Elect Director Lottie H. Shackelford

 

For

 

Yes

 

Yes

 

Management

 

2

 

Approval of amendment to No. 3 to the Medicis 2006 incentive award plan

 

For

 

Yes

 

Abstain

 

Management

 

3

 

Ratification of the selection of Ernst & Young LLP as independent auditors of Medicis for the fiscal year ending December 31, 2007

 

For

 

Yes

 

Yes

 

Management

 

 

585081102

 

MDWV

Medwave, Inc.

 

 

Meeting Date:

3/19/2007

Meeting Type:

Annual

Record Date:

2/14/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director William D. Corneliuson

 

For

 

Yes

 

For

 

Management

 

 

60877T100

 

MNTA

Momenta Pharmaceuticals, Inc.

 

 

Meeting Date:

6/13/2007

Meeting Type:

Annual

Record Date:

4/19/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Peter Barrett

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Ram Sasisekharan

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bennett M. Shapiro

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the audit committee of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

62855J104

 

MYGN

Myriad Genetics, Inc.

 

 

Meeting Date:

11/16/2006

 

Meeting Type:

Annual

Record Date:

9/29/2006

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Robert S. Attiyeh

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John T. Henderson, MD

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to amend the 2003 employee, director and consultant stock option plan to increase the number of shares of common stock available for issuance thereunder by 1,500,000 shares

 

For

 

Yes

 

Against

 

Management

 

3

 

Proposal to amend the employee stock purchase plan to increase the number of shares of common stock available for issuance thereunder by 400,000 shares

 

For

 

Yes

 

Against

 

Management

 

4

 

Proposal to ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending June 30, 2007

 

For

 

Yes

 

For

 

Management

 

 

636918302

 

NMHC

National Medical Health Card Systems, Inc.

 

Meeting Date:

4/17/2007

Meeting Type:

Annual

Record Date:

3/16/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director James Smith

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Paul J. Konigsberg

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Steven B. Klinsky

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director G. Harry Durity

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert R. Grusky

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Daniel B. Hebert

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gerald Angowitz

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael B. Ajouz

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael T. Flaherman

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Thomas W. Erickson

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of engagement of Ernst & Young LLP to serve as the independent registered public accounting firm of National Medical Health Card Systems, Inc. for the fiscal year ending June 30, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

639050103

 

BABY

Natus Medical Incorporated

 

Meeting Date:

6/14/2007

Meeting Type:

Annual

Record Date:

4/27/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Robert A. Gunst

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James B. Hawkins

 

For

 

Yes

 

For

 

Management

 

2

 

Proposal to ratify the appointment of Deloitte & Touche LLP as Natus Medical Incorporated’s independent registered public accounting firm for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

654798503

 

NTMD

Nitromed, Inc.

 

Meeting Date:

5/25/2007

 

Meeting Type:

Annual

Record Date:

4/4/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director A.N. Karabelas, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kenneth M. Bate

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert S. Cohen

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director F.L. Douglas, MD, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Zola Horovitz, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mark Leschly

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John W. Littlechild

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Joseph Loscalzo, MD, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Davey S. Scoon

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Christopher J. Sobecki

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the Audit Committee of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

OmniSonics Medical Technologies, Inc.

 

Action by Written Consent:

7/10/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Electio of Directors

 

For

 

Yes

 

For

 

Management

 

2

 

General authorization

 

For

 

Yes

 

For

 

Management

 

 

68750U102

 

VITA

Orthovita, Inc.

 

Meeting Date:

7/24/2006

Meeting Type:

Annual

Record Date:

4/28/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Morris Cheston, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director David Fitzgerald

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director Joseph L. Harris

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Antony Koblish

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert M. Levande

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mary Paetzold

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Russell B. Whitman

 

For

 

Yes

 

For

 

Management

 

 

69811Q106

 

PANC

Panacos Pharmaceuticals, Inc.

 

Meeting Date:

6/12/2007

Meeting Type:

Annual

Record Date:

4/23/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Dr. Dunton

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mr. Limber

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mr. Savage

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the amendment to the company’s certificate of incorporation to reduce the number of authorized shares of common stock

 

For

 

Yes

 

For

 

Management

 

3

 

To ratify the appointment of KPMG LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

69329Y104

 

PDLI

PDL Biopharma, Inc.

 

Meeting Date:

6/20/2007

Meeting Type:

Annual

Record Date:

4/23/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Laurence J. Korn, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Samuel Broder, MD

 

For

 

Yes

 

For

 

Management

 

2

 

To approve an amendment to the company’s 2005 equity incentive plan to increase the number of shares of common stock authorized for issuance under the plan by 2,900,000 shares

 

For

 

Yes

 

For

 

Management

 

3

 

To approve an amendment to the company’s 1993 employee stock purchase plan to increase the number of shares of common stock authorized for issuance under the plan by 500,000 shares

 

For

 

Yes

 

For

 

Management

 

4

 

To ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

714046109

 

PKI

Perkinelmer, Inc.

 

Meeting Date:

4/24/2007

 

Meeting Type:

Annual

Record Date:

2/26/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Robert F. Friel

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Nicholas A. Lopardo

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Alexis P. Michas

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James C. Mullen

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dr. Vicki L. Sato

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gabriel Schmergel

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kenton J. Sicchitano

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Gregory L. Summe

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director G. Robert Tod

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the appointment of Deloitte & Touche LLP as Perkinelmer’s independent auditors for the current fiscal year

 

For

 

Yes

 

For

 

Management

 

3

 

To approve amendments to the company’s articles of organization and by-laws to require a majority vote for uncontested election of directors

 

For

 

Yes

 

For

 

Management

 

4

 

Shareholder proposal to request that the company’s board of directors establish a pay-for-superior-performance standard in the company’s executive compensation plan for senior executives. The board of directors recommend a vote against proposal 4.

 

Against

 

Yes

 

Against

 

Shareholder

 

 

7171EP101

 

PCOP

Pharmaceopeia Drug Discovery, Inc.

 

Meeting Date:

5/4/2007

 

Meeting Type:

Annual

Record Date:

3/14/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Steven J. Burakoff

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bruce A. Peacock

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Martin H. Soeters

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dennis H. Langer

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of the appointment of Ernst & Young LLP as the company’s independent external auditors for the period commencing January 1, 2007 and ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of the amendment of the company’s amended and restated certificate of incorporation to change the name of the company to Pharmacopeia, Inc.

 

For

 

Yes

 

For

 

Management

 

4

 

Approval of the amended and restated 2004 stock incentive plan.

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

 

PHT Corporation

 

Action by Written Consent:

1/31/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of the Corporation entering into an agreement

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of the Coporation entering into an equipement arrangement

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

PHT Corporation

 

Action by Written Consent:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Resignation and election of directors

 

For

 

Yes

 

For

 

Management

 

2

 

General authorization

 

For

 

Yes

 

For

 

Management

 

 

743187106

 

PGNX

Progenics Pharmaceuticals, Inc.

 

Meeting Date:

6/11/2007

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Kurt W. Briner

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Paul F. Jacobson

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Charles A. Baker

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mark F. Dalton

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Stephen P. Goff, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director PJ Maddon, MD, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director DA Scheinberg, MD, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Nicole S. Williams

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of amendments to the 1998 employee stock purchase plan and the 1998 non-qualified employee stock purchase plan to increase the number of shares of common stock reserved for issuance thereunder to 1,600,000 and 500,000 respectively, and to make certain other changes to the terms of the plans

 

For

 

Yes

 

For

 

Management

 

3

 

Approval of an amendment to the 2005 stock incentive plan to increase the number of shares of common stock reserved for issuance thereunder to 3,950,000 and to make certain other changes to the terms of the plan

 

For

 

Yes

 

For

 

Management

 

4

 

Ratification of the selection of Pricewatershousecoopers LLP to serve as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

5

 

Authority to vote in their discretion on such other business as may properly come before the meeting

 

For

 

Yes

 

For

 

Management

 

 


 

766559603

 

RIGL

Rigel Pharmaceuticals, Inc.

 

Meeting Date:

5/31/2007

Meeting Type:

Annual

Record Date:

3/22/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Jean Deleage, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director P.S. Ringrose, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Bradford S. Goodwin

 

For

 

Yes

 

For

 

Management

 

2

 

To approve an amendment to the company’s 2000 equity incentive plan (“the 2000 plan”) to increase the number of shares authorized for issuance under the 2000 plan to an aggregate total of 8,410,403

 

For

 

Yes

 

Against

 

Management

 

3

 

To approve an amendment to the company’s 2000 non-employee directors stock plan (the “directors plan”) to increase the number of shares authorized for issuance under the directors plan to an aggregate total of 435,000

 

For

 

Yes

 

Against

 

Management

 

4

 

To approve an amendment to the company’s 2000 employee stock purchase plan (the “purchase plan”) to (1) increase the number of shares authorized for purchase under the purchase plan to an aggregate total of 1,964,062 and (II) terminate the provision providing for an annual increase to the purchase plan pursuant to section 3(A) of the purchase plan effective January 1, 2008

 

For

 

Yes

 

Against

 

Management

 

5

 

To ratify the selection by the Audit Committee of the board of directors of Ernst & Young LLP as independent registered public accounting firm of the company for its fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

81724Q107

 

SNMX

Senomyx, Inc.

 

Meeting Date:

5/31/2007

Meeting Type:

Annual

Record Date:

4/11/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Stephen A. Block, Esq.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael E. Herman

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Mark Leschly

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Dennis F. O’Brien

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jay M. Short, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kent Snyder

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Christopher J. Twomey

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the audit committee of our board of directors of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 


 

82481R106

 

SHPGY

Shire plc

 

Meeting Date:

4/16/2007

Meeting Type:

Special

Record Date:

3/26/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

To approve the acquisition by the Company of New River Pharmaceuticals, Inc. and approve the increase in the borrowing limits of the Company.

 

For

 

Yes

 

For

 

Management

 

 

82481R106

 

SHPGY

Shire plc

 

Meeting Date:

6/20/2007

Meeting Type:

Annual

Record Date:

-

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

To receive the directors’ report and accounts for the year ended December 31 2007

 

For

 

Yes

 

For

 

Management

 

2

 

To re-elect Director Dr. James Henry Cavanaugh

 

For

 

Yes

 

For

 

Management

 

3

 

To re-elect Director Dr. Barry John Price

 

For

 

Yes

 

For

 

Management

 

4

 

To elect Director Ms. Kathleen Anne Nealon

 

For

 

Yes

 

For

 

Management

 

5

 

To elect Director Dr. Jeffrey Marc Leiden

 

For

 

Yes

 

For

 

Management

 

6

 

To re-elect Director Mr. Matthew William Emmens

 

For

 

Yes

 

For

 

Management

 

7

 

To re-elect Director Mr. David John Kappler

 

For

 

Yes

 

For

 

Management

 

8

 

To re-elect Director Mr. Patrick Langlois

 

For

 

Yes

 

For

 

Management

 

9

 

To re-appoint Deloitte & Touche LLP as auditors of the company

 

For

 

Yes

 

For

 

Management

 

10

 

To authorize the Audit Committee to determine the renumberation of the auditors

 

For

 

Yes

 

For

 

Management

 

11

 

To approve the directors’ renumeration report for the year ended December 31, 2006

 

For

 

Yes

 

For

 

Management

 

12

 

To authorize the allotment of shares

 

For

 

Yes

 

For

 

Management

 

13

 

To authorize the disapplication of pre-emption rights

 

For

 

Yes

 

For

 

Management

 

14

 

To authorize market purchases

 

For

 

Yes

 

For

 

Management

 

15

 

To authorize donations to EU political organizations and the incurring of EU political expenditure

 

For

 

Yes

 

For

 

Management

 

16

 

To approve the rules of the 2007 Shire plc employee stock purchase plan and to authorize the directors to make modifications and establish further plans

 

For

 

Yes

 

For

 

Management

 

 

871546206

 

SMA

Symmetry Medical, Inc.

 

Meeting Date:

5/3/2007

 

Meeting Type:

Annual

Record Date:

3/19/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director James S. Burns

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of appointment of Ernst & Young LLP as independent auditors

 

For

 

Yes

 

For

 

Management

 

 


 

 

 

 

TargeGen, Inc.

 

Action by Written Consent:

5/8/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of issuance of stock

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of amended and restated articles of incorporation

 

For

 

Yes

 

For

 

Management

 

3

 

Amendment to stock option plan

 

For

 

Yes

 

For

 

Management

 

 

88078L105

 

TRCA

Tercica, Inc.

 

Meeting Date:

10/12/2006

 

Meeting Type:

Special

Record Date:

8/28/2006

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

To approve the issuance of securities to Ipsen, S.A. or its designated affiliate in connection with the transactions contemplated by the stock purchase and master transaction agreement, dated July 18, 2006, between Tercica and Ipsen S.A., as described in the accompanying proxy statement.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the amendments to Tercica’s amended and restated certificate of incorporation and amended and restated bylaws, as described in the accompanying proxy statement.

 

For

 

Yes

 

For

 

Management

 

3

 

To approve additional amendments to Tercica’s amended and restated certificate of incorporation, as described in the accompany proxy statement.

 

For

 

Yes

 

For

 

Management

 

4

 

To approve the adoption by Tercica of a rights agreement implementing a stockholder rights plan, as described in the accompanying proxy statement.

 

For

 

Yes

 

For

 

Management

 

 

881624209

 

TEVA

Teva Pharmaceutical Industries ADR

 

Meeting Date:

10/5/2006

Meeting Type:

Special

Record Date:

8/29/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

To approve the remuneration of Mr. Eli Hurvitz in his capacity of chairman of the board of Teva, in an amount of the NIS equivalent of $300,000 per annum plus VAT, to be adjusted by the increase of the Israeli consumer price index, together with an office and secretarial and car services. Such remuneration is to be effective as of July 3, 2006.

 

For

 

Yes

 

For

 

Management

 

2

 

To approve the remuneration of Dr. Phillip Frost in his capacity as vice chairman of the board of Teva and chairman of the board’s science and technology committee, in an amount of the NIS equivalent of $275,000 per annum plus VAT, to be adjusted by the increase of the Israeli consumer price index. Such remuneration is to be effective as of July 3, 2006.

 

For

 

Yes

 

For

 

Management

 

 


 

883556102

 

TMO

Thermo Fisher Scientific Inc.

 

Meeting Date:

5/15/2007

Meeting Type:

Annual

Record Date:

3/29/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Marijn E. Dekkers

 

For

 

Yes

 

For

 

Management

 

2

 

Approval and adoption of the Thermo Fisher Scientific Inc. 2007 employees’ stock purchase plan

 

For

 

Yes

 

For

 

Management

 

3

 

Ratification of selection of independent auditors

 

For

 

Yes

 

For

 

Management

 

 

91324P102

 

UNH

Unitedhealth Group Incorporated

 

Meeting Date:

5/29/2007

 

Meeting Type:

Annual

Record Date:

4/9/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director William C. Ballard, Jr

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard T. Burke

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Stephen J. Hemsley

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Robert J. Darretta

 

For

 

Yes

 

For

 

Management

 

2

 

Amendment to articles of incorporation requiring a majority vote for election of directors

 

For

 

Yes

 

For

 

Management

 

3

 

Amendment to articles of incorporation and bylaws providing for the annual election of all members of the board of directors

 

For

 

Yes

 

For

 

Management

 

4

 

Amendment to articles of incorporation and bylaws to eliminate supermajority provisions for the removal of directors

 

For

 

Yes

 

For

 

Management

 

5

 

Amendment to articles of incorporation to eliminate supermajority provisions relating to certain business combinations

 

For

 

Yes

 

For

 

Management

 

6

 

Adoption of restated articles of incorporation

 

For

 

Yes

 

For

 

Management

 

7

 

Ratification of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

8

 

Shareholder proposal concerning performance-vesting shares

 

Against

 

Yes

 

For

 

Shareholder

 

9

 

Shareholder proposal concerning supplemental executive retirement plan

 

Against

 

Yes

 

For

 

Shareholder

 

10

 

Shareholder proposal concerning an advisory resolution on compensation of named executive officeres

 

For

 

Yes

 

Against

 

Shareholder

 

11

 

Shareholder proposal relating to shareholder nominees for election to Unitedhealth Group’s barod of directors

 

Against

 

Yes

 

For

 

Shareholder

 

 

92846N104

 

VTAL

Vital Images, Inc.

 

Meeting Date:

5/22/2007

Meeting Type:

Annual

Record Date:

3/23/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Douglas M. Pihl

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jay D. Miller

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James B. Hickey, Jr.

 

For

 

Yes

 

For

 

Management

 

 


 

1

 

Elect Director Gregory J. Peet

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard W. Perkins

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Michael W. Vannier, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Sven A. Wehrwein

 

For

 

Yes

 

For

 

Management

 

2

 

Approval of the amendment to the company’s articles of incorporation increasing the number of authorized shares of common stock

 

For

 

Yes

 

For

 

Management

 

3

 

Ratification of the appointment of Pricewaterhousecoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

928566108

 

VNUS

VNUS Medical Technologies, Inc.

 

Meeting Date:

5/18/2007

 

Meeting Type:

Annual

Record Date:

4/2/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director W. James Fitzsimmons

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Brian E. Farley

 

For

 

Yes

 

For

 

Management

 

2

 

Ratification of appointment of independent registered public accounting firm

 

For

 

Yes

 

For

 

Management

 

 

94973V107

 

WLP

WellPoint, Inc.

 

Meeting Date:

5/16/2007

Meeting Type:

Annual

Record Date:

3/15/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Sheila P. Burke

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Victor S. Liss

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jane G. Pisano, Ph.D.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director George A. Schaefer, Jr.

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Jackie M. Ward

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John E. Zuccotti

 

For

 

Yes

 

For

 

Management

 

2

 

To approve majority voting for the election of directors in non-contested elections

 

For

 

Yes

 

For

 

Management

 

3

 

To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for the company for 2007.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

Xanthus Pharmaceuticals, Inc.

 

Action by Written Consent:

11/6/2006

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Issuance of securities

 

For

 

No

 

None

 

Management

 

2

 

Amendment of certificate of incorporation

 

For

 

No

 

None

 

Management

 

 


 

3

 

Waiver of rights of first refusal

 

For

 

No

 

None

 

Management

 

4

 

Approval of new purchasers

 

For

 

No

 

None

 

Management

 

5

 

Adoption of employee perfomance incentive plan

 

For

 

No

 

None

 

Management

 

 

 

 

 

Xanthus Pharmaceuticals, Inc.

 

Action by Written Consent:

4/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Amendment to certificate of incorporation

 

For

 

Yes

 

For

 

Management

 

2

 

Issuance of securities

 

For

 

Yes

 

For

 

Management

 

3

 

Waiver of rights of first refusal

 

For

 

Yes

 

For

 

Management

 

4

 

Amendment to stockholders’ agreement

 

For

 

Yes

 

For

 

Management

 

5

 

Approval of officers of Company with power of attorney

 

For

 

Yes

 

For

 

Management

 

6

 

Amendment to stock option plan

 

For

 

Yes

 

For

 

Management

 

 

98411C100

 

XNPT

Xenoport, Inc.

 

Meeting Date:

5/30/2007

Meeting Type:

Annual

Record Date:

4/13/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Paul L. Berns

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director John G. Freund, MD

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Kenneth J. Nussbacher

 

For

 

Yes

 

For

 

Management

 

2

 

To ratify the selection by the audit committee of the board of directors of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year ending December 31, 2007

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

Xoft, Inc.

 

Action by Written Consent:

3/30/2007

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Approval of amended and restated certificate of incorporation

 

For

 

No

 

None

 

Management

 

2

 

Approval of financing

 

For

 

No

 

None

 

Management

 

3

 

Approval of financing documents

 

For

 

No

 

None

 

Management

 

4

 

Approval of changes to stock plan

 

For

 

No

 

None

 

Management

 

5

 

Appointment of Director

 

For

 

No

 

None

 

Management

 

6

 

Approval of indemnification of agreements

 

For

 

No

 

None

 

Management

 

7

 

Approval of issuance of warrants

 

For

 

No

 

None

 

Management

 

8

 

Approval of omnibus resolution

 

For

 

No

 

None

 

Management

 

 


 

98974P100

 

ZIXI

Zix Corporation

 

Meeting Date:

6/7/2007

 

Meeting Type:

Annual

Record Date:

4/12/2007

 

 

 

 

#

 

Proposal

 

Mgt. Recommends

 

Voted

 

Vote Cast

 

Sponsor

 

1

 

Elect Director Robert C. Hausmann

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Charles N. Kahn III

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director James S. Marston

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Antonio R. Sanchez III

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Paul E. Schlosberg

 

For

 

Yes

 

For

 

Management

 

1

 

Elect Director Richard D. Spurr

 

For

 

Yes

 

For

 

Management

 

2

 

Adoption of proposed amendments to Zix Corporation 2006 directors’ stock option plan

 

For

 

Yes

 

For

 

Management

 

3

 

Adoption of proposed amendments to Zix Corporation 2004 stock option plan

 

For

 

Yes

 

For

 

Management

 

4

 

Adoption of proposed amendment to Zix Corporation employee stock option plan

 

For

 

Yes

 

For

 

Management

 

5

 

Ratification of appointment of Whitley Penn LLP as independent registered public accountants

 

For

 

Yes

 

For

 

Management

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant)

H&Q Life Sciences Investors

 

By (Signature and Title)*

 

 

 

 

(Daniel Omstead, President)

 

/s/ Daniel Omstead

 

Date

8/24/07

 

*Print the name and title of each signing officer under his or her signature.

 

2